DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Asset Allocation Strategies, LLC

Independent wealth managerFarmington, MichiganCRD 152339SEC 801-106707websiteIAPD
Latest filing Jul 2, 2026
First filing on the tape Sep 21, 2015 · 58 filings
SEC status approved since Sep 28, 2015
RAUM
$1.0B
reported, Item 5.F
Discretionary
70%
of RAUM
Private clients
70%
$717M individuals and HNW
Advisors
40
registered through the firm on IAPD
RAUM per advisor
$25.5M
derived; firm RAUM over IAPD count
Employees
45
45 advisory (5.B.1)
Offices
28
beyond the principal office
Private funds
0
reported on Schedule D
History
58 filings and snapshots on the tape
RAUM$1.0B as of Jul 2, 2026
Mar 30, 2016$29.1M then
HNW client RAUM$168M as of Jul 2, 2026
Feb 26, 2018$5.8M then
State-registered IARs (5.B.3)45 as of Jul 2, 2026
Mar 30, 201614 then
Employees (5.A)45 as of Jul 2, 2026
Mar 30, 201616 then
Private funds: no history
RAUM +33% over the last fiscal year+31% a year over threeIARs 39 to 45
Practice profile
derived from the filing of Jul 2, 2026; every figure names its basis
Archetypes, each a printed rule
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
RAUM per advisor
$25.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
109derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.1MderivedHNW RAUM over HNW clients
Average account
$153,059derivedRAUM over accounts (5.F.2.f)
Discretionary
70%derivedof RAUM
Institutional
30%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.1derivedItem 5.A over advisors
Advisors per office
1.4derived29 offices incl. principal (1.F.5)
RAUM growth, one year
+33%derivedbetween the last two annual amendments
Advisor growth, one year
+15%derivedItem 5.B.3 between annual amendments
Client growth, one year
+13%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$549M54%
  • Pension and profit-sharing plans$302M30%
  • High-net-worth individuals$168M16%
Individual clients
4,208reported
HNW clients
155reported
Pension plan clients
31reported
Charitable clients
n/areported
Accounts
6,660reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.7 fund_share=0.0 institutional_share=0.3 related_bd=true related_bank=false bd_reps=35.0derived
Advisors registered through the firm
40 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Joe Allen DahmHolland, Mi Dec 10, 201025 y0
Scott M ByrneFarmington, Mi Jan 20, 201121 y0
Richard James BardenFarmington, Mi Jan 26, 201140 y0
Kevin J ArendsMuskegon, Mi Feb 25, 201122 y0
Stephen Michael LaymanCertified Financial PlannerFarmington, Mi May 16, 201125 y0
Austin Marshall DahmFarmington, Mi Jan 17, 201221 y0
Steven Allan LuskyFarmington, Mi Sep 21, 201229 y0
Matthew A WynaldaGrand Rapids, Mi Jan 14, 201625 y0
Chris Edward GoldnerFarmington, Mi May 3, 201617 y0
Joshua Julian De Los SantosFarmington, Mi Feb 3, 201722 y0
Michael John BrandoneAubrey, Tx Jan 3, 201930 y8
Kenny Roland GoldnerFarmington, Mi Jun 4, 201914 y0
David Patrick SawinskiFarmington, Mi Jul 31, 202036 y0
Romonia Bradford LeeAugusta, Ga Aug 11, 202018 y2
Rodney Perry KeyesFayetteville, Ga Aug 11, 202028 y2
Nicholas Joseph PaganoFarmington, Mi Aug 18, 202035 y2
Todd Robert OlsonGrand Rapids, Mi Dec 1, 202011 y0
Justin Benjamin RolnitzkyFarmington, MiMay 20, 202114 y0
Sampson Parham ReavisCharlotte, Nc May 26, 202117 y0
James Allan SmithFennville, Mi Feb 28, 202229 y0
Matthew James LakeFarmington, Mi Mar 28, 202211 y0
Justin R CherwinskiFarmington, Mi Jan 30, 202312 y0
Eric Kemon PapacostaFarmington, Mi Aug 1, 202318 y0
Shoumya Brata SahaFarmington, MiJan 2, 202420 y1
Darren Andrew WoolsonFarmington, MiJan 9, 202426 y3
Jeffrey David CartwrightHolly, Mi May 6, 202414 y0
Matthew Loren DennisonCertified Financial PlannerFarmington, MiOct 9, 202411 y0
Benjimin James JuneGrand Rapids, Mi Nov 4, 202411 y2
