DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Creativeone Wealth, LLC

Independent wealth managerOverland Park, KansasCRD 281213SEC 801-106677websiteIAPD
Latest filing May 4, 2026
First filing on the tape Sep 14, 2015 · 68 filings
SEC status approved since Sep 25, 2015
RAUM
$6.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
93%
$5.8B individuals and HNW
Advisors
223
registered through the firm on IAPD
RAUM per advisor
$28.0M
derived; firm RAUM over IAPD count
Employees
222
203 advisory (5.B.1)
Offices
108
beyond the principal office
Private funds
0
reported on Schedule D
History
68 filings and snapshots on the tape
RAUM$6.3B as of May 4, 2026
Feb 5, 2016$10,000 then
HNW client RAUM$2.2B as of May 4, 2026
Mar 30, 2018$38.2M then
State-registered IARs (5.B.3)203 as of May 4, 2026
Feb 5, 20162 then
Employees (5.A)222 as of May 4, 2026
Feb 5, 20162 then
Private funds: no history
RAUM +29% over the last fiscal year+29% a year over threeIARs 197 to 203
Practice profile
derived from the filing of May 4, 2026; every figure names its basis
Archetypes, each a printed rule
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
  • Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
RAUM per advisor
$28.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
99derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.3MderivedHNW RAUM over HNW clients
Average account
$176,477derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
1.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived109 offices incl. principal (1.F.5)
RAUM growth, one year
+29%derivedbetween the last two annual amendments
Advisor growth, one year
+3.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+19%derived
Compensation
percentage of assets, hourly, fixed fees, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for investment companies, selection of other advisers, publications, educational seminars, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client securities (9.A.1.b)
  • marketing includes testimonials (5.L.1.c)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$3.6B58%
  • High-net-worth individuals$2.2B36%
  • Corporations and businesses$252M4.0%
  • Investment companies$75.7M1.2%
  • Pension and profit-sharing plans$48.1M0.8%
  • Charitable organizations$33.9M0.5%
Individual clients
20,326reported
HNW clients
1,738reported
Pension plan clients
73reported
Charitable clients
21reported
Accounts
35,425reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.93 fund_share=0.01 institutional_share=0.01 related_bd=true related_bank=false bd_reps=24.0derived
Advisors registered through the firm
218 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
John Hardaway HaysOverland Park, Ks Jan 3, 201737 y1
Timothy SchraderOverland Park, Ks Jan 3, 201745 y0
Matthew John GreenOverland Park, Ks Jan 5, 201727 y1
James D ZiferNew Albany, Oh Jan 5, 201730 y2
Theodore Robert MeyerScottsdale, Az Jan 26, 201720 y4
Shari Lynn BevanChartered Financial ConsultantGreenville, Sc Feb 21, 201726 y0
Matthew Nikhilesh GallagherCertified Financial PlannerSouthlake, Tx May 15, 201719 y2
Gerard Vincent DoughertyOverland Park, Ks Oct 24, 201734 y3
Dennis Eugene WiltChartered Financial ConsultantOverland Park, Ks Nov 9, 201745 y4
