RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
O••• B••••• R•••••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Apr 1, 2019 · Fort Worth, Tx
- S••••• S••••••••• I••• independent RIAAug 15, 2017 to Apr 1, 2019 · Fort Worth, Tx
- R••••• I••••••••• A•••••••• I••• independent RIAAug 22, 2012 to Aug 18, 2017 · Fort Worth, Tx
- S••••• S••••••••• I••• independent RIAMar 6, 2009 to Aug 21, 2012 · Fort Worth, Tx
- M•• I•••••••• S•••••••• L•• BD affiliatedFeb 3, 2005 to Mar 12, 2009 · Fort Worth, Tx
- R••••• I••••••••• A•••••••• I••• independent RIAOct 14, 2003 to Dec 31, 2004 · Fort Worth, Tx
- W•••• C••••• S••••••••• I••• state registeredMay 23, 2002 to Oct 14, 2003 · Bedford, Tx
- S••••• S••••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Apr 1, 2019, registered Apr 1, 2019 (0 days) · Affiliated broker-dealer or bank to another
- R••••• I••••••••• A•••••••• I••• to S••••• S••••••••• I•••left Aug 18, 2017, registered Aug 15, 2017 (-3 days) · Other
- S••••• S••••••••• I••• to R••••• I••••••••• A•••••••• I•••left Aug 21, 2012, registered Aug 22, 2012 (1 days) · Other
- M•• I•••••••• S•••••••• L•• to S••••• S••••••••• I•••left Mar 12, 2009, registered Mar 6, 2009 (-6 days) · Other
- R••••• I••••••••• A•••••••• I••• to M•• I•••••••• S•••••••• L••left Dec 31, 2004, registered Feb 3, 2005 (34 days) · Other
- W•••• C••••• S••••••••• I••• to R••••• I••••••••• A•••••••• I•••left Oct 14, 2003, registered Oct 14, 2003 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address