DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Oneamerica Securities, Inc.
Latest filing Jul 28, 2026
First filing on the tape Mar 30, 2012 · 36 filings
SEC status approved since Sep 13, 1999
RAUM
$306M
reported, Item 5.F
Discretionary
19%
of RAUM
Private clients
100%
$306M individuals and HNW
Advisors
335
registered through the firm on IAPD
RAUM per advisor
$913,757
derived; firm RAUM over IAPD count
Employees
340
306 advisory (5.B.1)
Offices
120
beyond the principal office
Private funds
0
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$306M as of Jul 28, 2026
Mar 30, 2012$109M then
HNW client RAUM$22.6M as of Jul 28, 2026
Mar 29, 2018$7.1M then
State-registered IARs (5.B.3)311 as of Jul 28, 2026
Mar 30, 20120 then
Employees (5.A)340 as of Jul 28, 2026
Mar 22, 2013325 then
Private funds: no history
RAUM +2.1% over the last fiscal year+25% a year over threeIARs 311 to 311
Practice profile
derived from the filing of Jul 28, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $913,757derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 7derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $539,155derivedHNW RAUM over HNW clients
- Average account
- $133,091derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 19%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.8derived121 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Wrap fee program
- $247MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$283M93%
- High-net-worth individuals$22.6M7.4%
- Corporations and businesses$60,0000.0%
- Individual clients
- 2,258reported
- HNW clients
- 42reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2,300reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- $247M sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=322.0derived
Advisors registered through the firm
333 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Genay Kirsten AireyChartered Financial Consultant | Indianapolis, In | Feb 12, 2002 | 39 y | 0 |
| Maxwell Albert CoullietteCertified Financial Planner, Chartered Financial Consultant | Indianapolis, In | Mar 10, 2004 | 43 y | 2 |
| William Bryan CassidyChartered Financial Consultant | Scottsdale, Az | Mar 23, 2004 | 37 y | 0 |
| Linda L ScreetonCertified Financial Planner | Indianapolis, In | Mar 9, 2005 | 24 y | 1 |
| James Richard JohnsonChartered Financial Consultant | Carmel, In | Aug 30, 2005 | 44 y | 1 |
| Robert Leslie Heubeck | Indianapolis, In | Apr 20, 2006 | 45 y | 0 |
| David Marshall Johnson | Indianapolis, In | Dec 4, 2006 | 30 y | 0 |
| Jack Cornel TompkinsChartered Financial Consultant | Indianapolis, In | Jan 5, 2007 | 40 y | 1 |
| Brian Christopher Moldt | Indianapolis, In | Jan 11, 2007 | 40 y | 1 |
| Scott Norris Zalaha | Indianapolis, In | Feb 8, 2007 | 23 y | 0 |
| Dave Joe OndoCertified Financial Planner, Chartered Financial Consultant | Tustin, Ca | Feb 13, 2008 | 32 y | 1 |
| Andrew John HudsonCertified Financial Planner | Indianapolis, In | Dec 5, 2008 | 21 y | 1 |
| Robert Wesley Hinkel | Newport Beach, Ca | Feb 10, 2009 | 26 y | 1 |
| Dwight Arnold SpenceCertified Financial Planner | Indianapolis, In | Feb 17, 2009 | 39 y | 2 |
| Tami Noll RussoCertified Financial Planner | Middletown, Pa | Apr 7, 2009 | 28 y | 0 |