Lars LarsenOverland Park, Ks Dec 11, 201720 y2
Wayne Scott BruntPhoenix, Az Jan 22, 201833 y3
Lance SparksOverland Park, KsJan 26, 201813 y0
Marty Joseph PfannenstielOverland Park, KsFeb 19, 201810 y0
Christen Marie TschudinOverland Park, Ks Feb 20, 201820 y1
Michael Ray GraberOverland Park, Ks Feb 27, 201842 y1
Frank Joseph Jaksa IIIShawnee, Ks Feb 27, 201822 y1
Paul Glynn LindsayCary, Nc Jun 18, 201830 y5
Michael H DistefanoMequon, Wi Jul 3, 201827 y2
Kelly Therese LandryOverland Park, Ks Jul 9, 201827 y3
Richard Charles EddyLa Verne, Ca Jul 20, 201821 y2
Kelly Andrew DunnahooOverland Park, Ks Aug 17, 201832 y3
Andrew Paul CongletonOverland Park, Ks Sep 24, 201817 y6
Brian William HarroldChartered Financial ConsultantOverland Park, Ks Sep 24, 201822 y4
Matthew Lee SchullerOverland Park, Ks Sep 25, 201814 y0
Paul Jacob KitzrowGrand Rapids, Mi Oct 3, 201820 y4
Dave Alan BuchananLincoln, Ne Oct 11, 201829 y3
Marco Carlough GinefraOverland Park, Ks Oct 15, 201812 y1
Daniel Gilbert GouldOverland Park, Ks Oct 15, 201833 y1
Erik B BowmanEnglewood, Co Nov 30, 201815 y2
Frank Edward OliverLongmont, Co Feb 15, 201925 y0
Lauren Journeay WhiteCertified Financial Planner, Chartered Financial ConsultantFlowood, Ms Mar 14, 201912 y0
Jason Paul HutchinsFishers, In Apr 10, 201917 y1
Ricardo William CabreraLas Vegas, Nv Apr 22, 201917 y5
Ronald Ray KincaidSpokane, Wa May 22, 201931 y1
Cassandra Carol CamererOverland Park, Ks Jul 1, 201912 y2
Bradley Derek HablutzelCertified Financial PlannerCentennial, Co Aug 5, 201918 y3
Daniel James BartholomewNew Albany, Oh Nov 11, 201911 y0
Brian John BrechlerOverland Park, Ks Dec 9, 201922 y2
Clayton Douglas TurnerChartered Financial ConsultantOverland Park, Ks Dec 9, 201920 y2
Eric SeyboldtOverland Park, Ks Dec 20, 201919 y2
All 218 advisors at Creativeone Wealth, LLC
Advisor movement
26 left, 25 joined in 12 months
net -1 in 12 months2 left in 90 days7 joined in 90 daysdeparture rate 12% of current headcount52 left over 36 months
Left, latest
Joined, latest
Teams: two or more advisors moving together within fourteen days, from one state
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Russell Benjamin Avis · Chief Operating Officercontrol
    since 05/2022 · owns less than 5%
  • Ross Kenneth Hyman · Senior Vice President, Business Developmentcontrol
    since 10/2020 · owns less than 5%
  • Joseph Martin Pfannenstiel · President, Sales & Business Developmentcontrol
    since 04/2018 · owns less than 5%
  • Chang Shin · Chief Compliance Officercontrol
    since 09/2024 · owns less than 5%
  • Volney Mark Heitz · Membercontrol
    since 07/2013 · owns 25% to 50% of Cm2 Holding Company, Inc
  • Lynn Cory Lagerstrom · Membercontrol
    since 05/2015 · owns 50% to 75% of Jrc Equity Partners, LLC
  • Lance Sparks · Membercontrol
    since 07/2013 · owns 25% to 50% of Cm2 Holding Company, Inc
  • Lance Sparks · Membercontrol
    since 09/2015 · owns 75% or more of See Also, LLC
  • Richard Michael Tripses · Membercontrol
    since 07/2013 · owns 25% to 50% of Cm2 Holding Company, Inc
  • H Michael Miller · Owner
    since 02/2018 · owns 5% to 10%
Entity owners
  • Cm2 Holding Company, Inc · Owner
    direct · owns 50% to 75%
  • Jrc Equity Partners, LLC · Owner
