DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Steven Kenneth Heger
Feed of 09/15/2026
At current firm
13 y
since Jun 25, 2013
In the industry
42 y
since Jul 27, 1984 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
2
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Global Retirement Partners LLC institutional currentsince Jan 25, 2017 · Rockville, Md
- LPL Financial LLC BD affiliated currentsince Jun 25, 2013 · Rockville, Md
- MML Investors Services, LLC BD affiliatedJun 4, 1999 to Jul 3, 2013 · Rockville, Md
Moves
a registration end followed by a registration begin elsewhere
- MML Investors Services, LLC to LPL Financial LLCleft Jul 3, 2013, registered Jun 25, 2013 (-8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address