| Thomas Clayton NollChartered Financial Consultant | Middletown, Pa | Jul 24, 2009 | 59 y | 0 |
| Vincent Ross Townsend | Indianapolis, In | Jul 31, 2009 | 42 y | 3 |
| Mary K Lyons | Indianapolis, In | Jul 31, 2009 | 18 y | 1 |
| Craig William Demaree | Carmel, In | Dec 1, 2009 | 24 y | 2 |
| Roger Douglas Madison | Indianapolis, In | Jan 4, 2010 | 24 y | 2 |
| Joshua Adam Klein | Indianapolis, In | Feb 24, 2010 | 21 y | 2 |
| Christopher Carl Huntsman | Indianapolis, In | Feb 24, 2010 | 21 y | 1 |
| Eric Scott Alexander | Plano, Tx | Jun 10, 2010 | 17 y | 0 |
| Kevin Earl BaldwinChartered Financial Consultant | Indianapolis, In | Jun 16, 2010 | 41 y | 0 |
| Cory Roger Smith | Portland, Or | Aug 6, 2010 | 24 y | 2 |
| Carlton Gladston HarrisonCertified Financial Planner | Indianapolis, In | Aug 19, 2010 | 30 y | 1 |
| Conrad Dwight Coke | Miami, Fl | Aug 19, 2010 | 29 y | 1 |
| Cheryl Ann EvansChartered Financial Consultant | Indianapolis, In | Oct 13, 2010 | 38 y | 1 |
| Eric C Dittman | Nampa, Id | Jan 19, 2011 | 21 y | 2 |
| Jason Earl PalmerCertified Financial Planner | Cottonwood Heights, Ut | Feb 16, 2011 | 24 y | 1 |
| Eric David Smiley | Fishers, In | Apr 25, 2011 | 28 y | 3 |
| Matthew Thomas Fleetwood | Indianapolis, In | May 10, 2011 | 26 y | 1 |
| Brandon Flint Jensen | Indianapolis, In | Jun 23, 2011 | 21 y | 0 |
| Richard Wayne Smith | Avon, In | Jul 1, 2011 | 22 y | 3 |
| Bazil J Brady | Indianapolis, In | Jul 1, 2011 | 25 y | 1 |
| Claudia Cepero RosCertified Financial Planner, Chartered Financial Consultant | Indianapolis, In | Jul 19, 2011 | 34 y | 1 |
| John Robert BrowningCertified Financial Planner | Indianapolis, In | Jul 26, 2011 | 31 y | 0 |
| Glen Milton Gotcher | Burleson, Tx | Jul 28, 2011 | 38 y | 2 |
| William Robert Chesney | Parsippany, Nj | Nov 3, 2011 | 32 y | 1 |
| Paul Delmas Torres | Frisco, Tx | Dec 16, 2011 | 34 y | 2 |
Advisor movement
45 left, 26 joined in 12 months
net -19 in 12 months23 left in 90 days3 joined in 90 daysdeparture rate 13% of current headcount108 left over 36 months
Left, latest
- Richard Deane Jefford to Civitas Financial LLCSep 8, 2026 · Affiliated broker-dealer or bank to a state-registered adviser
- Austin L Mitchell to Maverick Thomas CapitalAug 21, 2026 · Affiliated broker-dealer or bank to a state-registered adviser
- Eric Thomas Nagel to Maverick Thomas CapitalAug 21, 2026 · Affiliated broker-dealer or bank to a state-registered adviser
- Nicole Anna Olczak to Maverick Thomas CapitalAug 21, 2026 · Affiliated broker-dealer or bank to a state-registered adviser
- Kenneth E O'Connor to MML Investors Services, LLCAug 5, 2026 · Affiliated broker-dealer or bank to another
- Donna Marie Adams to Regal Investment Advisors LLCJul 9, 2026 · Affiliated broker-dealer or bank to another
- Giovannie M Topazio to Bria Capital Group, LLCJun 29, 2026 · Affiliated broker-dealer or bank to independent RIA
- Catherine M Trawinski to Ae Wealth Management, LLCJun 26, 2026 · Affiliated broker-dealer or bank to another
- Hunter Rockwell Favorite to Ae Wealth Management, LLCJun 26, 2026 · Affiliated broker-dealer or bank to another
- David B Padgett to Ae Wealth Management, LLCJun 26, 2026 · Affiliated broker-dealer or bank to another
- Nicholas Todd Smith to Madison Avenue Securities, LLCJun 26, 2026 · Affiliated broker-dealer or bank to another
