DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W•••••• J••••• C•••••• M••••••••• I•••
Latest filing Mar 31, 2026
First filing on the tape Nov 12, 2020 · 29 filings
SEC status approved since Dec 11, 2020
RAUM
$694M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$694M individuals and HNW
Advisors
29
registered through the firm on IAPD
RAUM per advisor
$23.9M
derived; firm RAUM over IAPD count
Employees
27
27 advisory (5.B.1)
Offices
27
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$694M as of Mar 31, 2026
Mar 18, 2021$114M then
HNW client RAUM$287M as of Mar 31, 2026
Mar 18, 2021$31.2M then
State-registered IARs (5.B.3)27 as of Mar 31, 2026
Mar 18, 202114 then
Employees (5.A)27 as of Mar 31, 2026
Mar 18, 202115 then
Private funds: no history
RAUM +49% over the last fiscal year+51% a year over threeIARs 26 to 27
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- $23.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 65derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $369,482derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 1.0derived28 offices incl. principal (1.F.5)
- RAUM growth, one year
- +49%derivedbetween the last two annual amendments
- Advisor growth, one year
- +3.8%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +63%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$407M59%
- High-net-worth individuals$287M41%
- Individual clients
- 1,712reported
- HNW clients
- 167reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1,879reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- $0 sponsored, $417M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
29 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• T••••• S•••••• | Southington, Ct | Jun 23, 2015 | 16 y | 3 |
| J••••• E•••• G••• | Bristol, Ct | Jun 23, 2015 | 28 y | 1 |
| B•••• J• R••••Certified Financial Planner | Bristol, Ct | Aug 27, 2015 | 27 y | 0 |
| D•••• L•• C•••• | Noth Haven, Ct | Oct 5, 2015 | 40 y | 0 |
| M••••• N•••••• M•••Certified Financial Planner, Chartered Financial Consultant | Bristol, Ct | Jan 27, 2016 | 16 y | 0 |
| D••• A••••• | Madison, Ct | Jan 28, 2016 | 30 y | 0 |
| W••••••• J••••• M•••••••• | Bristol, Ct | Mar 14, 2016 | 26 y | 0 |
| C•••••• P•••• D••••• | Woodstock, Ct | Mar 2, 2017 | 32 y | 0 |
| R•••••• J••••• K•••••• | Bristol, Ct | Aug 22, 2017 | 30 y | 0 |
| S••••• I•••• Z•••••• | Bristol, Ct | Mar 20, 2018 | 18 y | 0 |
| D••••• L••• R••••••• | Burlington, Ct | Jul 2, 2018 | 18 y | 0 |
| B••••• M••••••• N•••••• | Bristol, Ct | Apr 14, 2020 | 27 y | 1 |
| M•••• N••••• G•••••• | Bristol, Ct | Aug 12, 2022 | 21 y | 0 |
| S••••• F• M••••••••Certified Financial Planner | Bristol, Ct | Oct 27, 2022 | 19 y | 3 |
| T•••• M•••• C•• | Warren, Ri | Nov 13, 2023 | 12 y | 0 |
| J••••• K••• B•••••••Certified Financial Planner | Milford, Pa | Jan 2, 2024 | 22 y | 4 |
| C••••••••• R• T••••••••• | Bristol, Ct | Jan 4, 2024 | 13 y | 1 |
| J••• M•••••• P•••••• | Somers, Ct | Apr 29, 2024 | 10 y | 0 |
| J•• D• T••••• | Bristol, Ct | Jul 2, 2024 | 37 y | 1 |
| A•••••••• F• R••••••••• | New Port Richey, Fl | Aug 10, 2024 | 15 y | 1 |
| J••••••• D• L••••• | East Greenwich, Ri | Sep 6, 2024 | 10 y | 4 |
| E••••• P•••• Y•••••Certified Financial Planner | Goshen, Ny | Nov 27, 2024 | 38 y | 3 |