Connor BakerGrand Rapids, Mi Jan 1, 202510 y1
Michael Anthony LucarelliWilton Manors, Fl Jan 6, 202527 y0
Steven Roy LevineBloomfield Hills, Mi Jan 7, 202529 y0
Stefan Charles RoppFarmington, MiJan 8, 202510 y0
Robert A DoehrerFarmington, Mi Feb 28, 202528 y0
Jodi Michele RosenFarmington, Mi Mar 31, 202518 y0
Vera JefremovasFarmington, Mi Jul 28, 202524 y0
Robert David LeeFarmington, Mi Sep 5, 202511 y1
Kyle Wayne TetreaultFarmington, Mi Jan 9, 202611 y0
Rocio EspinosaMiami Beach, Fl Jan 19, 202613 y0
David Alan BardenFarmington, Mi Jan 20, 202620 y0
Andre' Dericko BellDetroit, Mi Sep 11, 202610 y2
Advisor movement
5 left, 1 joined in 12 months
net -4 in 12 months4 left in 90 days1 joined in 90 daysdeparture rate 13% of current headcount11 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • K Alexander Kocoves · Member/Ownercontrol
      since 10/2009 · owns 75% or more
    • Patrick Michael Mcevilly · Member/Ownercontrol
      since 03/2021 · owns 25% to 50%
    • Benjamin Justin Rolnitzky · Director Of Internal Operationscontrol
      since 02/2019 · owns less than 5%
    • Charles Stefan Ropp · Principalcontrol
      since 02/2025 · owns less than 5%
    • Andrew Darren Woolson · Chief Compliance Officer, Chief Executive Officercontrol
      since 04/2024 · owns less than 5%
    Related persons
    Schedule D 7.A
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Farmington, Mi · principal40421
    Grand Rapids, Mi700
    South Haven, Mi310
    Holland, Mi200
    Miami, Fl001
    Royal Oak, Mi001
    Pompano Beach, Fl001
    Offices
    Schedule D 1.F, the 25 largest
    • Grand Rapids, MI5 employees
    • Farmington, MI4 employees
    • Ponte Vedra, FL2 employees
    • South Haven, MI2 employees
    • Holland, MI2 employees
    • Matthews, NC1 employees
    • Muskegon, MI1 employees
    • , 1 employees
    • Norton Shores, MI1 employees
    • Augusta, GA1 employees
    • , 1 employees
    • Ludington, MI1 employees
    ADV anomalies
    3 against comparable advisers; where to look, not conclusions
    • control person changedChange between filings · filing Jul 2, 2026
      ROPP, STEFAN, CHARLES (PRINCIPAL) appeared on Schedule A between the filings of 2024-04-30 and 2026-07-02
      peers: independent wealth managers, $1B to $5B (1,360)
    • control person changedChange between filings · filing Jul 2, 2026
      MCEVILLY, MICHAEL, PATRICK (MEMBER/OWNER) left Schedule A between the filings of 2024-04-30 and 2026-07-02
      peers: independent wealth managers, $1B to $5B (1,360)
    • account count surgeChange between filings · filing Mar 5, 2026
      accounts (Item 5.F.2.f) moved from 3,883.0 to 6,660.0 (+72.0%) between the annual amendments of 2025-04-03 and 2026-03-05; the peer median change was +6.0% (1206 comparable advisers, 94.0th percentile of changes)
      peers: independent wealth managers, $1B to $5B (1,206) · 94% percentile
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Accounts · 3,883 to 6,660
      May 28, 2025 to Mar 5, 2026
    • Advisory employees · 39 to 45
      May 28, 2025 to Mar 5, 2026
    • BD registered reps · 32 to 35
      May 28, 2025 to Mar 5, 2026
    • HNW clients · 123 to 155
      May 28, 2025 to Mar 5, 2026
    • Individual clients · 3,736 to 4,208
      May 28, 2025 to Mar 5, 2026
    • Pension plan clients · 24 to 31
      May 28, 2025 to Mar 5, 2026
    • Employees · 39 to 45
      May 28, 2025 to Mar 5, 2026
    • State-registered IARs · 39 to 45
      May 28, 2025 to Mar 5, 2026
    • Discretionary RAUM · $556M to $717M
      May 28, 2025 to Mar 5, 2026
    • HNW RAUM · $124M to $168M
      May 28, 2025 to Mar 5, 2026
    • Individual RAUM · $432M to $549M
      May 28, 2025 to Mar 5, 2026
    • Non-discretionary RAUM · $211M to $302M
