DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Geneos Wealth Management, Inc.

Broker-dealer affiliated wealth managerEnglewood, ColoradoCRD 120894SEC 801-62331website IAPD

Latest filing Apr 10, 2026

First filing on the tape Mar 31, 2012 · 34 filings

SEC status approved since Aug 20, 2003

RAUM

$9.2B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

98%

$9.0B individuals and HNW

Advisors

192

registered through the firm on IAPD

RAUM per advisor

$48.0M

derived; firm RAUM over IAPD count

Employees

200

200 advisory (5.B.1)

Offices

113

beyond the principal office

Private funds

reported on Schedule D

History

34 filings and snapshots on the tape

RAUM$9.2B as of Apr 10, 2026

Mar 31, 2012$771M then

HNW client RAUM$1.1B as of Apr 10, 2026

Mar 29, 2018$449M then

State-registered IARs (5.B.3)200 as of Apr 10, 2026

Mar 27, 2013205 then

Employees (5.A)200 as of Apr 10, 2026

Mar 27, 2013210 then

Private funds: no history

RAUM +65% over the last fiscal year+31% a year over threeIARs 200 to 200

Practice profile

derived from the filing of Apr 10, 2026; every figure names its basis

Archetypes, each a printed rule

Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets

RAUM per advisor: $48.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 111derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $1.7MderivedHNW RAUM over HNW clients
Average account: $276,145derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 1.7derived114 offices incl. principal (1.F.5)
RAUM growth, one year: +65%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +53%derived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Wrap fee program: $7.1BreportedItem 5.I
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months: 2derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

is a broker-dealer (6.A.1)
buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Individuals$7.9B86%
High-net-worth individuals$1.1B12%
Corporations and businesses$148M1.6%
Charitable organizations$63.1M0.7%

Individual clients: 20,649reported
HNW clients: 618reported
Pension plan clients: n/areported
Charitable clients: 144reported
Accounts: 33,378reported
Financial planning clients: 101-250reported
Wrap fee programs: $0 sponsored, $0 managedreported
Custody of client assets: noreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=false bd_reps=200.0derived

Advisors registered through the firm

185 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Quentin Morrow Moore	Bellaire, Tx	Jun 13, 2003	39 y	1
Cynthia Ruth Low	Austin, Mn	Jun 27, 2003	46 y	1
Ryan Allen HobbsCertified Financial Planner	Ardmore, Ok	Aug 26, 2003	27 y	1
Charles Roy BigbieCertified Financial Planner, Chartered Financial Consultant	Tulsa, Ok	Sep 10, 2003	42 y	1
Garry Dean Dippel	Georgetown, Tx	Jan 2, 2004	43 y	1
Jerry Lane Smith	Georgetown, Tx	Jan 2, 2004	32 y	2
Anne Coffman Howe	Mcallen, Tx	Jan 13, 2004	30 y	0
Craig Edward Williams	Englewood, Co	Jan 26, 2004	24 y	1
Dean Allen Rager	Englewood, Co	Jan 29, 2004	23 y	4
Murphy Randolph CobleCertified Financial Planner	Fripp Island, Sc	Feb 25, 2004	35 y	0
James Pronk Tate	Roanoke, Va	Mar 24, 2004	33 y	3
Timothy Curtis ShankCertified Financial Planner	Roanoke, Va	Mar 24, 2004	38 y	3
Jeffrey Wright HelmsChartered Financial Analyst	St. Augustine, Fl	Mar 29, 2004	41 y	1
William White WhiddenCertified Financial Planner	Englewood, Co	Jun 30, 2004	34 y	1
Clarence Andrew KreppsChartered Financial Consultant	Lansdale, Pa	Jul 1, 2004	43 y	1
Michael Arthur LangloisCertified Financial Planner	Cranston, Ri	Dec 6, 2004	42 y	1
Mary Howlett PlottChartered Financial Consultant	Radford, Va	Apr 18, 2005	38 y	1
Lois Rebecca Stouffer	Englewood, Co	May 5, 2005	39 y	2
A Carlis Carroll	Roanoke, Va	Aug 22, 2005	34 y	1
Martin E Knight	Chestertown, Md	Aug 25, 2005	21 y	0
Jason Allen Lauritsen	West Fargo, Nd	Nov 29, 2005	25 y	1
Jeffrey John StenroosCertified Financial Planner	Akron, Oh	Dec 9, 2005	42 y	1
Richard Paul CostnerCertified Financial Planner	Lakewood, Co	Mar 20, 2006	34 y	1
Robert Joe Bachman	Centennial, Co	Mar 20, 2006	35 y	1
David Michael PoundCertified Financial Planner	Wilmington, Nc	Apr 3, 2006	21 y	0
David Eric NoblesCertified Financial Planner	Fayetteville, Nc	Apr 5, 2006	35 y	2
James Grant TauntonCertified Financial Planner, Chartered Financial Consultant	Greenville, Nc	Apr 5, 2006	35 y	2
Larry Robert Mitchell	Glendale, Az	Jun 23, 2006	43 y	1
Jeremy Scott MitchellCertified Financial Planner	Glendale, Az	Jul 11, 2006	22 y	1
Douglas Allan RaderCertified Financial Planner	Flagstaff, Az	Oct 23, 2006	37 y	1
Steven Frederick BellCertified Financial Planner, Chartered Financial Consultant	Lancaster, Pa	Nov 16, 2006	28 y	1
Carol Hodiak Chaney	Union Bridge, Md	Dec 1, 2006	22 y	1
James Raymond CarrollChartered Financial Consultant	Englewood, Co	Jan 5, 2007	41 y	1
Kirk Nicholas Wilson	Tucson, Az	Jan 23, 2007	22 y	1
Telton W Hall	Cedar City, Ut	Mar 1, 2007	20 y	0
Pamala Ann Reichert	Englewood, Co	Mar 8, 2007	25 y	1
Peter Helmut Vanflein	Fairbanks, Ak	Apr 16, 2007	36 y	0
George Richard Truitt	Tyler, Tx	Apr 19, 2007	26 y	2
Timothy James RussellCertified Financial Planner	Douglassville, Pa	Apr 23, 2007	27 y	0
Kristin Janine Sesko	Englewood, Co	Jun 4, 2007	32 y	1

