DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Prime Capital Financial

Wealth manager with institutional or fund businessOverland Park, KansasCRD 288712SEC 801-110709website IAPD

Legal name Prime Capital Investment Advisors, LLC

Latest filing Jun 1, 2026

First filing on the tape May 25, 2017 · 158 filings

SEC status approved since Jun 23, 2017

RAUM

$39B

reported, Item 5.F

Discretionary

50%

of RAUM

Private clients

48%

$19B individuals and HNW

Advisors

260

registered through the firm on IAPD

RAUM per advisor

$151M

derived; firm RAUM over IAPD count

Employees

460

261 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

158 filings and snapshots on the tape

RAUM$39B as of Jun 1, 2026

Mar 5, 2018$3.6B then

HNW client RAUM$13B as of Jun 1, 2026

Mar 5, 2018$135M then

State-registered IARs (5.B.3)261 as of Jun 1, 2026

Mar 5, 201891 then

Employees (5.A)460 as of Jun 1, 2026

Mar 5, 2018138 then

Private funds: no history

RAUM +30% over the last fiscal year+33% a year over threeIARs 240 to 261offices 77 to 87

Practice profile

derived from the filing of Jun 1, 2026; every figure names its basis

Archetypes, each a printed rule

Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets

RAUM per advisor: $149MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 84derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.3MderivedHNW RAUM over HNW clients
Average account: $706,797derivedRAUM over accounts (5.F.2.f)
Discretionary: 50%derivedof RAUM
Institutional: 45%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.8derivedItem 5.A over advisors
Advisors per office: 3.0derived88 offices incl. principal (1.F.5)
RAUM growth, one year: +30%derivedbetween the last two annual amendments
Advisor growth, one year: +11%derivedItem 5.B.3 between annual amendments
Client growth, one year: +23%derived
Compensation: percentage of assets, hourly, fixed fees, performance-based, otherreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisers, educational seminars, otherreportedItem 5.G
Wrap fee program: $12BreportedItem 5.I
Custody: $1.0M, 5 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months: 1derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

is an insurance broker or agent (6.A.6)
buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
marketing includes testimonials (5.L.1.c)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pension and profit-sharing plans$18B45%
High-net-worth individuals$13B33%
Individuals$5.8B15%
Pooled investment vehicles$1.8B4.6%
Corporations and businesses$739M1.9%
Charitable organizations$43.5M0.1%

Individual clients: 16,558reported
HNW clients: 5,571reported
Pension plan clients: 1,378reported
Charitable clients: 75reported
Accounts: 55,376reported
Financial planning clients: 101-250reported
Wrap fee programs: $0 sponsored, $0 managedreported
Custody of client assets: $1.0M for 5 clientsreported
Compensation: % of AUM, fixed, hourly, performancereported
Class basis: private_client_share=0.48 fund_share=0.05 institutional_share=0.45 related_bd=false related_bank=false bd_reps=65.0derived

