RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••• J••••• R••••••••
- V••••• C•••••• M••••••••• L•• independent RIA currentsince Dec 15, 2020 · Brentwood, Tn
- C••••• F•••••••• G•••• L•• independent RIAOct 18, 2017 to Jan 11, 2021 · Falmouth, Ma
- V••• E••••• M••••••••• L•• independent RIAFeb 2, 2015 to Feb 21, 2018 · Plymouth, Ma
- L•• F•••••••• L•• BD affiliatedDec 12, 2005 to Apr 24, 2013 · Boston, Ma
- G••••• J• R•••••••• • C••• I••• unclassifiedApr 28, 2004 to Jan 9, 2005 · Boston, Ma
- C••••• F•••••••• G•••• L•• to V••••• C•••••• M••••••••• L••left Jan 11, 2021, registered Dec 15, 2020 (-27 days) · RIA to RIA
- V••• E••••• M••••••••• L•• to C••••• F•••••••• G•••• L••left Feb 21, 2018, registered Oct 18, 2017 (-126 days) · Other · moved with a team
- L•• F•••••••• L•• to V••• E••••• M••••••••• L••left Apr 24, 2013, registered Feb 2, 2015 (649 days) · Other
- G••••• J• R•••••••• • C••• I••• to L•• F•••••••• L••left Jan 9, 2005, registered Dec 12, 2005 (337 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address