DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Cynthia Jacqueline Tam
Certified Financial Planner
Feed of 09/14/2026
At current firm
0 y
since Jan 1, 2026
In the industry
24 y
since Mar 22, 2002 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Native Finance Investment Advisory state registered currentsince Jan 1, 2026 · Vista, Ca
- Newport Coast Asset Management formerJan 17, 2012 to Aug 28, 2013 · Vista, Ca
- Questar Asset Management, Inc. formerAug 7, 2009 to Dec 22, 2011 · Minneapolis, Mn
- Investors Capital Advisory formerMar 24, 2005 to Aug 11, 2009 · Vista, Ca
- Partnervest Advisory Services LLC formerDec 10, 2003 to Mar 11, 2005 · Santa Barbara, Ca
- Momentum Independent Network Inc. BD affiliatedJun 4, 2003 to Dec 8, 2003 · Vista, Ca
- A. G. Edwards & Sons, Inc. unclassifiedMay 24, 2002 to Mar 6, 2003 · Escondido, Ca
Moves
a registration end followed by a registration begin elsewhere
- Newport Coast Asset Management to Native Finance Investment Advisoryleft Aug 28, 2013, registered Jan 1, 2026 (4509 days) · Other
- Questar Asset Management, Inc. to Newport Coast Asset Managementleft Dec 22, 2011, registered Jan 17, 2012 (26 days) · Other
- Investors Capital Advisory to Questar Asset Management, Inc.left Aug 11, 2009, registered Aug 7, 2009 (-4 days) · Other
- Partnervest Advisory Services LLC to Investors Capital Advisoryleft Mar 11, 2005, registered Mar 24, 2005 (13 days) · Other
- Momentum Independent Network Inc. to Partnervest Advisory Services LLCleft Dec 8, 2003, registered Dec 10, 2003 (2 days) · Other
- A. G. Edwards & Sons, Inc. to Momentum Independent Network Inc.left Mar 6, 2003, registered Jun 4, 2003 (90 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address