R•••• W•••• M••••••••

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since Feb 20, 2025 · Birmingham, Al
• C•••••••• F•••••••• G•••• A••••••• former
  Dec 2, 2003 to Feb 20, 2025 · Birmingham, Al
• P•••••••• P••••••• A•••••••• I••• unclassified
  May 13, 2003 to Feb 23, 2004 · Birmingham, Ga
• P••• A••••• S••••••••• L•• BD affiliated
  Feb 28, 2001 to Dec 2, 2003 · Birmingham, Al

• C•••••••• F•••••••• G•••• A••••••• to C••••• I••••••••• A••••••• L••
  left Feb 20, 2025, registered Feb 20, 2025 (0 days) · corporate re-registration, not a move
• P•••••••• P••••••• A•••••••• I••• to C•••••••• F•••••••• G•••• A•••••••
  left Feb 23, 2004, registered Dec 2, 2003 (-83 days) · Other
• P••• A••••• S••••••••• L•• to P•••••••• P••••••• A•••••••• I•••
  left Dec 2, 2003, registered May 13, 2003 (-203 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

28derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address