RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- O••••••••• F•••••••• L•• state registered currentsince Mar 12, 2026 · Indianapolis, In
- M••••••••• state registered currentsince Apr 15, 2015 · Indianapolis, In
- M••••••••• state registeredFeb 17, 2012 to Dec 31, 2014 · Indianapolis, In
- O••••••••• S••••••••• I••• BD affiliatedMar 2, 2007 to Oct 12, 2009 · Indianapolis, In
- S••••••••• A•••••• A•••••••• I••• formerMar 21, 2003 to Feb 14, 2008 · Zionsville, In
- O••••••••• S••••••••• I••• to M•••••••••left Oct 12, 2009, registered Feb 17, 2012 (858 days) · Other
- S••••••••• A•••••• A•••••••• I••• to O••••••••• S••••••••• I•••left Feb 14, 2008, registered Mar 2, 2007 (-349 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address