- Grace M Lopez-Williams to Kovack Advisors, Inc.Jun 26, 2026 · Affiliated broker-dealer or bank to another
- Gregory Joseph Mcbride to Madison Avenue Securities, LLCJun 26, 2026 · Affiliated broker-dealer or bank to another
- Jamie L Lawhorne to Ae Wealth Management, LLCJun 26, 2026 · Affiliated broker-dealer or bank to another
- Marquis L Chachere to Ae Wealth Management, LLCJun 26, 2026 · Affiliated broker-dealer or bank to another
Joined, latest
- Alicia E Cardona from Eagle Strategies LLCSep 8, 2026 · Affiliated broker-dealer or bank to another
- Mervin Edward Fatter from LPL Financial LLCJun 22, 2026 · Affiliated broker-dealer or bank to another
- Bolaji Richard Odusanya from World Investment Advisors, LLCJun 22, 2026 · Other
- Colin Mckenna from Northwestern Mutual Investment Services,LLCJun 15, 2026 · Other
- Jerry Thomas Alberico from Knights Of Columbus Asset Advisors LLCMay 28, 2026 · Other
- Anthony W Blum from J.P. Morgan Securities LLCMay 27, 2026 · Wirehouse to affiliated broker-dealer or bank
- David Andrew Ward from Wells Fargo AdvisorsMay 19, 2026 · Wirehouse to affiliated broker-dealer or bank
- Kenneth E O'Connor from LPL Enterprise, LLCApr 2, 2026 · Affiliated broker-dealer or bank to another
- Joel D Hyde from Cambridge Investment Research Advisors, Inc.Mar 16, 2026 · Affiliated broker-dealer or bank to another
- Emily Nicole Sibert from Eagle Strategies LLCMar 4, 2026 · Affiliated broker-dealer or bank to another
- Richard M Hoe from Osaic Wealth, Inc.Mar 3, 2026 · Affiliated broker-dealer or bank to another
- Denise Jan Mayen from Integrity Alliance, LLCMar 2, 2026 · Affiliated broker-dealer or bank to another
- David Bronzal Dennis from Mwa Financial Services, Inc.Jan 23, 2026 · RIA to affiliated broker-dealer or bank
- Britni Kendrick from Edward JonesJan 15, 2026 · Affiliated broker-dealer or bank to another
- Robert Michael Gianchiglia from USA Financial Securities LLCJan 13, 2026 · RIA to affiliated broker-dealer or bank
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Maverick Thomas CapitalAug 21, 2026 · Lisle, Il
- 2 left for Kovack Advisors, Inc.Jun 26, 2026 · Atlanta, Ga
- 3 left for Madison Avenue Securities, LLCJun 26, 2026 · Indianapolis, In
- 3 left for Ae Wealth Management, LLCJun 26, 2026 · Cantonment, Fl
- 3 left for Ae Wealth Management, LLCJun 26, 2026 · Indianapolis, In
- 2 left for Ae Wealth Management, LLCJun 26, 2026 · West Columbia, Sc
- 2 left for Margin Advisory Group LLCApr 13, 2026 · Indianapolis, In
- 4 left for United Planners' Financial Services Of America A Limited PartnerSep 23, 2025 · Seneca, Pa
- 2 joined from MML Investors Services, LLCDec 12, 2023 · Hoover, Al
- 6 joined from On Investment Management CoMar 1, 2023 · Wichita, Ks
- 2 joined from On Investment Management CoMar 1, 2023 · Cincinnati, Oh
- 2 joined from On Investment Management CoDec 31, 2022 · Baton Rouge, La
- 2 joined from On Investment Management CoJul 29, 2021 · Dayton, Oh
- 3 joined from MML Investors Services, LLCFeb 21, 2018 · Gilbert, Az
- 2 joined from Hornor, Townsend & Kent, LLCAug 7, 2017 · Chicago, Il
- 2 joined from Hornor, Townsend & Kent, LLCJun 1, 2017 · Chicago, Il
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Kory Lloyd Bickel · Chief Compliance Officercontrolsince 03/2023 · owns less than 5%
