DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Hornor, Townsend & Kent, LLC
Latest filing Apr 24, 2026
First filing on the tape Mar 28, 2012 · 67 filings
SEC status approved since Feb 25, 1999
RAUM
$9.0B
reported, Item 5.F
Discretionary
7.2%
of RAUM
Private clients
91%
$8.2B individuals and HNW
Advisors
468
registered through the firm on IAPD
RAUM per advisor
$19.3M
derived; firm RAUM over IAPD count
Employees
485
426 advisory (5.B.1)
Offices
250
beyond the principal office
Private funds
0
reported on Schedule D
History
67 filings and snapshots on the tape
RAUM$9.0B as of Apr 24, 2026
Mar 28, 2012$755M then
HNW client RAUM$1.0B as of Apr 24, 2026
Mar 30, 2018$460M then
State-registered IARs (5.B.3)485 as of Apr 24, 2026
Mar 28, 20120 then
Employees (5.A)485 as of Apr 24, 2026
Mar 27, 2013573 then
Private funds: no history
RAUM +16% over the last fiscal year+8.2% a year over threeIARs 442 to 485offices 163 to 250
Practice profile
derived from the filing of Apr 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $19.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 60derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $317,771derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 7.2%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.9derived251 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +9.7%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -10%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $4.6BreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$7.2B80%
- High-net-worth individuals$1.0B11%
- Corporations and businesses$716M7.9%
- Pension and profit-sharing plans$55.4M0.6%
- Charitable organizations$9.9M0.1%
- Individual clients
- 27,446reported
- HNW clients
- 553reported
- Pension plan clients
- 122reported
- Charitable clients
- 25reported
- Accounts
- 28,369reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- $1.2B sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.91 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=true bd_reps=464.0 bank_owner=falsederived
Advisors registered through the firm
468 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| John J SpillaneCertified Financial Planner | Naples, Fl | Apr 30, 1999 | 36 y | 0 |
| Thomas John SullivanCertified Financial Planner | Burlington, Ma | Apr 30, 1999 | 49 y | 0 |
| James Ralph LesterChartered Financial Consultant | Addison, Tx | Jul 30, 1999 | 55 y | 0 |
| Grover Cleveland Brillhart | Addison, Tx | Sep 2, 1999 | 29 y | 0 |
| Michael Stuart Ross | Burlington, Ma | Nov 21, 2000 | 33 y | 0 |
| Bret Reed Andrus | Holladay, Ut | Dec 13, 2000 | 40 y | 0 |
| Eric Daniel PylesCertified Financial Planner, Chartered Financial Consultant | Chandler, Az | Apr 23, 2001 | 25 y | 0 |
| David Gerard WalshCertified Financial Planner | Burlington, Ma | Jan 1, 2002 | 31 y | 0 |
| Jerome Paul Goldberg | Tinton Falls, Nj | Jul 18, 2002 | 33 y | 0 |
| Carl Anthony DemarcoChartered Financial Consultant | Tinton Falls, Nj | Jul 31, 2002 | 30 y | 0 |
| Peter Michael Zaknich | Merchantville, Nj | Jul 31, 2002 | 31 y | 0 |
| Matthew James CondonCertified Financial Planner | Burlington, Ma | Oct 2, 2002 | 25 y | 0 |
| Stephen Joseph Ryan | Conshohocken, Pa | Oct 15, 2002 | 34 y | 0 |
| Thomas Roland Simons | Conshohocken, Pa | Oct 15, 2002 | 31 y | 0 |
| Christopher John Clayton | Egg Harbor Township, Nj | Oct 31, 2002 | 30 y | 0 |
| Gregory Neal AltenauChartered Financial Consultant | Cincinnati, Oh | Jan 14, 2003 | 47 y | 0 |
