RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• A••••• F•••••
- A•••• O•• W••••• M••••••••• L•• independent RIA currentsince Feb 10, 2026 · Draper, Ut
- L•• F•••••••• L•• BD affiliatedDec 2, 2019 to Feb 11, 2026 · Millcreek, Ut
- T•••• A•••••••• L•• formerMar 29, 2012 to Dec 3, 2019 · Atlanta, Ga
- F•• S••••••••• C••••••••• formerAug 29, 1997 to Apr 2, 2012 · Pleasant Grove, Ut
- L•• F•••••••• L•• to A•••• O•• W••••• M••••••••• L••left Feb 11, 2026, registered Feb 10, 2026 (-1 days) · Affiliated broker-dealer or bank to independent RIA
- T•••• A•••••••• L•• to L•• F•••••••• L••left Dec 3, 2019, registered Dec 2, 2019 (-1 days) · Affiliated broker-dealer or bank to another
- F•• S••••••••• C••••••••• to T•••• A•••••••• L••left Apr 2, 2012, registered Mar 29, 2012 (-4 days) · Other
- J•••• A••••• F••••• left L•• F•••••••• L•• for A•••• O•• W••••• M••••••••• L•• (registered 2026-02-10)Feb 11, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address