Advisors registered through the firm

262 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Anthony Elliott Woodard	Overland Park, Ks	Jun 23, 2017	24 y	3
Scott James Colangelo	Overland Park, Ks	Jun 27, 2017	30 y	3
Tim David Hakes	Overland Park, Ks	Jun 29, 2017	32 y	3
Brian L Burwell	Overland Park, Ks	Jul 20, 2017	22 y	1
Terri Lynn LewisChartered Financial Consultant	Overland Park, Ks	Jul 20, 2017	39 y	1
Derek Jay Mitchell	Overland Park, Ks	Jul 20, 2017	32 y	2
Joe Don Hildebrand	Overland Park, Ks	Jul 20, 2017	26 y	1
Eric J KrauseChartered Financial Analyst	Fayetteville, Ar	Jul 20, 2017	19 y	1
Darin W Henderson	Overland Park, Ks	Jul 20, 2017	10 y	1
Steven Christopher Nelson	Overland Park, Ks	Jul 20, 2017	23 y	2
Craig P Scherzer	Overland Park, Ks	Jul 20, 2017	18 y	1
Joseph E Zdeb	Overland Park, Ks	Jul 20, 2017	29 y	1
Thomas Mancuso	Overland Park, Ks	Jul 20, 2017	11 y	2
Brad David Holdhusen	Overland Park, Ks	Jul 20, 2017	23 y	2
Michael Thomas Stolberg	Overland Park, Ks	Jul 20, 2017	17 y	1
Jeffrey A. Lahr	Overland Park, Ks	Jul 20, 2017	22 y	1
Douglas Jon Lode	Overland Park, Ks	Jul 20, 2017	25 y	2
Christopher T Roper	Overland Park, Ks	Jul 20, 2017	15 y	2
Keller Andrew Johnson	Overland Park, Ks	Jul 20, 2017	27 y	1
Timothy Joseph Accurso	Overland Park, Ks	Jul 20, 2017	17 y	1
Jasen Ronald Mangrum	Overland Park, Ks	Jul 20, 2017	12 y	1
David G Miller	Overland Park, Ks	Jul 20, 2017	21 y	2
Kristopher Lee Koenig	Overland Park, Ks	Jul 20, 2017	21 y	1
Michael Allen Smoots	Overland Park, Ks	Jul 20, 2017	12 y	3
Tyler Lane Olson	Overland Park, Ks	Jul 25, 2017	20 y	1
Matt Ward WatersCertified Financial Planner	Overland Park, Ks	Jul 27, 2017	12 y	1
Bryan Eric SchuenemannChartered Financial Consultant	Overland Park, Ks	Jul 27, 2017	23 y	2
Judson P. BeeskauCertified Financial Planner	Wayzata, Mn	Jul 27, 2017	18 y	1
Clint N NelsonCertified Financial Planner	Overland Park, Ks	Jul 27, 2017	18 y	1
William Adolph Steih	Overland Park, Ks	Jul 27, 2017	25 y	4
Sean Patrick Clancy	Overland Park, Ks	Jul 27, 2017	21 y	1
Brandon Todd LeeCertified Financial Planner	Springfield, Mo	Aug 1, 2017	16 y	1
Merlin Moody Hagan	Overland Park, Ks	Aug 1, 2017	36 y	3
Richard Rodney Laing	Overland Park, Ks	Aug 1, 2017	12 y	1
Lisa Diane Jones	Overland Park, Ks	Aug 1, 2017	31 y	2
Jason Allen GerberCertified Financial Planner	Overland Park, Ks	Aug 1, 2017	20 y	2
Timothy Brennan Mccutchen	Overland Park, Ks	Aug 1, 2017	24 y	2
Stephen Matthew BrownCertified Financial Planner	Overland Park, Ks	Aug 1, 2017	21 y	2
Jonnathan Paul Davis	Overland Park, Ks	Aug 1, 2017	19 y	1
Mark E Kipp	Overland Park, Ks	Aug 1, 2017	22 y	1

All 262 advisors at Prime Capital Financial

Advisor movement

11 left, 20 joined in 12 months

net +9 in 12 months1 left in 90 days3 joined in 90 daysdeparture rate 4.2% of current headcount31 left over 36 months

Left, latest

Kevin William La Mont to Sb Advisory, LLC
Jul 16, 2026 · RIA to RIA
Kimberly Chmielewski to Facet
May 20, 2026 · RIA to RIA
Jordan Bradford Peterson to Steelpeak Wealth, LLC
May 19, 2026 · RIA to RIA
Haley Sue Hazem to Skybound Wealth USA
Apr 21, 2026 · RIA to RIA
Jason Garrett Noble to Dynamic
Mar 24, 2026 · RIA to RIA
Paul Shoquist to Newedge Advisors
Mar 3, 2026 · RIA to affiliated broker-dealer or bank
Thomas Benjiman Carreras to Iwg Investment Advisors LLC
Jan 5, 2026 · RIA to a state-registered adviser
Sterling Orson Herrmann to Vanguard Advisers, Inc.
Nov 20, 2025 · RIA to affiliated broker-dealer or bank
Gilbert Raleigh Cassagne to Mariner
Nov 4, 2025 · RIA to affiliated broker-dealer or bank
William Landis Westenberger to Aprio Wealth Management, LLC
Oct 3, 2025 · RIA to RIA
Dustin Robert Stanley to Alphastar Capital Management
Oct 1, 2025 · RIA to RIA
Kerry Grace Keihn to Abacus Wealth Partners
Jul 15, 2025 · RIA to RIA
Kyle Palmer Bingham to Onedigital
May 30, 2025 · Other
Devoda D Owens to Ria Advisors
Apr 28, 2025 · RIA to RIA
Andrew John Heffernon to Commonwealth Financial Network
Apr 23, 2025 · RIA to affiliated broker-dealer or bank