| George P KoumoutsosChartered Financial Consultant | Cincinnati, Oh | Jan 14, 2003 | 48 y | 0 |
| Louis Thomas Barberio | Linwood, Nj | Feb 6, 2003 | 35 y | 1 |
| Michael L ScottCertified Financial Planner, Chartered Financial Consultant | Oshkosh, Wi | Apr 8, 2003 | 24 y | 0 |
| Debra Peter GuerreroChartered Financial Consultant | State College, Pa | May 28, 2003 | 30 y | 0 |
| Samuel MathewCertified Financial Planner | Marlton, Nj | Aug 6, 2003 | 37 y | 0 |
| George Gene BradleyChartered Financial Consultant | Medford, Nj | Oct 16, 2003 | 43 y | 1 |
| William Pack Holmes | Wayne, Pa | Nov 5, 2003 | 28 y | 1 |
| Alan Harris PollackPersonal Financial Specialist | Cherry Hill, Nj | Nov 24, 2003 | 30 y | 0 |
| James Arnold GirresChartered Financial Consultant | Cedar Falls, Ia | Dec 16, 2003 | 50 y | 0 |
| Robin Pamela FineChartered Financial Consultant | Ambler, Pa | Mar 12, 2004 | 40 y | 0 |
| Daniel Peter Petrovich | Conshohocken, Pa | Mar 15, 2004 | 28 y | 1 |
| Glenn David GuthrieChartered Financial Consultant | Woodstock, Ga | Mar 23, 2004 | 40 y | 1 |
| Richard Bartlett SteeleCertified Financial Planner | Medford, Nj | Mar 30, 2004 | 26 y | 0 |
| John Lamar NormanChartered Financial Consultant | Addison, Tx | Apr 6, 2004 | 31 y | 1 |
| Edward Robert Cehelsky | Venetia, Pa | Apr 28, 2004 | 24 y | 0 |
| Gianna Marie Kennedy | Conshohocken, Pa | Jul 19, 2004 | 27 y | 1 |
| Rita Ellen Gibson | Sacramento, Ca | Aug 26, 2004 | 42 y | 0 |
| Robert Michael HalliganChartered Financial Consultant | Conshohocken, Pa | Aug 26, 2004 | 46 y | 0 |
| Allen Gabriel Ekman | Tucson, Az | Sep 23, 2004 | 38 y | 0 |
| Daniel Joseph AltenauCertified Financial Planner | Cincinnati, Oh | Feb 1, 2005 | 24 y | 0 |
| Saivaroon Ann Diehl | San Clemente, Ca | Feb 3, 2005 | 28 y | 0 |
| Guido Andreas Gaeffke | Conshohocken, Pa | Apr 4, 2005 | 22 y | 0 |
| Timothy Michael HylandCertified Financial Planner | Lebanon, Nj | Jan 18, 2006 | 24 y | 0 |
| Steve Gerald JohnsonCertified Financial Planner | Carlton, Or | Oct 3, 2006 | 44 y | 0 |
Advisor movement
38 left, 29 joined in 12 months
net -9 in 12 months5 left in 90 days9 joined in 90 daysdeparture rate 8.1% of current headcount142 left over 36 months
Left, latest
- Michelle Boyce to Park Avenue Securities LLCAug 14, 2026 · RIA to affiliated broker-dealer or bank
- Daniel I Forbes to Centaurus Financial, Inc.Jul 22, 2026 · RIA to affiliated broker-dealer or bank
- Joseph David Shalom to Thepartners Wealth ManagementJul 21, 2026 · RIA to RIA
- Michael Johnathan Vines to Prime Capital FinancialJul 21, 2026 · RIA to RIA
- Joseph Garrett to Ameriprise Financial Services, LLCJun 29, 2026 · RIA to affiliated broker-dealer or bank
- Steven Schlegel to First Command Advisory ServicesJun 5, 2026 · RIA to affiliated broker-dealer or bank
- Ethan James Straus to Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 26, 2026 · RIA to wirehouse
- Lori Renae Bogatz to Osaic Wealth, Inc.May 26, 2026 · RIA to affiliated broker-dealer or bank
- Micheal James Foster to A4 Wealth Advisors LLCMay 26, 2026 · RIA to RIA
- Kaylynne Elise Willis to A4 Wealth Advisors LLCMay 26, 2026 · RIA to RIA
- George Benjamin Rovee to Park Avenue Securities LLCMay 19, 2026 · RIA to affiliated broker-dealer or bank
- Andrew Rolf Melliger to LPL Financial LLCMay 15, 2026 · RIA to affiliated broker-dealer or bank
- Karren Sue Allen to LPL Financial LLCMay 15, 2026 · RIA to affiliated broker-dealer or bank
- William Bryce Huff to LPL Financial LLCMay 11, 2026 · RIA to affiliated broker-dealer or bank