| B•••••• L••• S•••••••• | Bristol, Ct | Nov 27, 2024 | 10 y | 2 |
| M••• D••••• L••••••• | Bristol, Ct | Dec 6, 2024 | 29 y | 5 |
| K••••••• B• S••••• | Bristol, Ct | Oct 22, 2025 | 30 y | 6 |
| J•••• M•••••• T••••• | Hot Springs, Ar | Nov 5, 2025 | 19 y | 4 |
| A••• T••••• D••••••••• | Rochester, Ny | Nov 18, 2025 | 11 y | 2 |
| M•••••• J••••• C••••••••Certified Financial Planner | Bristol, Ct | Nov 19, 2025 | 41 y | 6 |
| A•••••• S•••••• | Islip, Ny | Sep 2, 2026 | 20 y | 0 |
Advisor movement
0 left, 4 joined in 12 months
net +4 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- M•••••• A••• S••••••••• to S•••••• W••••• M•••••••••May 12, 2025 · RIA to a state-registered adviser
- J•••••• F•••••••• B•••• to P•••• S••••••••• L••Oct 29, 2021 · RIA to affiliated broker-dealer or bank
Joined, latest
- M•••••• J••••• C•••••••• from O•••• W•••••• I•••Nov 19, 2025 · Affiliated broker-dealer or bank to independent RIA
- A••• T••••• D••••••••• from O•••• W•••••• I•••Nov 18, 2025 · Affiliated broker-dealer or bank to independent RIA
- J•••• M•••••• T••••• from G•••••• A•• G•••••••• W••••• A••••••• L••Nov 5, 2025 · Other
- K••••••• B• S••••• from F•••• C•••••• A••••••• S•••••••Oct 22, 2025 · Affiliated broker-dealer or bank to independent RIA
- M••• D••••• L••••••• from L••••••• F•••••••• G••••• L••Dec 6, 2024 · Other
- E••••• P•••• Y••••• from O•••• W•••••• I•••Nov 27, 2024 · Affiliated broker-dealer or bank to independent RIA
- B•••••• L••• S•••••••• from O•••• W•••••• I•••Nov 27, 2024 · Affiliated broker-dealer or bank to independent RIA
- J••••••• D• L••••• from O••••••••• S••••••••• I•••Sep 6, 2024 · Affiliated broker-dealer or bank to independent RIA
- A•••••••• F• R••••••••• from G••••••• A•••••••• L••Aug 10, 2024 · RIA to RIA
- J•• D• T••••• from S••••• A••••••• S••••••••• L•••Jul 2, 2024 · Other
- C••••••••• R• T••••••••• from B••••••• R••••••••• I•••Jan 4, 2024 · Other
- J••••• K••• B••••••• from O••••• I••••••••• A••••••• L••Jan 2, 2024 · RIA to RIA
- S••••• F• M•••••••• from E•••• W••••• M••••••••• L••Oct 27, 2022 · RIA to RIA
- J•••••• F•••••••• B•••• from C•••••• S••••• • C••• I•••Mar 23, 2021 · Affiliated broker-dealer or bank to independent RIA
- B••••• M••••••• N•••••• from L•• F•••••••• L••Apr 14, 2020 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from O•••• W•••••• I•••Nov 19, 2025 · Rochester, Ny
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••••• J•••••• K••• · Chief Operations Officercontrolsince 03/2024 · owns 25% to 50%
- G•••• J•••••• E•••• · Managing Principalcontrolsince 04/2015 · owns 25% to 50%
- S••••••• M••••••• T••••• · Managing Directorcontrolsince 04/2015 · owns 25% to 50%
- C••••••••• W•••••• R•••••• · Chief Compliance Officersince 04/2023 · owns less than 5%
Related persons
Schedule D 7.A
- A••••• F•••••••• A•••••••• L••real estaten
- C•••••• S•••• F•••••••• S••••••••• L••real estaten
- D••• A•••••• C••• L••insurancen
- D•••• • C•••••• T•• A•• C••••••••• S•••••••• L••insurancen
- H••••• I•••••••• Q•••• S•••••••• L••real estaten
- I•••••••• M•••••••• G••••• L••real estaten
- J••••• E• G•••• L••real estaten
- L••••• R••••••••• G••••• L••real estaten
- M•••••••• F•••••••• S•••••••• L••real estaten
- N••••• Z•••••• • A•••••••••n
- R•••• A•• C•• C•••• A•• C••••••••• L••insurancen