Joined, latest

Jack Ryan Kornutik from Range Advisory, LLC
Sep 14, 2026 · RIA to RIA
Cameron Lindholm from LPL Financial LLC
Aug 3, 2026 · Affiliated broker-dealer or bank to independent RIA
Michael Johnathan Vines from Hornor, Townsend & Kent, LLC
Jul 20, 2026 · RIA to RIA
Lindsey Ann Kemsley from Buck Wealth Strategies, LLC
May 18, 2026 · RIA to RIA
Brendan John Kenny from Edelman Financial Engines
May 8, 2026 · RIA to RIA
Shane Christopher Miller from Wpwealth Llp
Apr 1, 2026 · RIA to RIA
Christy Jo Drake Dodge from Triad Wealth Partners, LLC
Apr 1, 2026 · RIA to RIA
Norman Trent Bradshaw from United Planners' Financial Services Of America A Limited Partner
Mar 16, 2026 · RIA to RIA
Sonali Mahendra Patel from Texas Capital Bank Private Wealth Advisors
Mar 2, 2026 · RIA to RIA
Amanda Rose Salyer from Edelman Financial Engines
Feb 13, 2026 · RIA to RIA
Joan N Greenspon from Edelman Financial Engines
Feb 13, 2026 · RIA to RIA
Shateela Monique Winters from Edelman Financial Engines
Feb 13, 2026 · RIA to RIA
Alexander Frederick Mcclain from Lido
Feb 2, 2026 · RIA to RIA
Mallory Armijo from Creative Planning Institutional Advisors, LLC
Jan 29, 2026 · Other
Carlyle Prescott Sherrill from United Planners' Financial Services Of America A Limited Partner
Jan 12, 2026 · RIA to RIA

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 left for Mutual Advisors, LLC
Oct 2, 2024 · Overland Park, Ks

2 joined from Edelman Financial Engines
Mar 6, 2026 · West Conshohocken, Pa
2 joined from United Planners' Financial Services Of America A Limited Partner
Jan 28, 2026 · China Grove, Nc
3 joined from Edelman Financial Engines
Dec 23, 2025 · Fresno, Ca
2 joined from Sinecera Capital, LLC
Mar 27, 2025 · Austin, Tx
8 joined from Sugarloaf Wealth Management, LLC
Mar 6, 2025 · Duluth, Ga · Firm absorbed
2 joined from Raymond James Financial Services Advisors, Inc
Nov 13, 2023 · Sioux Falls, Sd
4 joined from Cornerstone
Nov 7, 2023 · Reno, Nv · Firm absorbed
3 joined from United Capital Financial Advisors
Nov 2, 2023 · Fargo, Nd

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

James Scott Colangelo · Chairmancontrol
since 01/2018 · owns less than 5%
Stephen Brian Dillbeck · Chief Financial & Operations Officercontrol
since 11/2020 · owns less than 5%
James Scott Duba · Presidentcontrol
since 01/2026 · owns less than 5%
David Tim Hakes · Elected Manager / Vice-Chairmancontrol
since 01/2018 · owns less than 5%
Thomas William Mcgough · Chief Investment Officercontrol
since 01/2026 · owns less than 5%
Avery Glenn Spencer · Chief Executive Officercontrol
since 01/2018 · owns less than 5%
Kay Melissa Sturgis · Director Of Compliance Operationscontrol
since 05/2024 · owns less than 5%
Elliott Anthony Woodard · Chief Compliance Officercontrol
since 05/2017 · owns less than 5%
James Scott Colangelo · Elected Manager/Officercontrol
since 10/2019 · owns F of Chhsz Holdings, LLC
Cody Michael Cummings · Elected Managercontrol
since 08/2023 · owns F of Chhsz Holdings, LLC
R James Scola · Elected Managercontrol
since 08/2023 · owns F of Chhsz Holdings, LLC
Avery Glenn Spencer · Elected Manager/Officercontrol
since 10/2019 · owns F of Chhsz Holdings, LLC

