DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••••• I••••••••• A•••••••• I•••
Latest filing Aug 28, 2026
First filing on the tape Sep 18, 2019 · 18 filings
SEC status approved since Oct 18, 2019
RAUM
$419M
reported, Item 5.F
Discretionary
51%
of RAUM
Private clients
80%
$336M individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$46.6M
derived; firm RAUM over IAPD count
Employees
9
9 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$419M as of Aug 28, 2026
Jul 31, 2020$271M then
HNW client RAUM: no history
State-registered IARs (5.B.3)9 as of Aug 28, 2026
Jul 31, 202010 then
Employees (5.A)9 as of Aug 28, 2026
Jul 31, 202010 then
Private funds: no history
RAUM +66% over the last fiscal year+6.3% a year over threeIARs 11 to 9
Practice profile
derived from the filing of Aug 28, 2026; every figure names its basis
- RAUM per advisor
- $46.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $520,801derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 51%derivedof RAUM
- Institutional
- 20%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.3derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- -18%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$336M80%
- Pension and profit-sharing plans$83.6M20%
- Individual clients
- 789reported
- HNW clients
- n/areported
- Pension plan clients
- 16reported
- Charitable clients
- n/areported
- Accounts
- 805reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourly, commissionsreported
- Class basis
- private_client_share=0.8 fund_share=0.0 institutional_share=0.2 related_bd=true related_bank=false bd_reps=9.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••• S•••• W••• | Fort Worth, Tx | Jan 29, 1997 | 43 y | 0 |
| J••• R••• V••• | Fort Worth, Tx | May 13, 2002 | 45 y | 0 |
| J•••• D•••• P••••• | Fort Worth, Tx | Jul 26, 2002 | 29 y | 0 |
| T•••••• R••••• S••••••••Certified Financial Planner | Edmond, Ok | Mar 29, 2004 | 40 y | 1 |
| J• G••••• R••••• | Fort Worth, Tx | Jun 16, 2004 | 22 y | 0 |
| J••••• W•••••• J•••• | Fort Worth, Tx | Oct 9, 2015 | 17 y | 1 |
| K•••• M•••••• V•••••••• | Fort Worth, Tx | Aug 25, 2016 | 10 y | 2 |
| G•• M••• C•••••Certified Financial Planner | Fort Worth, Tx | Jan 5, 2017 | 42 y | 2 |
| J••••• J•••• | Claremore, Ok | Mar 18, 2026 | 9 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- G•• M••• C••••• to C••••• A••••••• S•••••••• I••Jul 15, 2020 · RIA to a state-registered adviser
- T••••• L• C••••• W••• to F•• S••••••••• C•••••••••Mar 12, 2019 · RIA to affiliated broker-dealer or bank
- O••• B••••• R••••••• to S••••• S••••••••• I•••Aug 18, 2017 · Other
- T••••• W• S•••• to C••••• A••••••• S•••••••• I••Oct 17, 2012 · RIA to a state-registered adviser
- G•••••• S•••• to S•••• I••••••••• L••Dec 31, 2007 · RIA to a state-registered adviser
- M••••• T•••••• P•••••• to U•••••••• S••••••••• I•••Dec 31, 2005 · Other
- O••• B••••• R••••••• to M•• I•••••••• S•••••••• L••Dec 31, 2004 · Other
Joined, latest
- K•••• M•••••• V•••••••• from S•••••••• A••••••• L••Aug 25, 2016 · Affiliated broker-dealer or bank to independent RIA
- T••••• L• C••••• W••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jan 20, 2016 · Wirehouse to independent RIA
- J••••• W•••••• J•••• from E••••• J••••Oct 9, 2015 · Affiliated broker-dealer or bank to independent RIA
- O••• B••••• R••••••• from S••••• S••••••••• I•••Aug 22, 2012 · Other
- G•• M••• C••••• from C••••• A••••••• S•••••••• I••Sep 10, 2008 · Other
- G•••••• S•••• from T••••••••• F•••••••• A•••••••• I•••Apr 1, 2004 · Other
- T•••••• R••••• S•••••••• from M•••• A•••••••• I•••Mar 29, 2004 · Other
- M••••• T•••••• P•••••• from T••••••••• F•••••••• A•••••••• L••Oct 14, 2003 · Other
- O••• B••••• R••••••• from W•••• C••••• S••••••••• I•••Oct 14, 2003 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- R•••••• J•• G••••• · President, Cco, Ceo, Shareholdercontrolsince 12/2008 · owns 75% or more
