DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• J••••• C••••••••

W•••••• J••••• C•••••• M••••••••• I•••independent RIABristol, Ct IA-onlyIAPD 1048290

Certified Financial Planner

Feed of 09/14/2026

Also filed as M•••••• J••••• Jr C••••••••

At current firm

0 y

since Nov 19, 2025

In the industry

41 y

since Aug 27, 1985 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••••• J••••• C•••••• M••••••••• I••• independent RIA current
since Nov 19, 2025 · Bristol, Ct
O•••• W•••••• I••• BD affiliated
Oct 11, 2024 to Nov 19, 2025 · Scottsdale, Az
A••••••• P••••••••• A•••••••• I•• former
Jul 30, 2020 to Oct 11, 2024 · Holbrook, Ny
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Jun 12, 2013 to Aug 17, 2020 · Rochester, Ny
W••• S••••• F•••••••• G••••• I•• former
Jun 16, 2011 to Jun 10, 2013 · Victor, Ny
O•••• F•• I••• former
Oct 31, 2008 to Jun 20, 2011 · Pittsford, Ny
C•••••• G•••• • C• I•• former
Apr 4, 2008 to Nov 3, 2008 · Pittsford, Ny

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to W•••••• J••••• C•••••• M••••••••• I•••
left Nov 19, 2025, registered Nov 19, 2025 (0 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
A••••••• P••••••••• A•••••••• I•• to O•••• W•••••• I•••
left Oct 11, 2024, registered Oct 11, 2024 (0 days) · corporate re-registration, not a move
C•••••••• I••••••••• R••••••• A•••••••• I••• to A••••••• P••••••••• A•••••••• I••
left Aug 17, 2020, registered Jul 30, 2020 (-18 days) · Affiliated broker-dealer or bank to independent RIA
W••• S••••• F•••••••• G••••• I•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Jun 10, 2013, registered Jun 12, 2013 (2 days) · Other
O•••• F•• I••• to W••• S••••• F•••••••• G••••• I••
left Jun 20, 2011, registered Jun 16, 2011 (-4 days) · Other
C•••••• G•••• • C• I•• to O•••• F•• I•••
left Nov 3, 2008, registered Oct 31, 2008 (-3 days) · Other

Signals

M•••••• J••••• C•••••••• left O•••• W•••••• I••• for W•••••• J••••• C•••••• M••••••••• I••• (registered 2025-11-19)
Nov 19, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 41derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address