DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Roger Conant Moulton
Certified Financial Planner
Feed of 09/15/2026
Also filed as Roger Conant Moulton
At current firm
0 y
since Feb 24, 2026
In the industry
24 y
since Feb 15, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Eversource Wealth Advisors, LLC independent RIA currentsince Feb 24, 2026 · Burlington, Ma
- LPL Financial LLC BD affiliatedAug 13, 2012 to Jul 10, 2025 · Boston, Ma
- Lexington Wealth Management, Inc. formerMar 21, 2012 to Nov 15, 2012 · Lexington, Ma
- Calibre Advisory Services Inc. unclassifiedDec 17, 2004 to Oct 15, 2010 · Waltham, Ma
- Tanager Financial Services Inc unclassifiedMar 28, 2002 to Dec 16, 2004 · Waltham, Ma
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Eversource Wealth Advisors, LLCleft Jul 10, 2025, registered Feb 24, 2026 (229 days) · Affiliated broker-dealer or bank to independent RIA
- Lexington Wealth Management, Inc. to LPL Financial LLCleft Nov 15, 2012, registered Aug 13, 2012 (-94 days) · Other
- Calibre Advisory Services Inc. to Lexington Wealth Management, Inc.left Oct 15, 2010, registered Mar 21, 2012 (523 days) · Other
- Tanager Financial Services Inc to Calibre Advisory Services Inc.left Dec 16, 2004, registered Dec 17, 2004 (1 days) · Other
Signals
- Roger Conant Moulton left Lpl Financial Llc for Eversource Wealth Advisors, Llc (registered 2026-02-24)Jul 10, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address