DFX Intelligence
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Team lift-out
7 advisors left E•••••••• A•••••••• L•• for K••••• A••••••• S•••••••• L••
national BDtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Timothy Biagio Fazzini | Royal Oak, Mi | May 23, 2019 | Jun 10, 2019 |
| William Donald Blank | Royal Oak, Mi | May 23, 2019 | Jun 10, 2019 |
| Jonathan Marshall Pope | Royal Oak, Mi | May 30, 2019 | Sep 4, 2019 |
| Kevin James Bates | Royal Oak, Mi | Jun 10, 2019 | Jun 10, 2019 |
| Daniel Robert Taylor | Royal Oak, Mi | Jun 11, 2019 | Jun 10, 2019 |
| Cameron Major Kennedy | Royal Oak, Mi | Jun 17, 2019 | Sep 4, 2019 |
| Daniel Alexander Cornwell | Royal Oak, Mi | Jun 18, 2019 | Jun 10, 2019 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- May 23, 2019 to Jun 18, 2019
- Registered next
- Jun 10, 2019 to Sep 4, 2019
- Branch state
- MI
- Cities
- 1, most in Royal Oak, Mi
- Registered there that day
- 2,423 (people still on IAPD; an estimate)
- Share of that headcount
- 0.3%
- Succession by the destination
- a succession within a year (Jun 26, 2019), not necessarily this firm