RIA Intelligence

• C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
  since Nov 21, 2017 · Salem, Nh
• A•••• A•••••••• L•• state registered
  Apr 11, 2018 to Jan 3, 2024 · Bedford, Nh
• O•••• F•• I••• former
  Mar 11, 2003 to Dec 4, 2017 · North Andover, Ma
• P•••••• A••••••• S••••••• I•• unclassified
  Jan 1, 2000 to Mar 31, 2003 · North Andover, Ma

• A•••• A•••••••• L•• to no registered destination
  left Jan 3, 2024 · Departure, no registered destination
• O•••• F•• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
  left Dec 4, 2017, registered Nov 21, 2017 (-13 days) · Other · moved with a team
• P•••••• A••••••• S••••••• I•• to O•••• F•• I•••
  left Mar 31, 2003, registered Mar 11, 2003 (-20 days) · Other

• D•••• M•••• R••••• no longer registered at A•••• A•••••••• L••; no later IA registration on IAPD
  Jan 3, 2024 · Advisor departure · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

44derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address