DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Hodges Capital Management Inc
Latest filing Oct 31, 2025
First filing on the tape Nov 23, 2011 · 72 filings
SEC status approved since Jan 5, 1990
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
37%
$460M individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$124M
derived; firm RAUM over IAPD count
Employees
20
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
72 filings and snapshots on the tape
RAUM$1.2B as of Oct 31, 2025
Aug 30, 2012$504M then
HNW client RAUM$380M as of Oct 31, 2025
Oct 30, 2017$186M then
State-registered IARs (5.B.3)9 as of Oct 31, 2025
Sep 4, 20138 then
Employees (5.A)20 as of Oct 31, 2025
Sep 4, 201325 then
Private funds: no history
RAUM +28% over the last fiscal year+9.8% a year over threeIARs 9 to 9
Practice profile
derived from the filing of Oct 31, 2025; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $124MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 40derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $2.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 10.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.7%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- $84.5MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$503M41%
- High-net-worth individuals$380M31%
- Pooled investment vehicles$107M8.6%
- Corporations and businesses$107M8.6%
- Individuals$79.8M6.4%
- Charitable organizations$46.5M3.7%
- Pension and profit-sharing plans$9.8M0.8%
- Banks and thrifts$6.4M0.5%
- State and municipal entities$800,0120.1%
- Individual clients
- 265reported
- HNW clients
- 133reported
- Pension plan clients
- 8reported
- Charitable clients
- 8reported
- Accounts
- 448reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $49.9M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.37 fund_share=0.49 institutional_share=0.05 related_bd=true related_bank=false bd_reps=16.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Craig Donaldson Hodges | Dallas, Tx | May 12, 1999 | 39 y | 0 |
| Gary Mack Bradshaw | Dallas, Tx | Feb 21, 2001 | 41 y | 0 |
| Eric Jay MarshallChartered Financial Analyst | Dallas, Tx | Feb 8, 2002 | 28 y | 0 |
| Clark Brown Hodges | Dallas, Tx | Mar 1, 2006 | 34 y | 1 |
| Robert Jason Woodard | Dallas, Tx | Jul 18, 2012 | 42 y | 2 |
| Derek Rhett Maupin | Dallas, Tx | Jun 5, 2013 | 19 y | 1 |
| Christopher Ryan TerryChartered Financial Analyst | Dallas, Tx | Jan 23, 2014 | 23 y | 0 |
| Lee Quincy Bradshaw | Dallas, Tx | Oct 10, 2017 | 11 y | 0 |
| Carlos Rafael EsteveChartered Financial Analyst | Dallas, Tx | Oct 13, 2023 | 14 y | 0 |
| Callan Brooks Hirschey | Dallas, Tx | Jul 7, 2025 | 10 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Leesa Jane Nichols to Assetmark, Inc.Sep 11, 2024 · RIA to affiliated broker-dealer or bank
- Charmagne Marie Darabadey to First Dallas Securities, Inc.Dec 31, 2022 · RIA to RIA
- Alan Drew Ebright to Check Capital Management IncNov 2, 2022 · RIA to RIA
- Robin Lott to UBS Financial Services Inc.Jun 16, 2020 · RIA to wirehouse
- Steven Mitchell Laska to Cwm, LLCFeb 10, 2020 · RIA to affiliated broker-dealer or bank
- Robert Leo Kerch to Equitable Advisors, LLCAug 16, 2019 · RIA to affiliated broker-dealer or bank
- Kristi Ann Denham to First Dallas Securities, Inc.May 1, 2019 · RIA to RIA
- Kenneth Blake Merritt to Destra Capital Advisors LLCJun 21, 2012 · Other
- Robert Jason Woodard to First Dallas Securities, Inc.Jun 13, 2012 · Other
- Richard Coolidge Ford to First Dallas Securities, Inc.Jun 8, 2012 · Other
- Ditzler J. Walker to First Dallas Securities, Inc.Aug 2, 2010 · Other
