DFX Intelligence
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Registered advisor
G••• T• W••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as G••• T••••• W••••
At current firm
19 y
since Mar 28, 2007
In the industry
48 y
since Oct 1, 1977 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
6
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V•••••• A•••••••• I••• BD affiliated currentsince Mar 28, 2007 · Manchester, Ct
- S••••••• F•••••••• S•••••••• I••• formerSep 9, 1999 to Mar 9, 2007 · Vernon, Ct
Moves
a registration end followed by a registration begin elsewhere
- S••••••• F•••••••• S•••••••• I••• to V•••••• A•••••••• I•••left Mar 9, 2007, registered Mar 28, 2007 (19 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 48derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address