    direct · owns 10% to 25%
  • See Also, LLC · Owner
    direct · owns 10% to 25%
Related persons
Schedule D 7.A
Advisers that list Creativeone Wealth, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Overland Park, Ks · principal22339143
Lawrence, Ks730
Salina, Ks620
Omaha, Ne500
Lakewood, Co5231
Scottsdale, Az510
Topeka, Ks400
Santa Barbara, Ca401
Pasadena, Ca400
Chippewa Falls, Wi400
Centennial, Co310
Flowood, Ms300
Knoxville, Tn300
Englewood, Co310
Spokane, Wa300
Port Byron, Il200
New Albany, Oh200
Bonita Springs, Fl200
Fort Scott, Ks200
Greenville, Sc200
Offices
Schedule D 1.F, the 25 largest
  • Traverse City, MI4 employees
  • Urbandale, IA3 employees
  • Binghamton, NY3 employees
  • Topeka, KS3 employees
  • Salina, KS3 employees
  • Santa Barbara, CA3 employees
  • Hanover, KS2 employees
  • Jackson, MS2 employees
  • Lakewood, CO2 employees
  • Lawrence, KS2 employees
  • New Albany, OH2 employees
  • Omaha, NE2 employees
  • Overland Park, KS2 employees
  • Overland Park, KS2 employees
  • Overland Park, KS2 employees
  • Overland Park, KS2 employees
  • Spokane, WA2 employees
  • Bethesda, MD2 employees
  • Centennial, CO2 employees
  • Coronado, CA2 employees
  • Englewood, CO2 employees
  • , 1 employees
  • San Francisco, CA1 employees
  • Barrington, IL1 employees
What changed
consecutive filings, newest first
  • Employees · 217 to 222
    Oct 31, 2025 to Mar 31, 2026
  • State-registered IARs · 197 to 203
    Oct 31, 2025 to Mar 31, 2026
  • Discretionary RAUM · $4.8B to $6.3B
    Oct 31, 2025 to Mar 31, 2026
  • HNW RAUM · $1.7B to $2.2B
    Oct 31, 2025 to Mar 31, 2026
  • Individual RAUM · $2.9B to $3.6B
    Oct 31, 2025 to Mar 31, 2026
  • Pension RAUM · $25.0M to $48.1M
    Oct 31, 2025 to Mar 31, 2026
  • RAUM · $4.8B to $6.3B
    Oct 31, 2025 to Mar 31, 2026
  • Accounts · 29,437 to 35,425
    Oct 31, 2025 to Mar 31, 2026
  • Advisory employees · 197 to 203
    Oct 31, 2025 to Mar 31, 2026
  • BD registered reps · 21 to 24
    Oct 31, 2025 to Mar 31, 2026
  • Charity clients · 19 to 21
    Oct 31, 2025 to Mar 31, 2026
  • Corporate clients · 114 to 132
    Oct 31, 2025 to Mar 31, 2026
  • HNW clients · 1,251 to 1,738
    Oct 31, 2025 to Mar 31, 2026
  • Individual clients · 17,276 to 20,326
    Oct 31, 2025 to Mar 31, 2026
  • Pension plan clients · 64 to 73
    Oct 31, 2025 to Mar 31, 2026
  • Assets in custody · $876M to $1.2B
    Oct 31, 2025 to Mar 31, 2026
  • Assets in custody · $873M to $876M
    Apr 15, 2025 to May 23, 2025
  • Financial planning clients · 101-250 to 101-250
    Apr 15, 2025 to May 23, 2025
  • Accounts · 21,910 to 29,437
    Sep 30, 2024 to Apr 15, 2025
  • Advisory employees · 188 to 197
    Sep 30, 2024 to Apr 15, 2025
  • BD registered reps · 19 to 21
    Sep 30, 2024 to Apr 15, 2025
  • Charity clients · 9 to 19
    Sep 30, 2024 to Apr 15, 2025
  • Corporate clients · 47 to 114
    Sep 30, 2024 to Apr 15, 2025
  • HNW clients · 651 to 1,251
    Sep 30, 2024 to Apr 15, 2025
  • Individual clients · 13,810 to 17,276
    Sep 30, 2024 to Apr 15, 2025
  • Pension plan clients · 56 to 64
    Sep 30, 2024 to Apr 15, 2025
  • Employees · 201 to 217
    Sep 30, 2024 to Apr 15, 2025
  • Insurance-licensed employees · 2 to 0