- R•••••••• T•••••• • A••••••••• L••n
- S•••••• I••••••••• F•••••••• S••••••••• L•real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bristol, Ct · principal | 28 | 5 | 0 | ||
| Binghamton, Ny | 2 | 0 | 0 | ||
| Goshen, Ny | 2 | 0 | 0 | ||
| Rochester, Ny | 2 | 2 | 0 | ||
| Somers, Ct | 2 | 0 | 0 | ||
| Houston, Tx | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Bethel, CT1 employees
- Burlington, CT1 employees
- Chicago, IL1 employees
- Hampstead, NC1 employees
- Newport, RI1 employees
- North Haven, CT1 employees
- Somers, CT1 employees
- Tampa, FL1 employees
- , 1 employees
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $465,072,406 to $694,256,348 (+49.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +16.0% (1385 comparable advisers, 94.0th percentile of changes)peers: WEALTH_I•••••••••, $500M to $1B (1,385) · 94% percentile
- business activity changedChange between filings · filing Mar 31, 2026wrap fee program participation (Item 5.I): no on the filing of 2025-08-28, yes on the filing of 2026-03-31peers: WEALTH_I•••••••••, $500M to $1B (1,482)
- HNW share shiftChange between filings · filing Mar 31, 2026HNW share of RAUM moved from 18.0% to 41.0% between the annual amendments of 2025-03-31 and 2026-03-31peers: WEALTH_I•••••••••, $500M to $1B (1,482)
- account count surgeChange between filings · filing Mar 31, 2026accounts (Item 5.F.2.f) moved from 1,153.0 to 1,879.0 (+63.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +6.0% (1256 comparable advisers, 95.0th percentile of changes)peers: WEALTH_I•••••••••, $500M to $1B (1,256) · 95% percentile
- client count surgeChange between filings · filing Mar 31, 2026individual and HNW clients (Item 5.D) moved from 1,153.0 to 1,879.0 (+63.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +5.0% (1216 comparable advisers, 97.0th percentile of changes)peers: WEALTH_I•••••••••, $500M to $1B (1,216) · 97% percentile
What changed
consecutive filings, newest first
- State-registered IARs · 26 to 27Aug 28, 2025 to Mar 31, 2026
- Other offices · 26 to 27Aug 28, 2025 to Mar 31, 2026
- Accounts · 1,153 to 1,879Aug 28, 2025 to Mar 31, 2026
- Advisory employees · 26 to 27Aug 28, 2025 to Mar 31, 2026
- Charity clients · unset to 0.0Aug 28, 2025 to Mar 31, 2026
- Corporate clients · unset to 0.0Aug 28, 2025 to Mar 31, 2026
- HNW clients · 57 to 167Aug 28, 2025 to Mar 31, 2026
- Individual clients · 1,096 to 1,712Aug 28, 2025 to Mar 31, 2026
- Pension plan clients · unset to 0.0Aug 28, 2025 to Mar 31, 2026
- Pooled vehicle clients · unset to 0.0Aug 28, 2025 to Mar 31, 2026
- Employees · 26 to 27Aug 28, 2025 to Mar 31, 2026
- Financial planning clients · 11-25 to 26-50Aug 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $465M to $694MAug 28, 2025 to Mar 31, 2026
- HNW RAUM · $85.4M to $287MAug 28, 2025 to Mar 31, 2026
- Individual RAUM · $380M to $407MAug 28, 2025 to Mar 31, 2026
- Pension RAUM · unset to 0.0Aug 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · unset to 0.0Aug 28, 2025 to Mar 31, 2026
- RAUM · $465M to $694MAug 28, 2025 to Mar 31, 2026
- Wrap assets (manager) · unset to 416553809.0Aug 28, 2025 to Mar 31, 2026
- Wrap assets (sponsor) · unset to 0.0Aug 28, 2025 to Mar 31, 2026
