RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• D••••• B••••
- I•••••••• A•••••••• L•• BD affiliated currentsince Nov 3, 2025 · Austin, Tx
- L••• S••••• A•••••••• L•• formerDec 19, 2019 to Nov 3, 2025 · Cedar Rapids, Ia
- S••••••••• A•••••• A•••••••• I••• formerNov 14, 2014 to Dec 23, 2019 · Cedar Rapids, Ia
- S••••• F•••••••• S•••••••• I••• formerJul 23, 2001 to Nov 14, 2014 · Cedar Rapids, Ia
- L••• S••••• A•••••••• L•• to I•••••••• A•••••••• L••left Nov 3, 2025, registered Nov 3, 2025 (0 days) · corporate re-registration, not a move
- S••••••••• A•••••• A•••••••• I••• to L••• S••••• A•••••••• L••left Dec 23, 2019, registered Dec 19, 2019 (-4 days) · Affiliated broker-dealer or bank to another
- S••••• F•••••••• S•••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Nov 14, 2014, registered Nov 14, 2014 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address