All 185 advisors at Geneos Wealth Management, Inc.

Advisor movement

6 left, 5 joined in 12 months

net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 3.1% of current headcount17 left over 36 months

Left, latest

Mark Leon Magruder to Creative Financial Designs, Inc.
May 4, 2026 · Affiliated broker-dealer or bank to another
Angel Luis Sotomayor to Creative Financial Designs, Inc.
May 4, 2026 · Affiliated broker-dealer or bank to another
Thomas Capstick to Morgan Stanley
Apr 27, 2026 · Affiliated broker-dealer or bank to wirehouse
Scott Robert Bruce to Diversified, LLC
Dec 2, 2025 · Affiliated broker-dealer or bank to independent RIA
Stacey Lynn Brady to Diversified, LLC
Dec 2, 2025 · Affiliated broker-dealer or bank to independent RIA
Robert Glen Bruce to Diversified, LLC
Dec 2, 2025 · Affiliated broker-dealer or bank to independent RIA
Donald A Mcleod to Alpha Asset Advisors LLC
Feb 4, 2025 · Affiliated broker-dealer or bank to a state-registered adviser
Paul Thomas Knipping to Portfolio Design Advisors, Inc.
Nov 19, 2024 · Other
Edward Joseph Barfield to Kovack Advisors, Inc.
Oct 21, 2024 · Affiliated broker-dealer or bank to another
Kenneth Alan Clyde to LPL Financial LLC
Sep 16, 2024 · Affiliated broker-dealer or bank to another
Jennifer J Clyde to LPL Financial LLC
Sep 13, 2024 · Affiliated broker-dealer or bank to another
James Otto Shoup to Prepared Retirement Institute LLC
Apr 12, 2024 · Affiliated broker-dealer or bank to independent RIA
Andrew John Dziedzic to Prepared Retirement Institute LLC
Apr 12, 2024 · Affiliated broker-dealer or bank to independent RIA
Austyn Stephen Brinkerhoff to Ameriprise Financial Services, LLC
Mar 28, 2024 · Affiliated broker-dealer or bank to another
Andrea Maria Randazzo to UBS Financial Services Inc.
Nov 14, 2023 · Affiliated broker-dealer or bank to wirehouse

