DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••• C•••••• P•••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Oct 26, 2018 · 17 filings
SEC status approved since Nov 23, 2018
RAUM
$930M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$930M individuals and HNW
Advisors
11
registered through the firm on IAPD
RAUM per advisor
$84.5M
derived; firm RAUM over IAPD count
Employees
11
10 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$930M as of Mar 30, 2026
Mar 22, 2019$111M then
HNW client RAUM$903M as of Mar 30, 2026
Mar 22, 2019$66.4M then
State-registered IARs (5.B.3)10 as of Mar 30, 2026
Mar 22, 20191 then
Employees (5.A)11 as of Mar 30, 2026
Mar 22, 20193 then
Private funds1 as of Mar 31, 2021
Mar 30, 20201 then
RAUM +64% over the last fiscal year+43% a year over threeIARs 11 to 10
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- $84.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 33derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.7MderivedHNW RAUM over HNW clients
- Average account
- $788,544derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 5.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +64%derivedbetween the last two annual amendments
- Advisor growth, one year
- -9.1%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +54%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $34.2M, 21 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$903M97%
- Individuals$26.8M2.9%
- Individual clients
- 126reported
- HNW clients
- 241reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,179reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $34.2M for 21 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C••••••••• J••••• T••••••••• | Wayne, Pa | Dec 21, 2018 | 24 y | 2 |
| S•••••• C•••••• P•••Certified Financial Planner | Wayne, Pa | Apr 10, 2019 | 13 y | 0 |
| M•••••• J•••• B••• | Wayne, Pa | Apr 11, 2019 | 11 y | 1 |
| T••••• C•••••• H••••Chartered Financial Analyst | Wayne, Pa | Jun 19, 2019 | 42 y | 0 |
| M••• W•••••• F•••••• | Wayne, Pa | Jan 9, 2020 | 12 y | 2 |
| A••••• B•••• S••••••Chartered Financial Analyst | Wayne, Pa | Feb 7, 2022 | 11 y | 4 |
| J••••• J••• D•••••Certified Financial Planner | Wayne, Pa | Aug 2, 2023 | 44 y | 2 |
| B••••• A••••• B•••Certified Financial Planner | Wayne, Pa | Nov 27, 2024 | 26 y | 5 |
| D•••• S•••••• C••••Certified Financial Planner | Wayne, Pa | Jul 2, 2025 | 12 y | 2 |
| A••••• T••• B•••••••Certified Financial Planner | Wayne, Pa | May 28, 2026 | 11 y | 4 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- C•••• M•••• B•••••• to M•••• B•••••• L•••Jan 3, 2024 · RIA to a state-registered adviser
- S•••••• J••• G••••• G••••• to S•••• T•••• I•••••••••Dec 13, 2022 · RIA to RIA
- G••••• R••••• T•••••• to G•••• J••••••• W••••• A•••••••Sep 30, 2021 · RIA to RIA
- A••••• B•••• S•••••• to B••••••••• O•• P•••••• W••••• L••Aug 17, 2021 · RIA to RIA
Joined, latest
- A••••• T••• B••••••• from A•••••••• A•••••••• L••May 28, 2026 · RIA to RIA
- D•••• S•••••• C•••• from M• H••••••• S••••••••• I•••Jul 2, 2025 · Affiliated broker-dealer or bank to independent RIA
- B••••• A••••• B••• from M•••••• W••••• M••••••••• L•Nov 27, 2024 · RIA to RIA
- J••••• J••• D••••• from B••• M••• T•••• A•••••••• L••Aug 2, 2023 · RIA to RIA
- C•••• M•••• B•••••• from M•• S••••••••• I•••Apr 29, 2022 · Other
- A••••• B•••• S•••••• from B••••••••• O•• P•••••• W••••• L••Feb 7, 2022 · RIA to RIA
- S•••••• J••• G••••• G••••• from O•••• A••••••• S•••••••• L••Mar 27, 2020 · Affiliated broker-dealer or bank to independent RIA
- A••••• B•••• S•••••• from B••• M••• T•••• A•••••••• L••Jan 14, 2020 · RIA to RIA
- M••• W•••••• F•••••• from B••• M••• T•••• A•••••••• L••Jan 9, 2020 · RIA to RIA
- G••••• R••••• T•••••• from C••••••••• I••••••••• L••Sep 24, 2019 · RIA to RIA
- M•••••• J•••• B••• from E•••••••• A•••••••• L••Apr 11, 2019 · Affiliated broker-dealer or bank to independent RIA
- C••••••••• J••••• T••••••••• from B••• M••• T•••• A•••••••• L••Dec 21, 2018 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from B••• M••• T•••• A•••••••• L••Jan 2, 2019 · Philadelphia, Pa
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L•••• C•••••• F••• I• 2•••• L••no longer reported | Other Private Fund | $5.6M | 10 | Mar 30, 2020 |
Owners and control persons
Schedule A and B, latest filing
- F••••••• M•••• W•••••• · Chief Compliance Officercontrolsince 11/2021 · owns 50% to 75%
- T••••••••• C••••••••• J••••• · Membercontrolsince 10/2018 · owns 50% to 75% of G•••• W••••••• L••
- T••••••••• E••••• · Membercontrolsince 10/2018 · owns 50% to 75% of G•••• W••••••• L••
- H••••• T•••••• C•••••• · Chief Investment Officersince 01/2020 · owns less than 5%
Entity owners
- G•••• W••••••• L•• · Memberdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- S•••••• P•••• C••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Wayne, Pa · principal | 11 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Highlands Ranch, CO1 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $565,287,657 to $929,693,259 (+64.0%) between the annual amendments of 2025-03-31 and 2026-03-30; the peer median change was +16.0% (1385 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,385) · 96% percentile
