RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• D••••• M•••••••
- H••••••• C•••••• A•••••••• L•• asset manager currentsince Oct 21, 2024 · Arvada, Co
- E•••••••• C•••••• A•••••••• L•• independent RIAMay 17, 2019 to Jan 7, 2025 · Arvada, Co
- S••••• M••••••••• independent RIADec 18, 2015 to Feb 13, 2018 · Evergreen, Co
- C•••••• W••••• M••••••••• formerFeb 24, 2014 to Dec 21, 2015 · Schaumberg, Il
- H••••••• C•••••• A•••••••• L•• unclassifiedJul 12, 2013 to Dec 18, 2013 · Evergreen, Co
- H••••••• C•••••• M••••••••• I•• formerJan 12, 1998 to Dec 17, 2015 · Schaumburg, Il
- E•••••••• C•••••• A•••••••• L•• to H••••••• C•••••• A•••••••• L••left Jan 7, 2025, registered Oct 21, 2024 (-78 days) · Other
- S••••• M••••••••• to E•••••••• C•••••• A•••••••• L••left Feb 13, 2018, registered May 17, 2019 (458 days) · Other
- C•••••• W••••• M••••••••• to S••••• M•••••••••left Dec 21, 2015, registered Dec 18, 2015 (-3 days) · Other
- H••••••• C•••••• M••••••••• I•• to H••••••• C•••••• A•••••••• L••left Dec 17, 2015, registered Jul 12, 2013 (-888 days) · Other
- H••••••• C•••••• A•••••••• L•• to C•••••• W••••• M•••••••••left Dec 18, 2013, registered Feb 24, 2014 (68 days) · Other
- D•••• D••••• M••••••• left E•••••••• C•••••• A•••••••• L•• for H••••••• C•••••• A•••••••• L•• (registered 2024-10-21)Jan 7, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address