DFX Intelligence
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Registered advisor
G••• L•• F••••
Feed of 09/15/2026
Also filed as J• G••• L•• F••••
At current firm
12 y
since Jul 24, 2014
In the industry
44 y
since Jan 8, 1982 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Jul 24, 2014 · Lake Jackson, Tx
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Jul 21, 2014 · Lake Jackson, Tx
- A• G• E•••••• • S•••• I••• unclassifiedOct 9, 2002 to Jan 1, 2008 · Lake Jackson, Tx
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to R••••• W• B•••• • C•• I•••••••••left Jul 21, 2014, registered Jul 24, 2014 (3 days) · Other
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address