DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••• F•••••••• G•••• L••
Latest filing Mar 5, 2026
First filing on the tape Sep 8, 2017 · 35 filings
SEC status approved since Oct 6, 2017
RAUM
$217M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$217M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$72.3M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$217M as of Mar 5, 2026
Mar 27, 2018$124M then
HNW client RAUM$80.0M as of Mar 5, 2026
Mar 27, 2018$39.9M then
State-registered IARs (5.B.3)3 as of Mar 5, 2026
Mar 27, 20184 then
Employees (5.A)6 as of Mar 5, 2026
Mar 27, 20187 then
Private funds: no history
RAUM +1.0% over the last fiscal year+4.1% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 5, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $72.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 173derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $179,141derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.4%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $22,343, 122 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$137M63%
- High-net-worth individuals$80.0M37%
- Charitable organizations$45,8260.0%
- Individual clients
- 478reported
- HNW clients
- 42reported
- Pension plan clients
- 0reported
- Charitable clients
- 1reported
- Accounts
- 1,211reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $22,343 for 122 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••••• T••••• C•••••Personal Financial Specialist | Falmouth, Ma | Oct 18, 2017 | 22 y | 3 |
| J••••••• E•••••••• F••••••••• | Falmouth, Ma | Dec 6, 2018 | 21 y | 0 |
| E•••• M• K••••••••• | Falmouth, Ma | Feb 15, 2022 | 12 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- T••• A•••• S•••••••• to G••••• S•••• E••••• A•••••••• L••Mar 15, 2021 · RIA to RIA
- G••••• J••••• R•••••••• to V••••• C•••••• M••••••••• L••Jan 11, 2021 · RIA to RIA
- S•••• J•••••• R•••• to S•••••••• P••••••• G••••• I•••Sep 18, 2018 · RIA to RIA
Joined, latest
- E•••• M• K••••••••• from O• I••••••••• M••••••••• C•Feb 15, 2022 · Affiliated broker-dealer or bank to independent RIA
- T••• A•••• S•••••••• from V••• E••••• M••••••••• L••Nov 9, 2017 · Other
- J•••••• T••••• C••••• from V••• E••••• M••••••••• L••Oct 18, 2017 · Other
- S•••• J•••••• R•••• from V••• E••••• M••••••••• L••Oct 18, 2017 · Other
- G••••• J••••• R•••••••• from V••• E••••• M••••••••• L••Oct 18, 2017 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from V••• E••••• M••••••••• L••Feb 21, 2018 · E Falmouth, Ma
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••• J••••••• T••••• · Managing Member, President And Chief Compliance Officercontrolsince 04/2006 · owns 50% to 75%
- C•••••• J••• · Membercontrolsince 04/2006 · owns 50% to 75%
Related persons
Schedule D 7.A
- C••••••••• I•••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Falmouth, Ma · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Mansfield, MA2 employees
- Duxbury, MA1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Mar 5, 2026accounts (Item 5.F.2.f) moved from 523.0 to 1,211.0 (+132.0%) between the annual amendments of 2025-03-26 and 2026-03-05; the peer median change was +5.0% (3687 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,687) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 523 to 1,211Dec 8, 2025 to Mar 5, 2026
- Corporate clients · unset to 0.0Dec 8, 2025 to Mar 5, 2026
- HNW clients · 39 to 42Dec 8, 2025 to Mar 5, 2026
- Individual clients · 483 to 478Dec 8, 2025 to Mar 5, 2026
- Pension plan clients · unset to 0.0Dec 8, 2025 to Mar 5, 2026
- Pooled vehicle clients · unset to 0.0Dec 8, 2025 to Mar 5, 2026
- Discretionary RAUM · $215M to $217MDec 8, 2025 to Mar 5, 2026
- HNW RAUM · $79.7M to $80.0MDec 8, 2025 to Mar 5, 2026
- Individual RAUM · $135M to $137MDec 8, 2025 to Mar 5, 2026
- Pension RAUM · unset to 0.0Dec 8, 2025 to Mar 5, 2026
- Pooled vehicle RAUM · unset to 0.0Dec 8, 2025 to Mar 5, 2026
- RAUM · $215M to $217MDec 8, 2025 to Mar 5, 2026
- Financial planning clients · 51-100 to 51-100Mar 26, 2025 to May 20, 2025
- Accounts · 1,916 to 523Apr 16, 2024 to Mar 26, 2025
- Charity clients · 2 to 1Apr 16, 2024 to Mar 26, 2025
- Corporate clients · 2.0 to unsetApr 16, 2024 to Mar 26, 2025
- HNW clients · 34 to 39Apr 16, 2024 to Mar 26, 2025
- Individual clients · 489 to 483Apr 16, 2024 to Mar 26, 2025
- Discretionary RAUM · $207M to $215MApr 16, 2024 to Mar 26, 2025
- HNW RAUM · $70.6M to $79.7MApr 16, 2024 to Mar 26, 2025
- Individual RAUM · $135M to $135MApr 16, 2024 to Mar 26, 2025
- RAUM · $207M to $215MApr 16, 2024 to Mar 26, 2025
- Accounts · 1,304 to 1,916Nov 6, 2023 to Mar 23, 2024
- Corporate clients · unset to 2.0Nov 6, 2023 to Mar 23, 2024
- HNW clients · 39 to 34Nov 6, 2023 to Mar 23, 2024
- Individual clients · 499 to 489Nov 6, 2023 to Mar 23, 2024
- Assets in custody · $19.8M to $22,343Nov 6, 2023 to Mar 23, 2024
- Discretionary RAUM · $193M to $207MNov 6, 2023 to Mar 23, 2024
- HNW RAUM · $63.9M to $70.6MNov 6, 2023 to Mar 23, 2024
- Individual RAUM · $128M to $135MNov 6, 2023 to Mar 23, 2024
- RAUM · $193M to $207MNov 6, 2023 to Mar 23, 2024
- Accounts · 1,178 to 1,304Oct 31, 2022 to Mar 31, 2023
- HNW clients · 44 to 39Oct 31, 2022 to Mar 31, 2023
- Individual clients · 430 to 499Oct 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $215M to $193MOct 31, 2022 to Mar 31, 2023
- HNW RAUM · $80.1M to $63.9MOct 31, 2022 to Mar 31, 2023
- Individual RAUM · $135M to $128MOct 31, 2022 to Mar 31, 2023
- RAUM · $215M to $193MOct 31, 2022 to Mar 31, 2023
- Accounts · 1,210 to 1,178Jan 24, 2022 to Mar 30, 2022
- Charity clients · 1 to 2Jan 24, 2022 to Mar 30, 2022
Signals
1 dated events
- C••••• F•••••••• G•••• L•• filed its initial SEC registration (Form ADV)Sep 8, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@cutterfinancialgroup.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 339-217-2181reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 508-388-7029reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 508-388-7175reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/cutter-financial-group-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- cutterfinancialgroup.com/blogreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (508) 388-7175reportedpublic record, Form ADV, Mar 5, 2026
- Contact form
- cutterfinancialgroup.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- cutterfinancialgroup.com/about-us/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $72.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026