G•••••• J•••• D•••••••••

• R•••••• J•••• • A••••••••• I••• national BD current
  since May 6, 2024 · Palm Coast, Fl
• W•••• F•••• A••••••• wirehouse
  Dec 2, 2015 to May 15, 2024 · Mclean, Va
• U•• F•••••••• S••••••• I••• wirehouse
  Apr 24, 2009 to Dec 11, 2015 · Palm Coast, Fl
• C•••••••• G••••• M•••••• I••• BD affiliated
  Feb 21, 2006 to May 14, 2009 · Bethesda, Md
• L••• M•••• W••• W•••••• I••••••••• unclassified
  Oct 21, 1998 to Feb 21, 2006 · Bethesda, Md

• W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••
  left May 15, 2024, registered May 6, 2024 (-9 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
• U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••
  left Dec 11, 2015, registered Dec 2, 2015 (-9 days) · Wirehouse to wirehouse · moved with a team
• C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••
  left May 14, 2009, registered Apr 24, 2009 (-20 days) · Other
• L••• M•••• W••• W•••••• I••••••••• to C•••••••• G••••• M•••••• I•••
  left Feb 21, 2006, registered Feb 21, 2006 (0 days) · corporate re-registration, not a move

• ••• Locked
  May 15, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

44derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address