Joined, latest

Christie Anna Thomas from Global Retirement Partners LLC
Jun 2, 2026 · Other
Sharon Ann Gaspar from Northwestern Mutual Investment Services,LLC
Apr 27, 2026 · Other
Steven Dominic Arrigan from First Allied Securities, Inc.
Jan 4, 2026 · Other
Joseph Sylvester Sturniolo from First Allied Securities, Inc.
Jan 4, 2026 · Other
Neal Kulin Miller from Fsc Wealth Advisors, LLC
Oct 17, 2025 · RIA to affiliated broker-dealer or bank
Roger Dale Cross from Harlow Wealth Management, Inc.
Jul 31, 2025 · RIA to affiliated broker-dealer or bank
Joseph Andrew Pazera from Pazera Capital Management, Inc.
May 29, 2025 · Other
Michael J Pazera from Pazera Capital Management, Inc.
May 29, 2025 · Other
Thomas Capstick from Pazera Capital Management, Inc.
May 29, 2025 · Other
Raleigh Smith from Strategic Advisers LLC
May 20, 2025 · Affiliated broker-dealer or bank to another
Conner R Wallace from Anderson & Anderson Advisory, LLC
Jan 2, 2025 · RIA to affiliated broker-dealer or bank
Chad Michael Harmon from Equitable Advisors, LLC
Jan 1, 2025 · Affiliated broker-dealer or bank to another
John Christopher Anderson from Anderson & Anderson Advisory, LLC
Dec 3, 2024 · RIA to affiliated broker-dealer or bank
Max David Anderson from Anderson & Anderson Advisory, LLC
Dec 3, 2024 · RIA to affiliated broker-dealer or bank
James Wilder from Kestra Advisory Services, LLC
Aug 1, 2024 · Affiliated broker-dealer or bank to another

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

3 left for Diversified, LLC
Dec 2, 2025 · Wexford, Pa
2 left for LPL Financial LLC
Sep 13, 2024 · Cool, Ca
2 left for Prepared Retirement Institute LLC
Apr 12, 2024 · Montgomeryville, Pa
2 left for Lone Peak Advisers
Jul 18, 2022 · Cedar City, Ut
3 left for Ameriprise Financial Services, LLC
Jun 29, 2022 · Arlington, Tx
12 left for LPL Financial LLC
Nov 22, 2021 · Baton Rouge, La
4 left for Kestra Advisory Services, LLC
May 14, 2021 · Clarence Center, Ny
2 left for Cambridge Investment Research Advisors, Inc.
Nov 10, 2020 · Overland Park, Ks

3 joined from Pazera Capital Management, Inc.
Jun 30, 2025 · Rockport, Tx · Firm absorbed
3 joined from Anderson & Anderson Advisory, LLC
Mar 31, 2025 · Longview, Wa · Firm absorbed
2 joined from Securities America Advisors, Inc.
Oct 12, 2023 · Shawnee, Ks
2 joined from Crown Capital Securities, L.P.
Sep 28, 2023 · Erie, Pa
2 joined from Integrated Wealth Advisory Services, Inc.
May 31, 2023 · Overland Park, Ks
3 joined from Hornor, Townsend & Kent, LLC
Nov 2, 2020 · Addison, Tx
3 joined from Financial Design & Management, Inc.
May 29, 2020 · Fort Collins, Co · Firm absorbed
2 joined from Commonwealth Financial Network
Mar 2, 2018 · Wexford, Pa

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Jodee May Brubaker-Rager · President & Chief Compliance Officercontrol
since 06/2002 · owns less than 5%
Russell Rhine Diachok · Directorcontrol
since 04/2002 · owns less than 5%
Ryan Wesley Diachok · Ceocontrol
since 01/2014 · owns less than 5%
Jeffrey Wright Helms · Directorcontrol
since 06/2007 · owns less than 5%
Raymond Corey Olson · Cfocontrol
since 01/2012 · owns less than 5%
Dean Allen Rager · Chief Operating Officer & Chief Advisory Compliance Officercontrol
since 12/2003 · owns less than 5%
Pamala Ann Reichert · Deputy Chief Operating Officer
since 04/2026 · owns less than 5%

Entity owners

Gwm Holdings, Inc · Stockholder
direct · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Advisers that list Geneos Wealth Management, Inc. as a related person

