F••• F•••••• L•••••

• F•••••••• I••••••••• I•• state registered current
  since Jun 2, 2020 · Wichita, Ks
• L• A••••••• G••••• L•• unclassified
  Mar 19, 2019 to Sep 6, 2019 · Wichita, Ks
• C••••• A••••••• L•• former
  Aug 31, 2004 to Oct 6, 2016 · Overland Park, Ks
• P••••••••• N••••••• I•• unclassified
  Aug 27, 2004 to Dec 31, 2004 · Wichita, Ks

• L• A••••••• G••••• L•• to F•••••••• I••••••••• I••
  left Sep 6, 2019, registered Jun 2, 2020 (270 days) · Other
• C••••• A••••••• L•• to L• A••••••• G••••• L••
  left Oct 6, 2016, registered Mar 19, 2019 (894 days) · Other
• P••••••••• N••••••• I•• to C••••• A••••••• L••
  left Dec 31, 2004, registered Aug 31, 2004 (-122 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

42derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address