- Terry Wade Burns · Directorcontrolsince 03/2014 · owns less than 5%
- Nicholas Adam Cayetano · Aml Officercontrolsince 03/2020 · owns less than 5%
- Matthew Thomas Fleetwood · Chairman Of The Board/President/Ceo/Directorcontrolsince 11/2015 · owns less than 5%
- Bryan Keith Hartley · Finopcontrolsince 03/2015 · owns less than 5%
- David A Junker · Directorcontrolsince 03/2023 · owns less than 5%
- Sean Patrick Mcgoff · Chief Counsel & Secretarycontrolsince 03/2023 · owns less than 5%
- Dennis Joseph Sandelski · Avp, Taxcontrolsince 05/2020 · owns less than 5%
- Eric David Smiley · Vp, Director Of Operationscontrolsince 02/2015 · owns less than 5%
- Daniel R Snyder · Treasurercontrolsince 03/2021 · owns less than 5%
- John William Zeigler · Vice President, Insurancecontrolsince 10/2000 · owns less than 5%
Entity owners
- American United Life Insurance Company · Parentdirect · owns 75% or more
Related persons
Schedule D 7.A
- American United Life Insurance CompanyLP sponsorreal estatey
- Oneamerica Asset Management, LLCinvestment advisernRAUM $24B
- Oneamerica Investment Advisory Services LLCinvestment advisernRAUM $5.1B
Advisers that list Oneamerica Securities, Inc. as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Indianapolis, In · principal | 335 | 60 | 15 | 3 | |
| Waltham, Ma | 16 | 5 | 1 | ||
| Wichita, Ks | 14 | 2 | 0 | ||
| Carmel, In | 14 | 2 | 0 | ||
| Newport Beach, Ca | 14 | 3 | 0 | ||
| Carlsbad, Ca | 12 | 1 | 0 | ||
| Scottsdale, Az | 11 | 2 | 0 | ||
| Cottonwood Heights, Ut | 10 | 2 | 0 | ||
| Layton, Ut | 8 | 3 | 0 | ||
| Nampa, Id | 8 | 0 | 0 | ||
| Tampa, Fl | 7 | 1 | 1 | ||
| Miami, Fl | 7 | 0 | 0 | ||
| Parsippany, Nj | 6 | 1 | 0 | ||
| Merrillville, In | 6 | 0 | 0 | ||
| Lincolnshire, Il | 6 | 1 | 0 | ||
| Plano, Tx | 5 | 1 | 0 | ||
| Lisle, Il | 5 | 2 | 2 | 1 | |
| Hoover, Al | 4 | 0 | 0 | ||
| Broomfield, Co | 4 | 2 | 0 | ||
| Evansville, In | 4 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Newport Beach, CA14 employees
- Scottsdale, AZ12 employees
- Newton, MA12 employees
- Nampa, ID12 employees
- Wichita, KS11 employees
- Merrillville, IN10 employees
- Carmel, IN9 employees
- Indianapolis, IN9 employees
- Cottonwood Heights, UT8 employees
- Parsippany, NJ6 employees
- Tampa, FL6 employees
- Davie, FL6 employees
- Cantonment, FL5 employees
- Carmel, IN5 employees
- South Windsor, CT5 employees
- Miami, FL5 employees
- Grand Rapids, MI5 employees
- Lincolnshire, IL5 employees
- Carlsbad, CA5 employees
- Plano, TX5 employees
- Columbus, OH5 employees
- Evansville, IN4 employees
- Providence, RI4 employees
- Gilbert, AZ4 employees
- Layton, UT3 employees
What changed
consecutive filings, newest first
- Accounts · 2,118 to 2,300Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 289 to 306Mar 31, 2025 to Mar 31, 2026
- BD registered reps · 326 to 322Mar 31, 2025 to Mar 31, 2026
- HNW clients · 50 to 42Mar 31, 2025 to Mar 31, 2026
- Individual clients · 2,068 to 2,258Mar 31, 2025 to Mar 31, 2026
- Employees · 326 to 340Mar 31, 2025 to Mar 31, 2026
- Financial planning clients · 26-50 to 51-100Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $43.8M to $59.2MMar 31, 2025 to Mar 31, 2026
- HNW RAUM · $21.0M to $22.6MMar 31, 2025 to Mar 31, 2026
