RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• E••••• S••••
- Professional profile
- linkedin.com/in/ralph-smith-ba719054reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- N••••••• S••• F•••••••• G•••• L•• state registered currentsince Jan 2, 2024 · Weatherford, Tx
- S•••• C•••••• M••••••••• unclassifiedJan 2, 2014 to Dec 31, 2023 · Weatherford, Tx
- S••••••••• A•••••• A•••••••• I••• formerDec 7, 2012 to Dec 31, 2013 · Fort Worth, Tx
- I•••••••• S••••••• C••••••• I••• formerNov 2, 2009 to Dec 7, 2012 · Suffolk, Va
- Q•• F•••••••• L•• unclassifiedJul 7, 2008 to Oct 26, 2009 · Fort Worth, Tx
- S••••••• F•••••••• I•• otherOct 10, 2007 to Nov 11, 2009 · Virginia Beach, Va
- L•••••• C•••••• M••••••••• unclassifiedMay 8, 2006 to Dec 31, 2006 · Fort Worth, Tx
- S•••• C•••••• M••••••••• to N••••••• S••• F•••••••• G•••• L••left Dec 31, 2023, registered Jan 2, 2024 (2 days) · Other
- S••••••••• A•••••• A•••••••• I••• to S•••• C•••••• M•••••••••left Dec 31, 2013, registered Jan 2, 2014 (2 days) · Other
- I•••••••• S••••••• C••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Dec 7, 2012, registered Dec 7, 2012 (0 days) · Other
- S••••••• F•••••••• I•• to Q•• F•••••••• L••left Nov 11, 2009, registered Jul 7, 2008 (-492 days) · Other
- Q•• F•••••••• L•• to I•••••••• S••••••• C••••••• I•••left Oct 26, 2009, registered Nov 2, 2009 (7 days) · Other
- L•••••• C•••••• M••••••••• to S••••••• F•••••••• I••left Dec 31, 2006, registered Oct 10, 2007 (283 days) · Other
- R•••• E••••• S•••• left S•••• C•••••• M••••••••• for N••••••• S••• F•••••••• G•••• L•• (registered 2024-01-02)Dec 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address