RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• R••••• M••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Dec 8, 2022 · New Hope, Pa
- C••••••• • C••• I••• formerSep 28, 2009 to Apr 3, 2023 · New Hope, Pa
- M•••• C•••••• M••••••••• L•• unclassifiedFeb 13, 2006 to Nov 7, 2012 · New Hope, Pa
- C••••••• • C••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Apr 3, 2023, registered Dec 8, 2022 (-116 days) · Affiliated broker-dealer or bank to another · moved with a team
- M•••• C•••••• M••••••••• L•• to C••••••• • C••• I•••left Nov 7, 2012, registered Sep 28, 2009 (-1136 days) · Other
- S•••••• R••••• M•••• left C••••••• • C••• I••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2022-12-08)Apr 3, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address