Entity owners

Pcia Spv-3, LLC · Sole Member
direct · owns 75% or more
Chhsz Holdings, LLC · Sole Member
indirect · owns 75% or more of Pcia Spv-1, LLC
Pcia Spv-1, LLC · Sole Member
indirect · owns 75% or more of Pcia Spv-2, LLC
Pcia Spv-2, LLC · Sole Member
indirect · owns 75% or more of Pcia Spv-3, LLC

Related persons

Schedule D 7.A

Pcrm LLC
real estaten

Advisers that list Prime Capital Financial as a related person

296964 n
315752 n

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left
Overland Park, Ks · principal	262	40	5
Houston, Tx	12	1	0
Flower Mound, Tx	10	3	0
Little Rock, Ar	9	0	0
Fayetteville, Ar	8	1	0
Greenwood Village, Co	8	3	0
Springfield, Mo	8	1	0
Hammond, La	7	1	1
Bethesda, Md	6	0	0
Royal Oak, Mi	6	0	0
San Diego, Ca	5	1	0
Wichita, Ks	5	3	0
San Antonio, Tx	5	1	0
Reno, Nv	5	0	1
Fargo, Nd	4	0	0
Sioux Falls, Sd	4	0	0
Watkinsville, Ga	4	0	0
Duluth, Ga	4	0	0
Boerne, Tx	4	0	0
Costa Mesa, Ca	3	0	0

All 53 offices

Post-acquisition retention

advisors of absorbed firms still registered here after the move

Firms absorbed: 7 since 2015, 1 in 24 monthsderived
Advisors acquired: 31derived
Still registered after 90 days: 100% of 31derived
After 180 days: 100% of 31derived
After 365 days: 90% of 31derived
After 730 days: 87% of 23derived
Team lift-outs after: 3derivedteams that left this firm within two years of an absorption

Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

Offices

Schedule D 1.F, the 25 largest

Fayetteville, AR8 employees
Reno, NV8 employees
Houston, TX8 employees
Royal Oak, MI7 employees
Little Rock, AR6 employees
San Diego, CA6 employees
Hammond, LA6 employees
Bethesda, MD6 employees
Flower Mound, TX5 employees
San Antonio, TX5 employees
Pasadena, CA5 employees
Asheville, NC5 employees
Franklin, TN4 employees
Wayzata, MN4 employees
Winter Park, FL4 employees
Columbus, IN4 employees
Denver, CO4 employees
Omaha, NE4 employees
Springfield, MO3 employees
Springfield, MO3 employees
Milford, CT3 employees
Boerne, TX3 employees
West Palm Beach, FL2 employees
Charlotte, NC2 employees
Roseville, CA2 employees

ADV anomalies

5 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing Jun 1, 2026
MCGOUGH, WILLIAM, THOMAS (CHIEF INVESTMENT OFFICER) appeared on Schedule A between the filings of 2024-05-28 and 2026-06-01
peers: independent wealth managers, $20B and over (84)
control person changedChange between filings · filing Jun 1, 2026
STURGIS, MELISSA, KAY (DIRECTOR OF COMPLIANCE OPERATIONS) left Schedule A between the filings of 2024-05-28 and 2026-06-01
peers: independent wealth managers, $20B and over (84)
control person changedChange between filings · filing Jun 1, 2026
SCOLA, JAMES, R (ELECTED MANAGER) left Schedule A between the filings of 2024-05-28 and 2026-06-01
peers: independent wealth managers, $20B and over (84)
control person changedChange between filings · filing Jun 1, 2026
CUMMINGS, MICHAEL, CODY (ELECTED MANAGER) left Schedule A between the filings of 2024-05-28 and 2026-06-01
peers: independent wealth managers, $20B and over (84)
custody status changedChange between filings · filing Jun 1, 2026
custody of client assets (Item 9.A): no on the filing of 2026-03-11, yes on the filing of 2026-06-01
peers: independent wealth managers, $20B and over (84)