    Sep 30, 2024 to Apr 15, 2025
  • State-registered IARs · 188 to 197
    Sep 30, 2024 to Apr 15, 2025
  • Discretionary RAUM · $3.4B to $4.8B
    Sep 30, 2024 to Apr 15, 2025
  • HNW RAUM · $1.2B to $1.7B
    Sep 30, 2024 to Apr 15, 2025
  • Individual RAUM · $2.0B to $2.9B
    Sep 30, 2024 to Apr 15, 2025
  • Pension RAUM · $86.4M to $25.0M
    Sep 30, 2024 to Apr 15, 2025
  • RAUM · $3.4B to $4.8B
    Sep 30, 2024 to Apr 15, 2025
  • Accounts · 19,806 to 21,910
    Oct 9, 2023 to Mar 28, 2024
  • Advisory employees · 157 to 188
    Oct 9, 2023 to Mar 28, 2024
  • BD registered reps · 17 to 19
    Oct 9, 2023 to Mar 28, 2024
  • Charity clients · 14 to 9
    Oct 9, 2023 to Mar 28, 2024
  • Corporate clients · 52 to 47
    Oct 9, 2023 to Mar 28, 2024
  • HNW clients · 944 to 651
    Oct 9, 2023 to Mar 28, 2024
Signals
60 dated events
  • 2 advisors left Raymond James Financial Services Advisors, Inc (Overland Park, KS) for Creativeone Wealth, LLC within 7 days
    Aug 17, 2026 · Team lift-out · derived
  • Paul Groeschel-Johnson left Creativeone Wealth, Llc for Sequent Planning, Llc (registered 2026-08-04)
    Jul 10, 2026 · Advisor changed firm · fact
  • James Winokur left Creativeone Wealth, Llc for Esi Financial Advisors (registered 2026-07-06)
    Jun 25, 2026 · Advisor changed firm · fact
  • Ronald David Williamson left Creativeone Wealth, Llc for Lpl Financial Llc (registered 2026-06-01)
    Jun 9, 2026 · Advisor changed firm · fact
  • Kevin Owen Ekstrom left Creativeone Wealth, Llc for Lpl Financial Llc (registered 2026-06-01)
    Jun 9, 2026 · Advisor changed firm · fact
  • Nicholas Peter Millard left Creativeone Wealth, Llc for Lpl Financial Llc (registered 2026-06-01)
    Jun 9, 2026 · Advisor changed firm · fact
  • 2 advisors left Creativeone Wealth, LLC (Overland Park, KS) for LPL Financial LLC on the same day
    Jun 9, 2026 · Team lift-out · derived
  • John Richard Kohout left Creativeone Wealth, Llc for Foguth Wealth Management, Llc. (registered 2026-06-18)
    Jun 8, 2026 · Advisor changed firm · fact
  • Laura Leigh Watson Schultz left Creativeone Wealth, Llc for Triad Wealth Partners, Llc (registered 2026-05-18)
    May 27, 2026 · Advisor changed firm · fact
  • Emily Kennedy Gardner left Creativeone Wealth, Llc for Zacks Intelligence Llc (registered 2026-08-11)
    May 15, 2026 · Advisor changed firm · fact
  • Austin Deimel Muller left Creativeone Wealth, Llc for Zacks Intelligence Llc (registered 2026-04-20)
    May 15, 2026 · Advisor changed firm · fact
  • Marcy Sheer Burton left Creativeone Wealth, Llc for Zacks Intelligence Llc (registered 2026-04-20)
    May 15, 2026 · Advisor changed firm · fact
  • 2 advisors left Creativeone Wealth, LLC (Overland Park, KS) for Zacks Intelligence LLC on the same day
    May 15, 2026 · Team lift-out · derived
  • Rick Orin Helbing left Creativeone Wealth, Llc for Accurate Wealth Management, Llc (registered 2026-04-03)
    Apr 15, 2026 · Advisor changed firm · fact
  • Creativeone Wealth, Llc reported RAUM $6.3B, up 29% from $4.8B (2025-10-31 to 2026-03-31)
    Mar 31, 2026 · RAUM change · derived
  • Gary Charles Haack left Creativeone Wealth, Llc for Compass Financial Management Llc (registered 2026-02-04)