137789 y

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left
Englewood, Co · principal	22	1	0
Roanoke, Va	11	0	0
Scottsdale, Az	9	0	0
Knoxville, Tn	8	2	0
Flagstaff, Az	7	1	0
Denver, Co	6	2	0
Lancaster, Pa	5	0	0
Greenwood Village, Co	5	0	0
Addison, Tx	5	0	0
Douglassville, Pa	5	1	1
Mesa, Az	5	0	0
Centennial, Co	5	0	0
Radford, Va	5	0	0
Fayetteville, Nc	4	1	0
Omaha, Ne	4	0	0
Rochester, Mn	4	0	0
Lone Tree, Co	4	0	0
Phoenix, Az	4	1	0
Foxfield, Co	3	0	0
Burns, Wy	3	0	0

All 60 offices

Post-acquisition retention

advisors of absorbed firms still registered here after the move

Firms absorbed: 3 since 2015, 2 in 24 monthsderived
Advisors acquired: 9derived
Still registered after 90 days: 100% of 9derived
After 180 days: 100% of 9derived
After 365 days: 89% of 9derived
After 730 days: 100% of 3derived
Team lift-outs after: 6derivedteams that left this firm within two years of an absorption

Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

Offices

Schedule D 1.F, the 25 largest

Roanoke, VA8 employees
Radford, VA6 employees
Douglassville, PA6 employees
Scottsdale, AZ5 employees
Addison, TX5 employees
Sellersburg, IN4 employees
Scottsdale, AZ4 employees
Flagstaff, AZ4 employees
Knoxville, TN4 employees
Lancaster, PA3 employees
Denver, CO3 employees
Fayetteville, NC3 employees
Lone Tree, CO3 employees
Cedar City, UT3 employees
Centennial, CO3 employees
San Gabriel, CA3 employees
Wexford, PA3 employees
Glendale, AZ2 employees
Ardmore, OK2 employees
Pittsburgh, PA2 employees
St Augustine, FL2 employees
Tulsa, OK2 employees
Kansas City, MO2 employees
Rochester, MN2 employees
Homer Glen, IL2 employees

ADV anomalies

4 against comparable advisers; where to look, not conclusions

account count surgeChange between filings · filing Apr 10, 2026
accounts (Item 5.F.2.f) moved from 22,073.0 to 33,378.0 (+51.0%) between the annual amendments of 2025-03-14 and 2026-04-10; the peer median change was +9.0% (52 comparable advisers, 98.0th percentile of changes)
peers: affiliated wealth managers, $5B to $20B (52) · 98% percentile
client count surgeChange between filings · filing Apr 10, 2026
individual and HNW clients (Item 5.D) moved from 13,903.0 to 21,267.0 (+53.0%) between the annual amendments of 2025-03-14 and 2026-04-10; the peer median change was +8.0% (50 comparable advisers, 98.0th percentile of changes)
peers: affiliated wealth managers, $5B to $20B (50) · 98% percentile
RAUM up 50 %Change between filings · filing Apr 10, 2026
RAUM (Item 5.F) moved from $5,597,034,535 to $9,217,163,038 (+65.0%) between the annual amendments of 2025-03-14 and 2026-04-10; the peer median change was +21.0% (52 comparable advisers, 94.0th percentile of changes)
peers: affiliated wealth managers, $5B to $20B (52) · 94% percentile
acquired advisors left within a yearCombination · filing Jun 30, 2025
1 of the 3 advisors who moved from PAZERA CAPITAL MANAGEMENT, INC. to GENEOS WEALTH MANAGEMENT, INC. on 2025-06-30 had left the acquirer within 365 days
peers: affiliated wealth managers, $5B to $20B (53)

