RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• S•••• B•••••
- Z•••• I••••••••• L•• independent RIA currentsince Apr 20, 2026 · Chicago, Il
- C••••••••• W•••••• L•• independent RIAOct 26, 2020 to May 15, 2026 · Overland Park, Ks
- P••••••••• A••••••• S••••••• L•• formerJun 24, 2003 to Nov 5, 2020 · Santa Barbara, Ca
- C••••••••• W•••••• L•• to Z•••• I••••••••• L••left May 15, 2026, registered Apr 20, 2026 (-25 days) · RIA to RIA
- P••••••••• A••••••• S••••••• L•• to C••••••••• W•••••• L••left Nov 5, 2020, registered Oct 26, 2020 (-10 days) · corporate re-registration, not a move
- M•••• S•••• B••••• left C••••••••• W•••••• L•• for Z•••• I••••••••• L•• (registered 2026-04-20)May 15, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address