DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
G••••• A• K••••••
Feed of 09/15/2026
Also filed as G••••• Andrew K••••••
At current firm
11 y
since Feb 26, 2015
In the industry
33 y
since Jun 9, 1993 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Feb 26, 2015 · New York, Ny
- B••••••• C•••••• I••• formerOct 6, 2010 to Mar 19, 2015 · New York, Ny
- A••••••••• L••• otherSep 13, 2002 to Oct 18, 2010 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- B••••••• C•••••• I••• to U•• F•••••••• S••••••• I•••left Mar 19, 2015, registered Feb 26, 2015 (-21 days) · Other · moved with a team
- A••••••••• L••• to B••••••• C•••••• I•••left Oct 18, 2010, registered Oct 6, 2010 (-12 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address