- Allen Keller to J. W. Cole Advisors, Inc.Apr 27, 2026 · RIA to affiliated broker-dealer or bank
Joined, latest
- Brendan Stewart Dailor from Usi Securities, Inc.Sep 16, 2026 · Other
- Christopher Larry Wood from Retirement Plan Advisors, LLCAug 19, 2026 · RIA to RIA
- Christopher King from MML Investors Services, LLCAug 17, 2026 · Affiliated broker-dealer or bank to independent RIA
- Nathan Zale Dowlen from Sequent Planning, LLCJul 24, 2026 · RIA to RIA
- Joshua Deron Vinson from 11 FinancialJul 23, 2026 · RIA to RIA
- Delana Raquel Romenesko from Thrivent Investment Management Inc.Jul 10, 2026 · Affiliated broker-dealer or bank to independent RIA
- Kyle J Gerber from Sequent Planning, LLCJul 2, 2026 · RIA to RIA
- Samim Oliveira Syed from Digital Ascension Group - WealthJun 26, 2026 · Other
- Brian Francis Lynch from MML Investors Services, LLCJun 24, 2026 · Affiliated broker-dealer or bank to independent RIA
- Ashton David Glaser from Mutual Of Omaha Investor Services, Inc.Jun 18, 2026 · RIA to RIA
- Meredith Holmes Mckinley from Eagle Strategies LLCJun 2, 2026 · Affiliated broker-dealer or bank to independent RIA
- Jacob Matthew Rogers Kowalski from Pnc Wealth ManagementMay 4, 2026 · Affiliated broker-dealer or bank to independent RIA
- Derek Nelson from National Planning Corporation ("Npc Of America" In Fl & Ny)Apr 30, 2026 · Other
- Ashley Christine Mcneely from Ameriprise Financial Services, LLCMar 27, 2026 · Affiliated broker-dealer or bank to independent RIA
- James Raymond Bishof from Equitable Advisors, LLCMar 25, 2026 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for A4 Wealth Advisors LLCMay 26, 2026 · Charlotte, Nc
- 2 left for LPL Financial LLCMay 15, 2026 · Overland Park, Ks
- 2 left for Ameriprise Financial Services, LLCFeb 27, 2026 · Coral Gables, Fl
- 2 left for Kestra Advisory Services, LLCFeb 17, 2026 · Edison, Nj
- 3 left for Blueprint Financial AdvisorsJan 26, 2026 · Charlotte, Nc
- 2 left for Blueprint Financial AdvisorsJan 23, 2026 · Conshohocken, Pa
- 2 left for L&S Private Wealth, LLCJan 20, 2026 · Perkins, Ok
- 2 left for Ameritas Advisory Services, LLCMay 2, 2025 · Hauppauge, Ny
- 2 joined from Krempa Associates Inc.Jul 30, 2026 · Fountainville, Pa
- 2 joined from Eagle Strategies LLCJun 11, 2025 · San Antonio, Tx
- 2 joined from Osaic Fs, Inc.Nov 14, 2024 · Overland Park, Ks
- 2 joined from MML Investors Services, LLCNov 11, 2024 · Fredericksburg, Va
- 2 joined from Park Avenue Securities LLCJun 4, 2024 · Saint Louis, Mo
- 2 joined from Brookstone Capital Management LLCAug 29, 2023 · Wheaton, Il
- 2 joined from Alphastar Capital ManagementAug 2, 2023 · Franklin, Tn
- 2 joined from MML Investors Services, LLCJul 19, 2023 · Pleasant Hill, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Aaron J Gordon · President, Managercontrolsince 09/2021 · owns less than 5%
- Niki Lee Muller · Principal Operations Officercontrolsince 08/2025 · owns less than 5%
- Heather Jill Nagengast · President, Managercontrolsince 05/2024 · owns less than 5%
- Karthick Dalawai Narayanswamy · Managersince 04/2021 · owns less than 5%
- Radford Michael Gunzenhauser · Finopsince 08/2025 · owns less than 5%
- Keith Gordon Huckerby · Managersince 04/2021 · owns less than 5%
- Cristina Marie Leder · Finopsince 03/2022 · owns less than 5%
- Ann-Marie Mason · Chief Legal Officer And Secretarysince 01/2021 · owns less than 5%
- David Michael O'Malley · Chairman And Managersince 04/2021 · owns less than 5%
- Victoria Marie Robinson · Chief Compliance Officer, Managersince 08/2019 · owns less than 5%