- Brad Robert Sanders to First Dallas Securities, Inc.Mar 9, 2009 · Other
- James Reginald Davis to James R. DavisJul 30, 2007 · Other
- Scott William Phillips to First Dallas Securities, Inc.Jan 3, 2007 · Other
- Ivan Stephen Sacks to Prospera Financial Services, Inc.Nov 8, 2004 · Other
Joined, latest
- Callan Brooks Hirschey from Equitable Advisors, LLCJul 7, 2025 · Affiliated broker-dealer or bank to independent RIA
- Alan Drew Ebright from Fisher InvestmentsFeb 8, 2021 · RIA to RIA
- Steven Mitchell Laska from Dgs Capital ManagementNov 26, 2019 · RIA to RIA
- Robin Lott from Clare Market Investments, LLCJun 26, 2019 · RIA to RIA
- Derek Rhett Maupin from Edward JonesJun 5, 2013 · Other
- Robert Leo Kerch from First Dallas Securities, Inc.Jun 8, 2009 · Other
- James Reginald Davis from First Dallas Securities, Inc.Jan 3, 2007 · Other
- Clark Brown Hodges from UBS Financial Services Inc.Mar 1, 2006 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Mack Gary Bradshaw · Director Ciocontrolsince 09/2007 · owns less than 5%
- Marie Charmagne Darabadey · Chief Compliance Officercontrolsince 03/2021 · owns less than 5%
- Brown Clark Hodges · Evp Business Developmentcontrolsince 08/2008 · owns less than 5%
- Donaldson Craig Hodges · Ceo/Co. Ciocontrolsince 10/2004 · owns less than 5%
- Jay Eric Marshall · President/Co. Ciocontrolsince 09/2007 · owns less than 5%
- Hodges Camille Hays · Trusteecontrolsince 10/2011 · owns 25% to 50% of Hodges Capital Holdings Voting Trust
- Brown Clark Hodges · Trusteecontrolsince 10/2011 · owns 25% to 50% of Hodges Capital Holdings Voting Trust
- Donaldson Craig Hodges · Trusteecontrolsince 10/2011 · owns 25% to 50% of Hodges Capital Holdings Voting Trust
Entity owners
- Hodges Capital Holdings Inc. · Cmodirect · owns 75% or more
- Hodges Capital Holdings Voting Trust · Shareholderindirect · owns 50% to 75% of Hodges Capital Holdings Inc.
Related persons
Schedule D 7.A
- First Dallas Securities, Inc.broker-dealerinvestment advisernRAUM $336M
Advisers that list Hodges Capital Management Inc as a related person
- 24549 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dallas, Tx · principal | 10 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Oct 31, 2025HAYS, CAMILLE, HODGES (TRUSTEE) left Schedule A between the filings of 2021-03-19 and 2025-10-31peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Oct 31, 2025MARSHALL, ERIC, JAY (PRESIDENT/CO. CIO) left Schedule A between the filings of 2021-03-19 and 2025-10-31peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 439 to 448Oct 29, 2024 to Oct 31, 2025
- Corporate clients · 26 to 25Oct 29, 2024 to Oct 31, 2025
- HNW clients · 96 to 133Oct 29, 2024 to Oct 31, 2025
- Individual clients · 298 to 265Oct 29, 2024 to Oct 31, 2025
- Pension plan clients · 0 to 8Oct 29, 2024 to Oct 31, 2025
- Pooled vehicle clients · 1 to 2Oct 29, 2024 to Oct 31, 2025
- Financial planning clients · 0 to 0Oct 29, 2024 to Oct 31, 2025
- Discretionary RAUM · $1.1B to $1.2BOct 29, 2024 to Oct 31, 2025
- HNW RAUM · $296M to $380MOct 29, 2024 to Oct 31, 2025
- Individual RAUM · $100M to $79.8MOct 29, 2024 to Oct 31, 2025
- Pension RAUM · $0 to $9.8MOct 29, 2024 to Oct 31, 2025
- Pooled vehicle RAUM · $2.9M to $107MOct 29, 2024 to Oct 31, 2025
- RAUM · $1.1B to $1.2BOct 29, 2024 to Oct 31, 2025
- Wrap assets (manager) · $110M to $49.9MOct 29, 2024 to Oct 31, 2025
- Wrap assets (sponsor) · $66.1M to $0Oct 29, 2024 to Oct 31, 2025
- Accounts · 408 to 439Nov 29, 2023 to Oct 29, 2024
- Advisory activities · 3 to 4Nov 29, 2023 to Oct 29, 2024
- Corporate clients · 17 to 26Nov 29, 2023 to Oct 29, 2024
- HNW clients · 71 to 96Nov 29, 2023 to Oct 29, 2024
