DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••••• L• V••••••••

K•••••••• W••••• A•••••••• L••BD affiliatedSan Diego, Ca dual registrantIAPD 1030616

Feed of 09/14/2026

Also filed as M••••••• Lemieuxv••••••••

At current firm

0 y

since Jun 24, 2026

In the industry

43 y

since Feb 7, 1983 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

K•••••••• W••••• A•••••••• L•• BD affiliated current
since Jun 24, 2026 · San Diego, Ca
M••••• S•••••• wirehouse
Sep 8, 2023 to Apr 29, 2026 · Pompano Beach, Fl
U•• F•••••••• S••••••• I••• wirehouse
Sep 13, 2013 to Sep 19, 2023 · Boca Raton, Fl
M••••• S•••••• wirehouse
Jun 1, 2009 to Sep 16, 2013 · Coral Springs, Fl
M••••• S•••••• • C•• L•• unclassified
Nov 6, 2007 to Jun 1, 2009 · Coral Springs, Fl
C•••••••• G••••• M•••••• I••• BD affiliated
Jun 30, 1994 to Nov 19, 2007 · Coral Springs, Fl

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to K•••••••• W••••• A•••••••• L••
left Apr 29, 2026, registered Jun 24, 2026 (56 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
U•• F•••••••• S••••••• I••• to M••••• S••••••
left Sep 19, 2023, registered Sep 8, 2023 (-11 days) · Wirehouse to wirehouse · moved with a team
M••••• S•••••• to U•• F•••••••• S••••••• I•••
left Sep 16, 2013, registered Sep 13, 2013 (-3 days) · Wirehouse to wirehouse
M••••• S•••••• • C•• L•• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
C•••••••• G••••• M•••••• I••• to M••••• S•••••• • C•• L••
left Nov 19, 2007, registered Nov 6, 2007 (-13 days) · Other

Signals

M••••••• L• V•••••••• left M••••• S•••••• for K•••••••• W••••• A•••••••• L•• (registered 2026-06-24)
Apr 29, 2026 · Advisor changed firm · fact
M••••••• L• V•••••••• left U•• F•••••••• S••••••• I••• for M••••• S•••••• (registered 2023-09-08)
Sep 19, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 43derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address