- Individual RAUM · $279M to $283MMar 31, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $256M to $247MMar 31, 2025 to Mar 31, 2026
- RAUM · $300M to $306MMar 31, 2025 to Mar 31, 2026
- Wrap assets (sponsor) · $256M to $247MMar 31, 2025 to Mar 31, 2026
- Accounts · 2,804 to 2,118Mar 27, 2024 to Mar 31, 2025
- Advisory employees · 282 to 289Mar 27, 2024 to Mar 31, 2025
- BD registered reps · 353 to 326Mar 27, 2024 to Mar 31, 2025
- HNW clients · 58 to 50Mar 27, 2024 to Mar 31, 2025
- Individual clients · 2,746 to 2,068Mar 27, 2024 to Mar 31, 2025
- Employees · 353 to 326Mar 27, 2024 to Mar 31, 2025
- Financial planning clients · 26-50 to 26-50Mar 27, 2024 to Mar 31, 2025
- State-registered IARs · 340 to 311Mar 27, 2024 to Mar 31, 2025
- Other offices · 127 to 120Mar 27, 2024 to Mar 31, 2025
- Discretionary RAUM · $8.4M to $43.8MMar 27, 2024 to Mar 31, 2025
- HNW RAUM · $28.5M to $21.0MMar 27, 2024 to Mar 31, 2025
- Individual RAUM · $236M to $279MMar 27, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $256M to $256MMar 27, 2024 to Mar 31, 2025
- RAUM · $264M to $300MMar 27, 2024 to Mar 31, 2025
- Wrap assets (sponsor) · $256M to $256MMar 27, 2024 to Mar 31, 2025
- Accounts · 1,970 to 2,804Jun 1, 2023 to Mar 27, 2024
- Advisory employees · 287 to 282Jun 1, 2023 to Mar 27, 2024
- BD registered reps · 343 to 353Jun 1, 2023 to Mar 27, 2024
- HNW clients · 43 to 58Jun 1, 2023 to Mar 27, 2024
- Individual clients · 1,926 to 2,746Jun 1, 2023 to Mar 27, 2024
- Employees · 357 to 353Jun 1, 2023 to Mar 27, 2024
- State-registered IARs · 357 to 340Jun 1, 2023 to Mar 27, 2024
- Other offices · 107 to 127Jun 1, 2023 to Mar 27, 2024
- Discretionary RAUM · $0 to $8.4MJun 1, 2023 to Mar 27, 2024
- HNW RAUM · $8.5M to $28.5MJun 1, 2023 to Mar 27, 2024
- Individual RAUM · $149M to $236MJun 1, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $158M to $256MJun 1, 2023 to Mar 27, 2024
Signals
60 dated events
- Jason Earl Palmer added a RI registration at Oneamerica Securities, Inc.Sep 15, 2026 · New state registration · fact
- Robert Crockett added a OK registration at Oneamerica Securities, Inc.Sep 14, 2026 · New state registration · fact
- Mindy Byerly added a NM registration at Oneamerica Securities, Inc.Sep 14, 2026 · New state registration · fact
- Michael J Corrales added a WY registration at Oneamerica Securities, Inc.Sep 14, 2026 · New state registration · fact
- Richard Deane Jefford left Oneamerica Securities, Inc. for Civitas Financial Llc (registered 2026-08-17)Sep 8, 2026 · Advisor changed firm · fact
- Robert Crockett added a FL registration at Oneamerica Securities, Inc.Sep 1, 2026 · New state registration · fact
- Eric Thomas Nagel left Oneamerica Securities, Inc. for Maverick Thomas Capital (registered 2026-07-27)Aug 21, 2026 · Advisor changed firm · fact
- Nicole Anna Olczak left Oneamerica Securities, Inc. for Maverick Thomas Capital (registered 2026-08-13)Aug 21, 2026 · Advisor changed firm · fact
- Austin L Mitchell left Oneamerica Securities, Inc. for Maverick Thomas Capital (registered 2026-08-07)Aug 21, 2026 · Advisor changed firm · fact
- 2 advisors left Oneamerica Securities, Inc. (Lisle, IL) for Maverick Thomas Capital on the same dayAug 21, 2026 · Team lift-out · derived