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 22,073 to 33,378
Jan 15, 2026 to Mar 26, 2026
Charity clients · 82 to 144
Jan 15, 2026 to Mar 26, 2026
Corporate clients · 127 to 257
Jan 15, 2026 to Mar 26, 2026
HNW clients · 419 to 618
Jan 15, 2026 to Mar 26, 2026
Individual clients · 13,484 to 20,649
Jan 15, 2026 to Mar 26, 2026
Discretionary RAUM · $5.6B to $9.2B
Jan 15, 2026 to Mar 26, 2026
HNW RAUM · $587M to $1.1B
Jan 15, 2026 to Mar 26, 2026
Individual RAUM · $4.8B to $7.9B
Jan 15, 2026 to Mar 26, 2026
Non-discretionary RAUM · $1.4M to $4.2M
Jan 15, 2026 to Mar 26, 2026
RAUM · $5.6B to $9.2B
Jan 15, 2026 to Mar 26, 2026
Accounts · 21,260 to 22,073
Jul 2, 2024 to Mar 14, 2025
Charity clients · 98 to 82
Jul 2, 2024 to Mar 14, 2025
Corporate clients · 199 to 127
Jul 2, 2024 to Mar 14, 2025
HNW clients · 410 to 419
Jul 2, 2024 to Mar 14, 2025
Individual clients · 22,764 to 13,484
Jul 2, 2024 to Mar 14, 2025
Financial planning clients · 101-250 to 101-250
Jul 2, 2024 to Mar 14, 2025
Other offices · 116 to 113
Jul 2, 2024 to Mar 14, 2025
Discretionary RAUM · $5.2B to $5.6B
Jul 2, 2024 to Mar 14, 2025
HNW RAUM · $525M to $587M
Jul 2, 2024 to Mar 14, 2025
Individual RAUM · $4.5B to $4.8B
Jul 2, 2024 to Mar 14, 2025
Non-discretionary RAUM · $1.3M to $1.4M
Jul 2, 2024 to Mar 14, 2025
RAUM · $5.2B to $5.6B
Jul 2, 2024 to Mar 14, 2025
Accounts · 21,980 to 21,260
Mar 26, 2024 to Jul 2, 2024
Charity clients · 97 to 98
Mar 26, 2024 to Jul 2, 2024
Corporate clients · 225 to 199
Mar 26, 2024 to Jul 2, 2024
HNW clients · 402 to 410
Mar 26, 2024 to Jul 2, 2024
Individual clients · 23,509 to 22,764
Mar 26, 2024 to Jul 2, 2024
Insurance-licensed employees · 20 to 15
Mar 26, 2024 to Jul 2, 2024
Discretionary RAUM · $5.2B to $5.2B
Mar 26, 2024 to Jul 2, 2024
HNW RAUM · $492M to $525M
Mar 26, 2024 to Jul 2, 2024
Individual RAUM · $4.5B to $4.5B
Mar 26, 2024 to Jul 2, 2024
Non-discretionary RAUM · $4.0M to $1.3M
Mar 26, 2024 to Jul 2, 2024
RAUM · $5.2B to $5.2B
Mar 26, 2024 to Jul 2, 2024
Accounts · 19,340 to 21,980
Jul 31, 2023 to Mar 26, 2024
Charity clients · 63 to 97
Jul 31, 2023 to Mar 26, 2024
Corporate clients · 139 to 225
Jul 31, 2023 to Mar 26, 2024
HNW clients · 242 to 402
Jul 31, 2023 to Mar 26, 2024
Individual clients · 12,411 to 23,509
Jul 31, 2023 to Mar 26, 2024
Insurance-licensed employees · 25 to 20
Jul 31, 2023 to Mar 26, 2024
Other offices · 114 to 116
Jul 31, 2023 to Mar 26, 2024

