RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• J••• D•••••
- W••• C•••••• P•••••••• L•• independent RIA currentsince Aug 2, 2023 · Wayne, Pa
- B••• M••• T•••• A•••••••• L•• independent RIAOct 18, 2016 to Jul 25, 2018 · Philadelphia, Pa
- W••• C•••••• M••••••••• I••• formerOct 30, 2002 to Mar 30, 2017 · Philadelphia, Pa
- B••• M••• T•••• A•••••••• L•• to W••• C•••••• P•••••••• L••left Jul 25, 2018, registered Aug 2, 2023 (1834 days) · RIA to RIA
- W••• C•••••• M••••••••• I••• to B••• M••• T•••• A•••••••• L••left Mar 30, 2017, registered Oct 18, 2016 (-163 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address