RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• W••••• Z••••
- O•••• W•••••• I••• BD affiliated currentsince Jan 19, 2024 · Lake Zurich, Il
- W••••••• F•••••••• S•••••••• I••• formerAug 8, 2017 to Jan 19, 2024 · Lake Zurich, Il
- S••••••••• A•••••• A•••••••• I••• formerJul 23, 2015 to Aug 10, 2017 · Union Grove, Wi
- F•••••••• L•• formerNov 29, 2010 to Jul 22, 2015 · Chicago, Il
- V••••• A•••• M••••••••• I•• unclassifiedSep 6, 2006 to Apr 30, 2007 · Mount Prospect, Il
- F•••• T•••• S••••••••• I••• BD affiliatedMay 16, 2006 to Sep 29, 2006 · Lake Zurich, Il
- U•• F•••••••• S••••••• I••• wirehouseMay 31, 2002 to Dec 19, 2003 · Schaumburg, Il
- A• G• E•••••• • S•••• I••• unclassifiedDec 26, 2000 to Jun 28, 2002 · Barrington, Il
- W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
- S••••••••• A•••••• A•••••••• I••• to W••••••• F•••••••• S•••••••• I•••left Aug 10, 2017, registered Aug 8, 2017 (-2 days) · Other
- F•••••••• L•• to S••••••••• A•••••• A•••••••• I•••left Jul 22, 2015, registered Jul 23, 2015 (1 days) · Other
- V••••• A•••• M••••••••• I•• to F•••••••• L••left Apr 30, 2007, registered Nov 29, 2010 (1309 days) · Other
- F•••• T•••• S••••••••• I••• to V••••• A•••• M••••••••• I••left Sep 29, 2006, registered Sep 6, 2006 (-23 days) · Other
- U•• F•••••••• S••••••• I••• to F•••• T•••• S••••••••• I•••left Dec 19, 2003, registered May 16, 2006 (879 days) · Other
- A• G• E•••••• • S•••• I••• to U•• F•••••••• S••••••• I•••left Jun 28, 2002, registered May 31, 2002 (-28 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address