- Justin Wyant · Managersince 08/2025 · owns less than 5%
Entity owners
- 1847 Financial LLC · Shareholderdirect · owns 75% or more
- The Penn Mutual Life Insurance Company · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
- 1847 Insurance Captive, LLCreal estaten
- Penn Mutual Asset Management, LLCinvestment adviserbanknRAUM $42B
- Pia Reinsurance Company Of Delaware Ireal estaten
- The Penn Insurance And Annuity Companyreal estaten
- The Penn Insurance And Annuity Company Of New Yorkreal estaten
- The Penn Mutual Life Insurance Companyreal estatey
- Vantis Life Insurance Companyreal estaten
Advisers that list Hornor, Townsend & Kent, LLC as a related person
- 107518 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Conshohocken, Pa · principal | 89 | 13 | 7 | ||
| New York, Ny | 51 | 7 | 2 | ||
| Edison, Nj | 15 | 1 | 1 | 1 | |
| Boca Raton, Fl | 14 | 1 | 1 | ||
| Allentown, Pa | 13 | 2 | 0 | ||
| Pittsburgh, Pa | 13 | 0 | 1 | ||
| Littleton, Co | 12 | 3 | 0 | ||
| Addison, Tx | 12 | 1 | 1 | ||
| Tampa, Fl | 9 | 2 | 0 | ||
| Burlington, Ma | 9 | 0 | 0 | ||
| Cincinnati, Oh | 9 | 0 | 0 | ||
| Chandler, Az | 8 | 3 | 0 | ||
| Houston, Tx | 7 | 0 | 1 | ||
| Akron, Oh | 7 | 1 | 0 | ||
| Norwalk, Ct | 6 | 0 | 0 | ||
| Brentwood, Tn | 6 | 3 | 0 | ||
| Colonial Heights, Va | 5 | 0 | 0 | ||
| Woodstock, Ga | 5 | 0 | 0 | ||
| Exton, Pa | 5 | 0 | 0 | ||
| Greensboro, Nc | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- New York, NY48 employees
- Conshohocken, PA38 employees
- Pittsburgh, PA16 employees
- Edison, NJ12 employees
- Allentown, PA9 employees
- Tulsa, OK9 employees
- Wichita, KS9 employees
- Addison, TX9 employees
- Wilton, CT8 employees
- South Jordan, UT7 employees
- Akron, OH7 employees
- Charlotte, NC6 employees
- Burlington, MA6 employees
- Coral Gables, FL6 employees
- Tampa, FL5 employees
- Chandler, AZ4 employees
- Cincinnati, OH4 employees
- Burlington, MA4 employees
- Littleton, CO4 employees
- Brentwood, TN4 employees
- Glen Rock, NJ4 employees
- Poquoson, VA4 employees
- Exton, PA4 employees
- Boca Raton, FL3 employees
- Woodstock, GA3 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Apr 24, 2026MULLER, NIKI LEE (PRINCIPAL OPERATIONS OFFICER) appeared on Schedule A between the filings of 2024-10-25 and 2026-04-24peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Apr 24, 2026GORDON, AARON J (PRESIDENT, MANAGER) left Schedule A between the filings of 2024-10-25 and 2026-04-24peers: independent wealth managers, $5B to $20B (289)
- HNW share shiftChange between filings · filing Apr 24, 2026HNW share of RAUM moved from 51.0% to 11.0% between the annual amendments of 2025-03-28 and 2026-04-24peers: independent wealth managers, $5B to $20B (289)
- office count surgeChange between filings · filing Apr 24, 2026offices other than the principal office (Item 1.F.5) moved from 163.0 to 250.0 (+53.0%) between the annual amendments of 2025-03-28 and 2026-04-24; the peer median change was 0.0% (142 comparable advisers, 90.0th percentile of changes)peers: independent wealth managers, $5B to $20B (142) · 90% percentile
What changed
consecutive filings, newest first
- Accounts · 31,522 to 28,369Aug 12, 2025 to Mar 31, 2026
- Advisory employees · 398 to 426Aug 12, 2025 to Mar 31, 2026
- BD registered reps · 430 to 464Aug 12, 2025 to Mar 31, 2026
- Charity clients · 24 to 25Aug 12, 2025 to Mar 31, 2026
- Corporate clients · 203 to 223Aug 12, 2025 to Mar 31, 2026
- HNW clients · 3,600 to 553Aug 12, 2025 to Mar 31, 2026
