K•••• J•••• B••••

• K••••• A••••••• S•••••••• L•• BD affiliated current
  since Jun 10, 2019 · Royal Oak, Mi
• E•••••••• A•••••••• L•• national BD
  Feb 8, 2010 to Jun 10, 2019 · Troy, Mi
• C•••••••• A••••••• • C••• L••• unclassified
  Apr 7, 2003 to Jan 14, 2008 · Troy, Mi

• E•••••••• A•••••••• L•• to K••••• A••••••• S•••••••• L••
  left Jun 10, 2019, registered Jun 10, 2019 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
• C•••••••• A••••••• • C••• L••• to E•••••••• A•••••••• L••
  left Jan 14, 2008, registered Feb 8, 2010 (756 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

42derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address