      May 28, 2025 to Mar 5, 2026
    • Pension RAUM · $211M to $302M
      May 28, 2025 to Mar 5, 2026
    • RAUM · $767M to $1.0B
      May 28, 2025 to Mar 5, 2026
    • Financial planning clients · 1-10 to 1-10
      Apr 3, 2025 to May 28, 2025
    • Accounts · 3,756 to 3,883
      Apr 30, 2024 to Apr 3, 2025
    • Advisory employees · 40 to 39
      Apr 30, 2024 to Apr 3, 2025
    • BD registered reps · 35 to 32
      Apr 30, 2024 to Apr 3, 2025
    • HNW clients · 71 to 123
      Apr 30, 2024 to Apr 3, 2025
    • Individual clients · 3,670 to 3,736
      Apr 30, 2024 to Apr 3, 2025
    • Pension plan clients · 15 to 24
      Apr 30, 2024 to Apr 3, 2025
    • Employees · 40 to 39
      Apr 30, 2024 to Apr 3, 2025
    • State-registered IARs · 40 to 39
      Apr 30, 2024 to Apr 3, 2025
    • Other offices · 26 to 28
      Apr 30, 2024 to Apr 3, 2025
    • Discretionary RAUM · $451M to $556M
      Apr 30, 2024 to Apr 3, 2025
    • HNW RAUM · $96.3M to $124M
      Apr 30, 2024 to Apr 3, 2025
    • Individual RAUM · $355M to $432M
      Apr 30, 2024 to Apr 3, 2025
    • Non-discretionary RAUM · $176M to $211M
      Apr 30, 2024 to Apr 3, 2025
    • Pension RAUM · $176M to $211M
      Apr 30, 2024 to Apr 3, 2025
    • RAUM · $627M to $767M
      Apr 30, 2024 to Apr 3, 2025
    • Accounts · 3,541 to 3,756
      Nov 20, 2023 to Mar 7, 2024
    • Advisory employees · 37 to 40
      Nov 20, 2023 to Mar 7, 2024
    • HNW clients · 67 to 71
      Nov 20, 2023 to Mar 7, 2024
    • Individual clients · 2,626 to 3,670
      Nov 20, 2023 to Mar 7, 2024
    • Pension plan clients · 6 to 15
      Nov 20, 2023 to Mar 7, 2024
    • Employees · 37 to 40
      Nov 20, 2023 to Mar 7, 2024
    • Financial planning clients · 0 to 1-10
      Nov 20, 2023 to Mar 7, 2024
    • State-registered IARs · 37 to 40
      Nov 20, 2023 to Mar 7, 2024
    • Other offices · 25 to 26
      Nov 20, 2023 to Mar 7, 2024
    • Discretionary RAUM · $335M to $451M
      Nov 20, 2023 to Mar 7, 2024
    Signals
    28 dated events
    • Deanna Pelletier left Asset Allocation Strategies, Llc for First Advisors National, Llc (registered 2026-08-05)
      Aug 12, 2026 · Advisor changed firm · fact
    • Richard John Bellamy left Asset Allocation Strategies, Llc for First Advisors National, Llc (registered 2026-08-27)
      Jul 28, 2026 · Advisor changed firm · fact
    • Indra Arango left Asset Allocation Strategies, Llc for First Advisors National, Llc (registered 2026-08-27)
      Jul 28, 2026 · Advisor changed firm · fact
    • Rodrigo Posse left Asset Allocation Strategies, Llc for First Advisors National, Llc (registered 2026-08-20)
      Jul 28, 2026 · Advisor changed firm · fact
    • 3 advisors left Asset Allocation Strategies, LLC (Farmington, MI) for First Advisors National, LLC on the same day
      Jul 28, 2026 · Team lift-out · derived
    • Benson N Onyegbula left Asset Allocation Strategies, Llc for Secure Asset Management, L.L.C. (registered 2026-05-22)
      Apr 30, 2026 · Advisor changed firm · fact
    • Asset Allocation Strategies, Llc reported RAUM $1.0B, up 33% from $767.4M (2025-05-28 to 2026-03-05)
      Mar 5, 2026 · RAUM change · derived
    • Cary Lynn Hise left Asset Allocation Strategies, Llc for Dempsey Lord Smith, Llc (registered 2025-05-14)
      May 14, 2025 · Advisor changed firm · fact
    • Genevieve Margaret Guys left Asset Allocation Strategies, Llc for Advisory Services Network (registered 2024-11-11)
      Nov 11, 2024 · Advisor changed firm · fact
    • Chad Dixon left Asset Allocation Strategies, Llc for Cetera Investment Advisers Llc (registered 2024-09-20)
      Sep 11, 2024 · Advisor changed firm · fact
    • Lea Rosel Bush left Asset Allocation Strategies, Llc for Global View Capital Management Llc (registered 2024-09-13)