Signals

49 dated events

Kaden J Keller added a IN registration at Geneos Wealth Management, Inc.
Sep 16, 2026 · New state registration · fact
Lowell Williams registered as an investment adviser representative at Geneos Wealth Management, Inc.
Sep 16, 2026 · Advisor registered · fact
Kaden J Keller added a IL registration at Geneos Wealth Management, Inc.
Sep 3, 2026 · New state registration · fact
Angel Luis Sotomayor left Geneos Wealth Management, Inc. for Creative Financial Designs, Inc. (registered 2026-04-30)
May 4, 2026 · Advisor changed firm · fact
Mark Leon Magruder left Geneos Wealth Management, Inc. for Creative Financial Designs, Inc. (registered 2026-04-30)
May 4, 2026 · Advisor changed firm · fact
Thomas Capstick left Geneos Wealth Management, Inc. for Morgan Stanley (registered 2026-05-14)
Apr 27, 2026 · Advisor changed firm · fact
Geneos Wealth Management, Inc. reported RAUM $9.2B, up 65% from $5.6B (2026-01-15 to 2026-03-26)
Mar 26, 2026 · RAUM change · derived
Robert Glen Bruce left Geneos Wealth Management, Inc. for Diversified, Llc (registered 2025-12-01)
Dec 2, 2025 · Advisor changed firm · fact
3 advisors left Geneos Wealth Management, Inc. (Wexford, PA) for Diversified, LLC on the same day
Dec 2, 2025 · Team lift-out · derived
Scott Robert Bruce left Geneos Wealth Management, Inc. for Diversified, Llc (registered 2025-12-01)
Dec 2, 2025 · Advisor changed firm · fact
Stacey Lynn Brady left Geneos Wealth Management, Inc. for Diversified, Llc (registered 2025-12-01)
Dec 2, 2025 · Advisor changed firm · fact
Pazera Capital Management, Inc.'s advisors moved to Geneos Wealth Management, Inc. (Rockport, TX): 3 of 3 registered, on the same day
Jun 30, 2025 · Firm absorbed (people side) · derived
Anderson & Anderson Advisory, LLC's advisors moved to Geneos Wealth Management, Inc. (Longview, WA): 3 of 3 registered, on the same day
Mar 31, 2025 · Firm absorbed (people side) · derived
Donald A Mcleod left Geneos Wealth Management, Inc. for Alpha Asset Advisors Llc (registered 2025-02-04)
Feb 4, 2025 · Advisor changed firm · fact
Paul Thomas Knipping left Geneos Wealth Management, Inc. for Portfolio Design Advisors, Inc. (registered 2017-01-11)
Nov 19, 2024 · Advisor changed firm · fact
Edward Joseph Barfield left Geneos Wealth Management, Inc. for Kovack Advisors, Inc. (registered 2024-11-15)
Oct 21, 2024 · Advisor changed firm · fact
Kenneth Alan Clyde left Geneos Wealth Management, Inc. for Lpl Financial Llc (registered 2024-09-13)
Sep 16, 2024 · Advisor changed firm · fact
2 advisors left Geneos Wealth Management, Inc. (Cool, CA) for LPL Financial LLC within 3 days
Sep 13, 2024 · Team lift-out · derived
Jennifer J Clyde left Geneos Wealth Management, Inc. for Lpl Financial Llc (registered 2024-09-16)
Sep 13, 2024 · Advisor changed firm · fact
Andrew John Dziedzic left Geneos Wealth Management, Inc. for Prepared Retirement Institute Llc (registered 2020-08-04)
Apr 12, 2024 · Advisor changed firm · fact
James Otto Shoup left Geneos Wealth Management, Inc. for Prepared Retirement Institute Llc (registered 2020-11-09)
Apr 12, 2024 · Advisor changed firm · fact
2 advisors left Geneos Wealth Management, Inc. (Montgomeryville, PA) for Prepared Retirement Institute LLC on the same day
Apr 12, 2024 · Team lift-out · derived
Austyn Stephen Brinkerhoff left Geneos Wealth Management, Inc. for Ameriprise Financial Services, Llc (registered 2024-06-06)
Mar 28, 2024 · Advisor changed firm · fact
Scott Walter Forsyth left Geneos Wealth Management, Inc. for Financial Design & Management, Inc. (registered 2008-04-17)
Nov 14, 2023 · Advisor changed firm · fact
Andrea Maria Randazzo left Geneos Wealth Management, Inc. for Ubs Financial Services Inc. (registered 2023-11-10)
Nov 14, 2023 · Advisor changed firm · fact
Brent Kenneth Donovan left Geneos Wealth Management, Inc. for Grant Tani Barash & Altman, Llc (registered 2023-10-25)
Oct 19, 2023 · Advisor changed firm · fact
2 advisors left Securities America Advisors, Inc. (Shawnee, KS) for Geneos Wealth Management, Inc. on the same day
Oct 12, 2023 · Team lift-out · derived
2 advisors left Crown Capital Securities, L.P. (Erie, PA) for Geneos Wealth Management, Inc. on the same day
Sep 28, 2023 · Team lift-out · derived
Chad Jeffrey Greenberg left Geneos Wealth Management, Inc. for Intelligence Driven Advisers, Llc (registered 2023-10-19)
Sep 15, 2023 · Advisor changed firm · fact
David Michael Lalonde left Geneos Wealth Management, Inc. for Lpl Financial Llc (registered 2023-08-11)
Aug 22, 2023 · Advisor changed firm · fact

Across DFX

shared identifiers only, never a name match

Geneos Wealth Management, Inc. · Private Equity
shared crd · intermediary
Geneos Wealth Management Inc. · Venture Capital
shared crd · org

How to reach

public business contact points only, each with its source

Website: axiomria.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 303-785-8470reportedpublic record, Form ADV, Apr 10, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $48.0Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026