- Financial planning clients · 11-25 to 11-25May 19, 2025 to Jul 14, 2025
- Other offices · 27 to 26Mar 31, 2025 to May 19, 2025
- Accounts · 835 to 1,153Sep 24, 2024 to Mar 31, 2025
- Advisory employees · 19 to 26Sep 24, 2024 to Mar 31, 2025
- HNW clients · 13 to 57Sep 24, 2024 to Mar 31, 2025
- Individual clients · 822 to 1,096Sep 24, 2024 to Mar 31, 2025
- Employees · 19 to 26Sep 24, 2024 to Mar 31, 2025
- State-registered IARs · 19 to 26Sep 24, 2024 to Mar 31, 2025
- Other offices · 21 to 27Sep 24, 2024 to Mar 31, 2025
- Discretionary RAUM · $270M to $465MSep 24, 2024 to Mar 31, 2025
- HNW RAUM · $25.8M to $85.4MSep 24, 2024 to Mar 31, 2025
- Individual RAUM · $244M to $380MSep 24, 2024 to Mar 31, 2025
- RAUM · $270M to $465MSep 24, 2024 to Mar 31, 2025
- Other offices · 21 to 22Aug 6, 2024 to Sep 24, 2024
- Other offices · 22 to 21Sep 24, 2024 to Sep 24, 2024
- Other offices · 20 to 21Jul 18, 2024 to Aug 6, 2024
- Other offices · 19 to 20Mar 23, 2024 to Jul 18, 2024
- Accounts · 1,393 to 835Jan 16, 2024 to Mar 23, 2024
- Advisory employees · 16 to 19Jan 16, 2024 to Mar 23, 2024
- Business name · W•••••• J••••• C•••••• M••••••••• to W•••••• J••••• C•••••• M••••••••• I•••Jan 16, 2024 to Mar 23, 2024
Signals
10 dated events
- W•••••• J••••• C•••••• M••••••••• I••• reported RAUM $694.3M, up 49% from $465.1M (2025-08-28 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- 2 advisors left O•••• W•••••• I••• (Rochester, NY) for W•••••• J••••• C•••••• M••••••••• I••• on the same dayNov 19, 2025 · Team lift-out · derived
- M•••••• A••• S••••••••• left W•••••• J••••• C•••••• M••••••••• I••• for S•••••• W••••• M••••••••• (registered 2025-08-19)May 12, 2025 · advisor f••• change · fact
- W•••••• J••••• C•••••• M••••••••• I••• reported 27 offices beyond its principal office, up from 21 (2024-09-24 to 2025-03-31)Mar 31, 2025 · Office count change · derived
- W•••••• J••••• C•••••• M••••••••• I••• reported RAUM $465.1M, up 72% from $270.2M (2024-09-24 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Karl Justin Bolmgren (Chief Operations Officer) appeared on Schedule A of W•••••• J••••• C•••••• M••••••••• I•••Mar 23, 2024 · Control person joined · fact
- W•••••• J••••• C•••••• M••••••••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 2, 2024 · Succession (Item 4) · fact
- W•••••• J••••• C•••••• M••••••••• I••• reported 19 offices beyond its principal office, up from 14 (2023-04-24 to 2024-01-02)Jan 2, 2024 · Office count change · derived
- W•••••• J••••• C•••••• M••••••••• I••• reported 12 offices beyond its principal office, up from 5 (2022-03-31 to 2022-10-26)Oct 26, 2022 · Office count change · derived
- W•••••• J••••• C•••••• M••••••••• filed its initial SEC registration (Form ADV)Nov 12, 2020 · ria f•••• adv filing · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 860-973-3214reportedpublished by the firm, firm site, Sep 16, 2026
- f••• profile url
- LINKEDIN.COM/COMPANY/W••••••-J•••••-CAPITAL-MANAGEMENT-LLCreportedpublic record, Form ADV, Sep 19, 2026
- f••• website
- WJCMLLC.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 860.973.3214reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- williamjosephcapital.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $23.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026