How anomalies are measured

What changed

consecutive filings, newest first

Advisory employees · 266 to 261
Mar 11, 2026 to Jun 1, 2026
Assets in custody · unset to 1000000.0
Mar 11, 2026 to Jun 1, 2026
Custody of client assets · false to true
Mar 11, 2026 to Jun 1, 2026
Employees · 446 to 460
Mar 11, 2026 to Jun 1, 2026
State-registered IARs · 266 to 261
Mar 11, 2026 to Jun 1, 2026
Accounts · 44,399 to 55,376
Jan 22, 2026 to Mar 11, 2026
Advisory employees · 245 to 266
Jan 22, 2026 to Mar 11, 2026
BD registered reps · 64 to 65
Jan 22, 2026 to Mar 11, 2026
Charity clients · 9 to 75
Jan 22, 2026 to Mar 11, 2026
Corporate clients · 129 to 382
Jan 22, 2026 to Mar 11, 2026
HNW clients · 3,880 to 5,571
Jan 22, 2026 to Mar 11, 2026
Individual clients · 14,106 to 16,558
Jan 22, 2026 to Mar 11, 2026
Pension plan clients · 887 to 1,378
Jan 22, 2026 to Mar 11, 2026
Employees · 430 to 446
Jan 22, 2026 to Mar 11, 2026
State-registered IARs · 245 to 266
Jan 22, 2026 to Mar 11, 2026
Other offices · 83 to 87
Jan 22, 2026 to Mar 11, 2026
Discretionary RAUM · $16B to $20B
Jan 22, 2026 to Mar 11, 2026
HNW RAUM · $9.7B to $13B
Jan 22, 2026 to Mar 11, 2026
Individual RAUM · $4.2B to $5.8B
Jan 22, 2026 to Mar 11, 2026
Non-discretionary RAUM · $14B to $20B
Jan 22, 2026 to Mar 11, 2026
Pension RAUM · $15B to $18B
Jan 22, 2026 to Mar 11, 2026
Pooled vehicle RAUM · $1.7B to $1.8B
Jan 22, 2026 to Mar 11, 2026
RAUM · $30B to $39B
Jan 22, 2026 to Mar 11, 2026
Advisory employees · 239 to 245
Jun 6, 2025 to Dec 9, 2025
BD registered reps · 63 to 64
Jun 6, 2025 to Dec 9, 2025
Employees · 387 to 430
Jun 6, 2025 to Dec 9, 2025
State-registered IARs · 239 to 245
Jun 6, 2025 to Dec 9, 2025
Other offices · 77 to 83
Jun 6, 2025 to Dec 9, 2025
Advisory employees · 240 to 239
Mar 6, 2025 to Jun 6, 2025
BD registered reps · 65 to 63
Mar 6, 2025 to Jun 6, 2025
Employees · 385 to 387
Mar 6, 2025 to Jun 6, 2025
Financial planning clients · 101-250 to 101-250
Mar 6, 2025 to Jun 6, 2025
State-registered IARs · 240 to 239
Mar 6, 2025 to Jun 6, 2025
Accounts · 30,635 to 44,399
Feb 25, 2025 to Mar 6, 2025
Advisory employees · 198 to 240
Feb 25, 2025 to Mar 6, 2025
BD registered reps · 69 to 65
Feb 25, 2025 to Mar 6, 2025
Charity clients · 13 to 9
Feb 25, 2025 to Mar 6, 2025
Corporate clients · 146 to 129
Feb 25, 2025 to Mar 6, 2025
HNW clients · 1,249 to 3,880
Feb 25, 2025 to Mar 6, 2025
Individual clients · 16,240 to 14,106
Feb 25, 2025 to Mar 6, 2025