- Individual clients · 27,584 to 27,446Aug 12, 2025 to Mar 31, 2026
- Pension plan clients · 111 to 122Aug 12, 2025 to Mar 31, 2026
- Employees · 442 to 485Aug 12, 2025 to Mar 31, 2026
- Insurance-licensed employees · 3 to 4Aug 12, 2025 to Mar 31, 2026
- Financial planning clients · 101-250 to 51-100Aug 12, 2025 to Mar 31, 2026
- State-registered IARs · 442 to 485Aug 12, 2025 to Mar 31, 2026
- Other offices · 163 to 250Aug 12, 2025 to Mar 31, 2026
- Discretionary RAUM · $378M to $648MAug 12, 2025 to Mar 31, 2026
- HNW RAUM · $3.9B to $1.0BAug 12, 2025 to Mar 31, 2026
- Individual RAUM · $3.1B to $7.2BAug 12, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $7.4B to $8.4BAug 12, 2025 to Mar 31, 2026
- Pension RAUM · $94.8M to $55.4MAug 12, 2025 to Mar 31, 2026
- RAUM · $7.8B to $9.0BAug 12, 2025 to Mar 31, 2026
- Wrap assets (sponsor) · $952M to $1.2BAug 12, 2025 to Mar 31, 2026
- Related broker-dealer · true to falseMar 28, 2025 to Aug 12, 2025
- Accounts · 30,467 to 31,522Dec 3, 2024 to Mar 28, 2025
- Advisory employees · 417 to 398Dec 3, 2024 to Mar 28, 2025
- BD registered reps · 403 to 430Dec 3, 2024 to Mar 28, 2025
- Corporate clients · 172 to 203Dec 3, 2024 to Mar 28, 2025
- HNW clients · 2,992 to 3,600Dec 3, 2024 to Mar 28, 2025
- Individual clients · 27,146 to 27,584Dec 3, 2024 to Mar 28, 2025
- Pension plan clients · 133 to 111Dec 3, 2024 to Mar 28, 2025
- Employees · 456 to 442Dec 3, 2024 to Mar 28, 2025
- Financial planning clients · 101-250 to 101-250Dec 3, 2024 to Mar 28, 2025
- State-registered IARs · 417 to 442Dec 3, 2024 to Mar 28, 2025
- Other offices · 160 to 163Dec 3, 2024 to Mar 28, 2025
- Discretionary RAUM · $291M to $378MDec 3, 2024 to Mar 28, 2025
- HNW RAUM · $3.1B to $3.9BDec 3, 2024 to Mar 28, 2025
- Individual RAUM · $3.1B to $3.1BDec 3, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $6.6B to $7.4BDec 3, 2024 to Mar 28, 2025
- Pension RAUM · $103M to $94.8MDec 3, 2024 to Mar 28, 2025
- RAUM · $6.9B to $7.8BDec 3, 2024 to Mar 28, 2025
- Wrap assets (sponsor) · $960M to $952MDec 3, 2024 to Mar 28, 2025
- Succession · true to falseNov 18, 2024 to Dec 3, 2024
Signals
60 dated events
- Brendan Stewart Dailor registered as an investment adviser representative at Hornor, Townsend & Kent, LlcSep 16, 2026 · Advisor registered · fact
- Michelle Boyce left Hornor, Townsend & Kent, Llc for Park Avenue Securities Llc (registered 2026-08-25)Aug 14, 2026 · Advisor changed firm · fact
- 2 advisors left Krempa Associates Inc. (Fountainville, PA) for Hornor, Townsend & Kent, LLC on the same dayJul 30, 2026 · Team lift-out · derived
- Daniel I Forbes left Hornor, Townsend & Kent, Llc for Centaurus Financial, Inc. (registered 2026-08-07)Jul 22, 2026 · Advisor changed firm · fact
- Joseph David Shalom left Hornor, Townsend & Kent, Llc for Thepartners Wealth Management (registered 2026-07-17)Jul 21, 2026 · Advisor changed firm · fact
- Michael Johnathan Vines left Hornor, Townsend & Kent, Llc for Prime Capital Financial (registered 2026-07-20)Jul 21, 2026 · Advisor changed firm · fact
- Joseph Garrett left Hornor, Townsend & Kent, Llc for Ameriprise Financial Services, Llc (registered 2026-07-09)Jun 29, 2026 · Advisor changed firm · fact
- Steven Schlegel left Hornor, Townsend & Kent, Llc for First Command Advisory Services (registered 2026-07-10)Jun 5, 2026 · Advisor changed firm · fact
- Micheal James Foster left Hornor, Townsend & Kent, Llc for A4 Wealth Advisors Llc (registered 2026-05-27)May 26, 2026 · Advisor changed firm · fact