      May 30, 2024 · Advisor changed firm · fact
    • Andrew Darren Woolson (Chief Compliance Officer) appeared on Schedule A of Asset Allocation Strategies, Llc
      Apr 30, 2024 · Control person joined · fact
    • Timothy Andrew Westra left Asset Allocation Strategies, Llc for Pruco Securities, Llc (registered 2024-04-22)
      Apr 17, 2024 · Advisor changed firm · fact
    • Asset Allocation Strategies, Llc reported RAUM $626.7M, up 39% from $451.3M (2023-11-20 to 2024-03-07)
      Mar 7, 2024 · RAUM change · derived
    • Alex Seth Paul left Asset Allocation Strategies, Llc for Farther (registered 2024-11-19)
      Feb 27, 2024 · Advisor changed firm · fact
    • Lynn Heather Lyon (Chief Operating Officer, Chief Compliance Officer) no longer on Schedule A of Asset Allocation Strategies, Llc (listed 2023-03-31, absent 2023-11-16)
      Nov 16, 2023 · Control person left · inference
    • Seth Alex Paul (Director Of Investment Committee And Portfolio Management) no longer on Schedule A of Asset Allocation Strategies, Llc (listed 2023-03-31, absent 2023-11-16)
      Nov 16, 2023 · Control person left · inference
    • Clinton Matthew Cooper left Asset Allocation Strategies, Llc for Cougar Mutual Company Inc (registered 2025-11-25)
      Jul 5, 2023 · Advisor changed firm · fact
    • George Michael Kontos left Asset Allocation Strategies, Llc for Advice And Planning Services (registered 2023-07-05)
      Jun 20, 2023 · Advisor changed firm · fact
    • Asset Allocation Strategies, Llc reported 25 offices beyond its principal office, up from 11 (2023-03-24 to 2023-03-31)
      Mar 31, 2023 · Office count change · derived
    • Lawrence Matthew Desantos (President) no longer on Schedule A of Asset Allocation Strategies, Llc (listed 2023-03-24, absent 2023-03-31)
      Mar 31, 2023 · Control person left · inference
    • Asset Allocation Strategies, Llc reported RAUM $388.0M, up 124% from $173.3M (2021-10-28 to 2022-03-31)
      Mar 31, 2022 · RAUM change · derived
    • Matthew Lane Puckett Underwood left Asset Allocation Strategies, Llc for Lincoln Investment (registered 2022-02-28)
      Feb 25, 2022 · Advisor changed firm · fact
    • Hubbard Richard Martin (Secretary & Treasurer) no longer on Schedule A of Asset Allocation Strategies, Llc (listed 2020-12-18, absent 2021-03-30)
      Mar 30, 2021 · Control person left · inference
    • Seth Alex Paul (Director Of Investment Committee And Portfolio Management) appeared on Schedule A of Asset Allocation Strategies, Llc
      Mar 30, 2021 · Control person joined · fact
    • Lawrence Matthew Desantos (President) appeared on Schedule A of Asset Allocation Strategies, Llc
      Mar 30, 2021 · Control person joined · fact
    • Lynn Heather Lyon (Chief Operating Officer, Chief Compliance Officer) appeared on Schedule A of Asset Allocation Strategies, Llc
      Mar 30, 2020 · Control person joined · fact
    • Asset Allocation Strategies, Llc filed its initial SEC registration (Form ADV)
      Sep 21, 2015 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business phone
    231-457-4193reportedpublished by the firm, firm site, Sep 16, 2026
    Business phone
    248-489-0101reportedpublished by the firm, firm site, Sep 16, 2026
    Business phone
    269-637-4245reportedpublished by the firm, firm site, Sep 16, 2026
    Firm profile
    linkedin.com/company/glpfinancialgroupreportedpublic record, Form ADV, Sep 17, 2026
    Website
    glpfinancialgroup.comreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    248-489-0101reportedpublic record, Form ADV, Jul 2, 2026
    Contact form
    glpfinancialgroup.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $25.5Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026