Signals

60 dated events

Maryse Schlenk registered as an investment adviser representative at Prime Capital Financial
Sep 14, 2026 · Advisor registered · fact
Jack Ryan Kornutik registered as an investment adviser representative at Prime Capital Financial
Sep 14, 2026 · Advisor registered · fact
Kevin William La Mont left Prime Capital Financial for Sb Advisory, Llc (registered 2026-07-01)
Jul 16, 2026 · Advisor changed firm · fact
Kimberly Chmielewski left Prime Capital Financial for Facet (registered 2026-06-08)
May 20, 2026 · Advisor changed firm · fact
Jordan Bradford Peterson left Prime Capital Financial for Steelpeak Wealth, Llc (registered 2026-08-05)
May 19, 2026 · Advisor changed firm · fact
Haley Sue Hazem left Prime Capital Financial for Skybound Wealth Usa (registered 2026-05-04)
Apr 21, 2026 · Advisor changed firm · fact
Jason Garrett Noble left Prime Capital Financial for Dynamic (registered 2026-03-23)
Mar 24, 2026 · Advisor changed firm · fact
Prime Capital Financial reported RAUM $39.1B, up 30% from $30.1B (2026-01-22 to 2026-03-11)
Mar 11, 2026 · RAUM change · derived
2 advisors left Edelman Financial Engines (West Conshohocken, PA) for Prime Capital Financial on the same day
Mar 6, 2026 · Team lift-out · derived
Paul Shoquist left Prime Capital Financial for Newedge Advisors (registered 2026-03-06)
Mar 3, 2026 · Advisor changed firm · fact
2 advisors left United Planners' Financial Services OF America A Limited Partner (China Grove, NC) for Prime Capital Financial on the same day
Jan 28, 2026 · Team lift-out · derived
Thomas Benjiman Carreras left Prime Capital Financial for Iwg Investment Advisors Llc (registered 2026-02-02)
Jan 5, 2026 · Advisor changed firm · fact
3 advisors left Edelman Financial Engines (Fresno, CA) for Prime Capital Financial on the same day
Dec 23, 2025 · Team lift-out · derived
Prime Capital Financial reported 83 offices beyond its principal office, up from 77 (2025-06-06 to 2025-12-09)
Dec 9, 2025 · Office count change · derived
Sterling Orson Herrmann left Prime Capital Financial for Vanguard Advisers, Inc. (registered 2026-08-07)
Nov 20, 2025 · Advisor changed firm · fact
Gilbert Raleigh Cassagne left Prime Capital Financial for Mariner (registered 2025-11-17)
Nov 4, 2025 · Advisor changed firm · fact
William Landis Westenberger left Prime Capital Financial for Aprio Wealth Management, Llc (registered 2025-10-30)
Oct 3, 2025 · Advisor changed firm · fact
Dustin Robert Stanley left Prime Capital Financial for Alphastar Capital Management (registered 2025-12-18)
Oct 1, 2025 · Advisor changed firm · fact
Kerry Grace Keihn left Prime Capital Financial for Abacus Wealth Partners (registered 2025-10-24)
Jul 15, 2025 · Advisor changed firm · fact
Kyle Palmer Bingham left Prime Capital Financial for Onedigital (registered 2026-01-26)
May 30, 2025 · Advisor changed firm · fact
Devoda D Owens left Prime Capital Financial for Ria Advisors (registered 2025-07-10)
Apr 28, 2025 · Advisor changed firm · fact
Andrew John Heffernon left Prime Capital Financial for Commonwealth Financial Network (registered 2025-07-21)
Apr 23, 2025 · Advisor changed firm · fact
Ryan Mclean Wilson left Prime Capital Financial for Onedigital (registered 2025-04-29)
Apr 8, 2025 · Advisor changed firm · fact
2 advisors left Sinecera Capital, LLC (Austin, TX) for Prime Capital Financial on the same day
Mar 27, 2025 · Team lift-out · derived
Vinit Madan left Prime Capital Financial for Farther (registered 2025-05-22)
Mar 14, 2025 · Advisor changed firm · fact
Prime Capital Financial reported 77 offices beyond its principal office, up from 70 (2025-02-25 to 2025-03-06)
Mar 6, 2025 · Office count change · derived
Prime Capital Financial reported 240 state-registered advisory representatives, up from 198 (2025-02-25 to 2025-03-06)
Mar 6, 2025 · Advisor headcount change · derived
Sugarloaf Wealth Management, LLC's advisors moved to Prime Capital Financial (Watkinsville, GA): 8 of 10 registered, a day apart
Mar 6, 2025 · Firm absorbed (people side) · derived
Melissa Kay Sturgis left Prime Capital Financial for Fiduciary Investment Trusts, Llc (registered 2019-11-21)
Feb 21, 2025 · Advisor changed firm · fact
Benjamin Lancelot Ambrosini left Prime Capital Financial for Axxcess Wealth Management, Llc (registered 2024-12-09)
Jan 23, 2025 · Advisor changed firm · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Firm profile: LINKEDIN.COM/COMPANY/EARTHEQUITYreportedpublic record, Form ADV, Sep 17, 2026
Firm profile: linkedin.com/company/2020fareportedpublic record, Form ADV, Sep 17, 2026
Website: PRIMEFINANCIALSFSD.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: (800) 493-6226reportedpublic record, Form ADV, Jun 1, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
RAUM per advisor: $151Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026