- Kenneth E O'Connor left Oneamerica Securities, Inc. for Mml Investors Services, Llc (registered 2026-08-19)Aug 5, 2026 · Advisor changed firm · fact
- Donna Marie Adams left Oneamerica Securities, Inc. for Regal Investment Advisors Llc (registered 2026-07-10)Jul 9, 2026 · Advisor changed firm · fact
- Giovannie M Topazio left Oneamerica Securities, Inc. for Bria Capital Group, Llc (registered 2026-08-10)Jun 29, 2026 · Advisor changed firm · fact
- Christopher Simich left Oneamerica Securities, Inc. for Madison Avenue Securities, Llc (registered 2026-07-10)Jun 26, 2026 · Advisor changed firm · fact
- Nicholas Todd Smith left Oneamerica Securities, Inc. for Madison Avenue Securities, Llc (registered 2026-07-15)Jun 26, 2026 · Advisor changed firm · fact
- Kevin Bryan Barajas left Oneamerica Securities, Inc. for Mml Investors Services, Llc (registered 2026-07-27)Jun 26, 2026 · Advisor changed firm · fact
- John J Miavez left Oneamerica Securities, Inc. for Ae Wealth Management, Llc (registered 2026-07-29)Jun 26, 2026 · Advisor changed firm · fact
- Marquis L Chachere left Oneamerica Securities, Inc. for Ae Wealth Management, Llc (registered 2026-07-15)Jun 26, 2026 · Advisor changed firm · fact
- Grace M Lopez-Williams left Oneamerica Securities, Inc. for Kovack Advisors, Inc. (registered 2026-07-14)Jun 26, 2026 · Advisor changed firm · fact
- Gregory Joseph Mcbride left Oneamerica Securities, Inc. for Madison Avenue Securities, Llc (registered 2026-09-01)Jun 26, 2026 · Advisor changed firm · fact
- Jamie L Lawhorne left Oneamerica Securities, Inc. for Ae Wealth Management, Llc (registered 2026-07-14)Jun 26, 2026 · Advisor changed firm · fact
- Jeffrey M Hendrix left Oneamerica Securities, Inc. for Ae Wealth Management, Llc (registered 2026-07-23)Jun 26, 2026 · Advisor changed firm · fact
- Hunter Rockwell Favorite left Oneamerica Securities, Inc. for Ae Wealth Management, Llc (registered 2026-07-13)Jun 26, 2026 · Advisor changed firm · fact
- David B Padgett left Oneamerica Securities, Inc. for Ae Wealth Management, Llc (registered 2026-07-09)Jun 26, 2026 · Advisor changed firm · fact
- Martina Arelis Jimenez Sperry left Oneamerica Securities, Inc. for Kovack Advisors, Inc. (registered 2026-07-10)Jun 26, 2026 · Advisor changed firm · fact
- Daniel Toby Futral left Oneamerica Securities, Inc. for Ae Wealth Management, Llc (registered 2026-07-15)Jun 26, 2026 · Advisor changed firm · fact
- Catherine M Trawinski left Oneamerica Securities, Inc. for Ae Wealth Management, Llc (registered 2026-07-10)Jun 26, 2026 · Advisor changed firm · fact
- Edward Francis Nelson left Oneamerica Securities, Inc. for Madison Avenue Securities, Llc (registered 2026-07-09)Jun 26, 2026 · Advisor changed firm · fact
- Brandon L Bouchereau left Oneamerica Securities, Inc. for Madison Avenue Securities, Llc (registered 2026-07-10)Jun 26, 2026 · Advisor changed firm · fact
- 2 advisors left Oneamerica Securities, Inc. (West Columbia, SC) for AE Wealth Management, LLC on the same dayJun 26, 2026 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- ONEAMERICASECURITIES.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 877-285-3863reportedpublic record, Form ADV, Jul 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $913,757derivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026