- Lori Renae Bogatz left Hornor, Townsend & Kent, Llc for Osaic Wealth, Inc. (registered 2026-08-14)May 26, 2026 · Advisor changed firm · fact
- Kaylynne Elise Willis left Hornor, Townsend & Kent, Llc for A4 Wealth Advisors Llc (registered 2026-05-27)May 26, 2026 · Advisor changed firm · fact
- Ethan James Straus left Hornor, Townsend & Kent, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2026-06-02)May 26, 2026 · Advisor changed firm · fact
- 2 advisors left Hornor, Townsend & Kent, LLC (Charlotte, NC) for A4 Wealth Advisors LLC on the same dayMay 26, 2026 · Team lift-out · derived
- George Benjamin Rovee left Hornor, Townsend & Kent, Llc for Park Avenue Securities Llc (registered 2026-06-04)May 19, 2026 · Advisor changed firm · fact
- Andrew Rolf Melliger left Hornor, Townsend & Kent, Llc for Lpl Financial Llc (registered 2026-05-14)May 15, 2026 · Advisor changed firm · fact
- Karren Sue Allen left Hornor, Townsend & Kent, Llc for Lpl Financial Llc (registered 2026-05-14)May 15, 2026 · Advisor changed firm · fact
- 2 advisors left Hornor, Townsend & Kent, LLC (Overland Park, KS) for LPL Financial LLC on the same dayMay 15, 2026 · Team lift-out · derived
- William Bryce Huff left Hornor, Townsend & Kent, Llc for Lpl Financial Llc (registered 2026-05-08)May 11, 2026 · Advisor changed firm · fact
- Allen Keller left Hornor, Townsend & Kent, Llc for J. W. Cole Advisors, Inc. (registered 2026-07-14)Apr 27, 2026 · Advisor changed firm · fact
- Andrew Donoghue left Hornor, Townsend & Kent, Llc for Amd Wealth Management Llc (registered 2026-04-14)Apr 14, 2026 · Advisor changed firm · fact
- Edward Daniel Dropic left Hornor, Townsend & Kent, Llc for Simplicity Wealth (registered 2026-04-17)Apr 7, 2026 · Advisor changed firm · fact
- Russell D Rhodes left Hornor, Townsend & Kent, Llc for Mml Investors Services, Llc (registered 2026-05-05)Apr 1, 2026 · Advisor changed firm · fact
- Hornor, Townsend & Kent, Llc reported 250 offices beyond its principal office, up from 163 (2025-08-12 to 2026-03-31)Mar 31, 2026 · Office count change · derived
- Brandon T Preece left Hornor, Townsend & Kent, Llc for Lpl Financial Llc (registered 2026-03-09)Mar 10, 2026 · Advisor changed firm · fact
- Charlene Guisasola left Hornor, Townsend & Kent, Llc for Ameriprise Financial Services, Llc (registered 2026-03-02)Feb 27, 2026 · Advisor changed firm · fact
- Pedro L Torres left Hornor, Townsend & Kent, Llc for Ameriprise Financial Services, Llc (registered 2026-03-02)Feb 27, 2026 · Advisor changed firm · fact
- 2 advisors left Hornor, Townsend & Kent, LLC (Coral Gables, FL) for Ameriprise Financial Services, LLC on the same dayFeb 27, 2026 · Team lift-out · derived
- David Jordan Levy left Hornor, Townsend & Kent, Llc for Citizens Securities, Inc. (registered 2026-03-02)Feb 26, 2026 · Advisor changed firm · fact
- Todd J Jakubik left Hornor, Townsend & Kent, Llc for Kestra Advisory Services, Llc (registered 2026-02-17)Feb 17, 2026 · Advisor changed firm · fact
- Brandon James Grocki left Hornor, Townsend & Kent, Llc for Kestra Advisory Services, Llc (registered 2026-02-17)Feb 17, 2026 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 800-873-7637reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/hornor-townsend-&-kent/mycompanyreportedpublic record, Form ADV, Sep 17, 2026
- Website
- HTK.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 215-957-7300reportedpublic record, Form ADV, Apr 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $19.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026