Related persons
Schedule D 7.A
- F••• F•••••••• G•••• I•••real estaten
- P•••••••• F•••••••• S•••••••• I•••real estaten
- R••••• S••••••••• I•••broker-dealern
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Fort Worth, Tx · principal | 9 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 2 employees
- Fort Worth, TX1 employees
- Edmond, OK1 employees
What changed
consecutive filings, newest first
- Accounts · 815 to 805Oct 10, 2025 to Aug 28, 2026
- Individual clients · 799 to 789Oct 10, 2025 to Aug 28, 2026
- Discretionary RAUM · $185M to $214MOct 10, 2025 to Aug 28, 2026
- Individual RAUM · $294M to $336MOct 10, 2025 to Aug 28, 2026
- Non-discretionary RAUM · $191M to $205MOct 10, 2025 to Aug 28, 2026
- Pension RAUM · $82.5M to $83.6MOct 10, 2025 to Aug 28, 2026
- RAUM · $376M to $419MOct 10, 2025 to Aug 28, 2026
- Financial planning clients · 0 to 0Jul 28, 2025 to Oct 10, 2025
- Accounts · 799 to 815Jul 30, 2024 to Jul 28, 2025
- Pension plan clients · unset to 16.0Jul 30, 2024 to Jul 28, 2025
- Discretionary RAUM · $159M to $185MJul 30, 2024 to Jul 28, 2025
- Individual RAUM · $266M to $294MJul 30, 2024 to Jul 28, 2025
- Non-discretionary RAUM · $107M to $191MJul 30, 2024 to Jul 28, 2025
- Pension RAUM · unset to 82499043.0Jul 30, 2024 to Jul 28, 2025
- RAUM · $266M to $376MJul 30, 2024 to Jul 28, 2025
- Accounts · 779 to 799Jul 31, 2023 to Jul 30, 2024
- Advisory employees · 11 to 9Jul 31, 2023 to Jul 30, 2024
- BD registered reps · 11 to 9Jul 31, 2023 to Jul 30, 2024
- Individual clients · 779 to 799Jul 31, 2023 to Jul 30, 2024
- Employees · 11 to 9Jul 31, 2023 to Jul 30, 2024
- State-registered IARs · 11 to 9Jul 31, 2023 to Jul 30, 2024
- Discretionary RAUM · $146M to $159MJul 31, 2023 to Jul 30, 2024
- Individual RAUM · $252M to $266MJul 31, 2023 to Jul 30, 2024
- Non-discretionary RAUM · $105M to $107MJul 31, 2023 to Jul 30, 2024
- RAUM · $252M to $266MJul 31, 2023 to Jul 30, 2024
- Accounts · 837 to 779Jun 30, 2022 to Jul 31, 2023
- Individual clients · 820 to 779Jun 30, 2022 to Jul 31, 2023
- Pension plan clients · 17.0 to unsetJun 30, 2022 to Jul 31, 2023
- Discretionary RAUM · $220M to $146MJun 30, 2022 to Jul 31, 2023
- Individual RAUM · $264M to $252MJun 30, 2022 to Jul 31, 2023
- Non-discretionary RAUM · $102M to $105MJun 30, 2022 to Jul 31, 2023
- Pension RAUM · 58061826.0 to unsetJun 30, 2022 to Jul 31, 2023
- RAUM · $322M to $252MJun 30, 2022 to Jul 31, 2023
- Accounts · 835 to 837Jun 2, 2022 to Jun 30, 2022
- Advisory employees · 12 to 11Jun 2, 2022 to Jun 30, 2022
- BD registered reps · 12 to 11Jun 2, 2022 to Jun 30, 2022
- Individual clients · 815 to 820Jun 2, 2022 to Jun 30, 2022
- Pension plan clients · 20 to 17Jun 2, 2022 to Jun 30, 2022
- Employees · 12 to 11Jun 2, 2022 to Jun 30, 2022
- Insurance-licensed employees · 0 to 1Jun 2, 2022 to Jun 30, 2022
Signals
3 dated events
- R••••• I••••••••• A•••••••• I••• reported RAUM $376.3M, up 41% from $266.2M (2024-07-30 to 2025-07-28)Jul 28, 2025 · RAUM change · derived
- Gordon Jim Rhodes (Shareholder) no longer on Schedule A of R••••• I••••••••• A•••••••• I••• (listed 2021-10-29, absent 2022-06-02)Jun 2, 2022 · Control person left · inference
- R••••• I••••••••• A•••••••• I••• filed its initial SEC registration (Form ADV)Sep 18, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- cpalmer@palmerretirement.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 800-330-0455reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 817-334-0063reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 817-334-0455reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 817-334-0455reportedpublic record, Form ADV, Aug 28, 2026
- Contact form
- palmerretirement.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- palmerretirement.com/who-we-are/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $46.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026