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Registered advisor
D•••• A•••••••• G••••••
Chartered Financial Analyst
Feed of 09/14/2026
Also filed as D•••• A•••••••• G••••••
At current firm
2 y
since Sep 28, 2023
In the industry
28 y
since May 8, 1998 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Sep 28, 2023 · Morristown, Nj
- M•••••• L•••• I••••••••• M••••••• L• unclassifiedJun 29, 1998 to Oct 15, 2003 · Princeton, Nj
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L•••• I••••••••• M••••••• L• to M••••• S••••••left Oct 15, 2003, registered Sep 28, 2023 (7288 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address