- control person changedChange between filings · filing Mar 30, 2026T••••••••• E••••• (MEMBER) left Schedule A between the filings of 2021-11-03 and 2026-03-30peers: independent wealth managers, $500M to $1B (1,482)
- control person changedChange between filings · filing Mar 30, 2026T••••••••• C••••••••• J••••• (MEMBER) left Schedule A between the filings of 2021-11-03 and 2026-03-30peers: independent wealth managers, $500M to $1B (1,482)
- client count surgeChange between filings · filing Mar 30, 2026individual and HNW clients (Item 5.D) moved from 238.0 to 367.0 (+54.0%) between the annual amendments of 2025-03-31 and 2026-03-30; the peer median change was +5.0% (1216 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,216) · 96% percentile
What changed
consecutive filings, newest first
- Accounts · 942 to 1,179Jun 18, 2025 to Mar 30, 2026
- Advisory employees · 11 to 10Jun 18, 2025 to Mar 30, 2026
- BD registered reps · 1 to 0Jun 18, 2025 to Mar 30, 2026
- HNW clients · 139 to 241Jun 18, 2025 to Mar 30, 2026
- Individual clients · 99 to 126Jun 18, 2025 to Mar 30, 2026
- Assets in custody · $134M to $34.2MJun 18, 2025 to Mar 30, 2026
- Employees · 12 to 11Jun 18, 2025 to Mar 30, 2026
- State-registered IARs · 11 to 10Jun 18, 2025 to Mar 30, 2026
- Discretionary RAUM · $565M to $919MJun 18, 2025 to Mar 30, 2026
- HNW RAUM · $483M to $903MJun 18, 2025 to Mar 30, 2026
- Individual RAUM · $82.8M to $26.8MJun 18, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $0 to $10.5MJun 18, 2025 to Mar 30, 2026
- RAUM · $565M to $930MJun 18, 2025 to Mar 30, 2026
- Financial planning clients · 1-10 to 1-10Mar 31, 2025 to Jun 18, 2025
- Accounts · 824 to 942Mar 29, 2024 to Mar 31, 2025
- Advisory employees · 9 to 11Mar 29, 2024 to Mar 31, 2025
- BD registered reps · 0 to 1Mar 29, 2024 to Mar 31, 2025
- HNW clients · 98 to 139Mar 29, 2024 to Mar 31, 2025
- Assets in custody · $2.9M to $134MMar 29, 2024 to Mar 31, 2025
- Employees · 10 to 12Mar 29, 2024 to Mar 31, 2025
- State-registered IARs · 9 to 11Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $430M to $565MMar 29, 2024 to Mar 31, 2025
- HNW RAUM · $374M to $483MMar 29, 2024 to Mar 31, 2025
- Individual RAUM · $56.4M to $82.8MMar 29, 2024 to Mar 31, 2025
- RAUM · $430M to $565MMar 29, 2024 to Mar 31, 2025
- Accounts · 743 to 824Mar 29, 2023 to Mar 29, 2024
- Advisory employees · 8 to 9Mar 29, 2023 to Mar 29, 2024
- Corporate clients · 14.0 to unsetMar 29, 2023 to Mar 29, 2024
- HNW clients · 84 to 98Mar 29, 2023 to Mar 29, 2024
- Individual clients · 112 to 99Mar 29, 2023 to Mar 29, 2024
- Assets in custody · $13.1M to $2.9MMar 29, 2023 to Mar 29, 2024
- Employees · 9 to 10Mar 29, 2023 to Mar 29, 2024
- Financial planning clients · 0 to 1-10Mar 29, 2023 to Mar 29, 2024
- State-registered IARs · 8 to 9Mar 29, 2023 to Mar 29, 2024
- Other offices · 2 to 1Mar 29, 2023 to Mar 29, 2024
- Discretionary RAUM · $294M to $430MMar 29, 2023 to Mar 29, 2024
- HNW RAUM · $256M to $374MMar 29, 2023 to Mar 29, 2024
- Individual RAUM · $38.1M to $56.4MMar 29, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $23.6M to $0Mar 29, 2023 to Mar 29, 2024
- RAUM · $318M to $430MMar 29, 2023 to Mar 29, 2024
Signals
9 dated events
- W••• C•••••• P•••••••• L•• reported RAUM $929.7M, up 64% from $565.3M (2025-06-18 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- W••• C•••••• P•••••••• L•• reported RAUM $565.3M, up 31% from $430.4M (2024-03-29 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- W••• C•••••• P•••••••• L•• reported RAUM $430.4M, up 35% from $317.7M (2023-03-29 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- C•••• M•••• B•••••• left W••• C•••••• P•••••••• L•• for M•••• B•••••• L••• (registered 2023-12-11)Jan 3, 2024 · Advisor changed firm · fact
- S•••••• J••• G••••• G••••• left W••• C•••••• P•••••••• L•• for S•••• T•••• I••••••••• (registered 2023-01-03)Dec 13, 2022 · Advisor changed firm · fact
- William Mark Feldser (Chief Compliance Officer) appeared on Schedule A of W••• C•••••• P•••••••• L••Nov 3, 2021 · Control person joined · fact
- John Giordano (Member) no longer on Schedule A of W••• C•••••• P•••••••• L•• (listed 2020-08-20, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Gregory Montanaro (Member) no longer on Schedule A of W••• C•••••• P•••••••• L•• (listed 2020-08-20, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- W••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Oct 26, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@w•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 215-302-3535reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/wick-capital-partnersreportedpublic record, Form ADV, Sep 19, 2026
- Website
- w•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 215-302-3535reportedpublic record, Form ADV, Mar 30, 2026
- Contact form
- w•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- w•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $84.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026