RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• D••• H•••••
- V••• F•••••••• A•••••••• I••• BD affiliated currentsince Jan 3, 2011 · Austin, Tx
- V••• F•••••••• P•••••••• L•• formerNov 4, 2009 to Jan 3, 2011 · Addison, Tx
- O•••• F•• I••• formerJun 30, 1995 to Feb 11, 2008 · Addison, Tx
- V••• F•••••••• P•••••••• L•• to V••• F•••••••• A•••••••• I•••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- O•••• F•• I••• to V••• F•••••••• P•••••••• L••left Feb 11, 2008, registered Nov 4, 2009 (632 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address