    Feb 4, 2026 · Advisor changed firm · fact
  • Douglas William Aumont left Creativeone Wealth, Llc for Financial Thinking Partner Wealth Advisors (registered 2026-03-11)
    Jan 28, 2026 · Advisor changed firm · fact
  • Alan Kent Suiter left Creativeone Wealth, Llc for Cornerstone Select Advisors, Llc (registered 2026-01-02)
    Jan 2, 2026 · Advisor changed firm · fact
  • Zach Buettner left Creativeone Wealth, Llc for Alphastar Capital Management (registered 2025-11-25)
    Nov 24, 2025 · Advisor changed firm · fact
  • Lauren N. Schultz left Creativeone Wealth, Llc for Mint Asset Management Llc (registered 2026-08-18)
    Nov 17, 2025 · Advisor changed firm · fact
  • Nathan Paul Chesley left Creativeone Wealth, Llc for Oneamerica Securities, Inc. (registered 2025-11-05)
    Nov 4, 2025 · Advisor changed firm · fact
  • Reece Goddard left Creativeone Wealth, Llc for Mml Investors Services, Llc (registered 2026-04-21)
    Oct 24, 2025 · Advisor changed firm · fact
  • Mark Ronald Roberts no longer registered at Creativeone Wealth, Llc; no later IA registration on IAPD
    Oct 21, 2025 · Advisor departure · fact
  • Dylan Cole Kennedy left Creativeone Wealth, Llc for Foguth Wealth Management, Llc. (registered 2025-09-25)
    Sep 24, 2025 · Advisor changed firm · fact
  • David M Afraimi left Creativeone Wealth, Llc for Bam Wealth Management Llc (registered 2025-04-23)
    Sep 23, 2025 · Advisor changed firm · fact
  • Nicholas M Donakowski left Creativeone Wealth, Llc for Bam Wealth Management Llc (registered 2025-04-23)
    Sep 23, 2025 · Advisor changed firm · fact
  • Jeremy Steven Fritsch left Creativeone Wealth, Llc for Bam Wealth Management Llc (registered 2025-06-26)
    Sep 23, 2025 · Advisor changed firm · fact
  • Maxwell Ross left Creativeone Wealth, Llc for Bam Wealth Management Llc (registered 2025-04-23)
    Sep 23, 2025 · Advisor changed firm · fact
  • Dylan Daniel James Rauh left Creativeone Wealth, Llc for Bam Wealth Management Llc (registered 2025-04-23)
    Sep 23, 2025 · Advisor changed firm · fact
  • Nathan Lehnerz left Creativeone Wealth, Llc for Bam Wealth Management Llc (registered 2025-04-23)
    Sep 23, 2025 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business email
cpcompliance@creativeonewealth.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email
advisordevelopment@creativeonewealth.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email
cpoperations@creativeonewealth.comreportedpublished by the firm, firm site, Sep 15, 2026
Business phone
913-402-7897reportedpublished by the firm, firm site, Sep 15, 2026
Business phone
913-661-1138reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile
linkedin.com/company/creativeone-wealthreportedpublic record, Form ADV, Sep 17, 2026
Firm profile
linkedin.com/company/creativeoneadvisorsgroupreportedpublic record, Form ADV, Sep 17, 2026
Website
creativeonewealth.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
913-402-7897reportedpublic record, Form ADV, May 4, 2026
Contact form
creativeonewealth.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Team page
creativeonewealth.com/who-we-arereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$28.0Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026