- Individual clients · 295 to 298Nov 29, 2023 to Oct 29, 2024
- Pension plan clients · 10 to 0Nov 29, 2023 to Oct 29, 2024
- Pooled vehicle clients · 0 to 1Nov 29, 2023 to Oct 29, 2024
- Discretionary RAUM · $969M to $1.1BNov 29, 2023 to Oct 29, 2024
- HNW RAUM · $145M to $296MNov 29, 2023 to Oct 29, 2024
- Individual RAUM · $193M to $100MNov 29, 2023 to Oct 29, 2024
- Pension RAUM · $9.0M to $0Nov 29, 2023 to Oct 29, 2024
- Pooled vehicle RAUM · unset to 2907906.0Nov 29, 2023 to Oct 29, 2024
- RAUM · $969M to $1.1BNov 29, 2023 to Oct 29, 2024
- Wrap assets (manager) · $22.9M to $110MNov 29, 2023 to Oct 29, 2024
- Wrap assets (sponsor) · $0 to $66.1MNov 29, 2023 to Oct 29, 2024
- Accounts · 366 to 408Jan 19, 2023 to Oct 21, 2023
- Charity clients · 9 to 8Jan 19, 2023 to Oct 21, 2023
- Corporate clients · 27 to 17Jan 19, 2023 to Oct 21, 2023
- HNW clients · 94 to 71Jan 19, 2023 to Oct 21, 2023
- Individual clients · 223 to 295Jan 19, 2023 to Oct 21, 2023
- Pension plan clients · 9 to 10Jan 19, 2023 to Oct 21, 2023
- Discretionary RAUM · $769M to $969MJan 19, 2023 to Oct 21, 2023
- HNW RAUM · $203M to $145MJan 19, 2023 to Oct 21, 2023
- Individual RAUM · $66.1M to $193MJan 19, 2023 to Oct 21, 2023
- Pension RAUM · $9.0M to $9.0MJan 19, 2023 to Oct 21, 2023
Signals
12 dated events
- Leesa Jane Nichols left Hodges Capital Management Inc for Assetmark, Inc. (registered 2026-04-15)Sep 11, 2024 · Advisor changed firm · fact
- Hodges Capital Management Inc reported RAUM $969.2M, up 26% from $769.1M (2023-01-19 to 2023-10-21)Oct 21, 2023 · RAUM change · derived
- Charmagne Marie Darabadey left Hodges Capital Management Inc for First Dallas Securities, Inc. (registered 2021-03-19)Dec 31, 2022 · Advisor changed firm · fact
- Alan Drew Ebright left Hodges Capital Management Inc for Check Capital Management Inc (registered 2022-11-07)Nov 2, 2022 · Advisor changed firm · fact
- Walker Brett Rainey (Coo) no longer on Schedule A of Hodges Capital Management Inc (listed 2022-01-03, absent 2022-01-19)Jan 19, 2022 · Control person left · inference
- Hodges Capital Management Inc reported RAUM $937.9M, up 62% from $577.2M (2021-03-19 to 2021-08-06)Aug 6, 2021 · RAUM change · derived
- Rebecca Terra Prince (Cco) no longer on Schedule A of Hodges Capital Management Inc (listed 2020-10-30, absent 2021-03-19)Mar 19, 2021 · Control person left · inference
- Marie Charmagne Darabadey (Chief Compliance Officer) appeared on Schedule A of Hodges Capital Management IncMar 19, 2021 · Control person joined · fact
- Hodges Capital Management Inc reported RAUM $577.2M, down 41% from $976.2M (2020-07-28 to 2020-10-30)Oct 30, 2020 · RAUM change · derived
- Hodges Capital Management Inc reported RAUM $976.2M, down 29% from $1.4B (2019-08-16 to 2019-10-30)Oct 30, 2019 · RAUM change · derived
- Rebecca Terra Prince (Cco) appeared on Schedule A of Hodges Capital Management IncOct 30, 2019 · Control person joined · fact
- Leo Robert Kerch (Chief Compliance Officer) no longer on Schedule A of Hodges Capital Management Inc (listed 2019-05-23, absent 2019-08-16)Aug 16, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 214-954-1177reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 888-878-4426reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/HODGES-CAPITALreportedpublic record, Form ADV, Sep 17, 2026
- Website
- HODGESCAPITAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 888-878-4426reportedpublic record, Form ADV, Oct 31, 2025
- Team page
- HODGESCAPITAL.COM/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $124Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026