DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Lexington Wealth Management, Inc.

Former SEC-registered adviserLexington, MassachusettsCRD 135507SEC 801-64329IAPD
Latest filing Mar 27, 2019
First filing on the tape Apr 5, 2012 · 11 filings
RAUM
$929M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$913M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$929M as of Mar 27, 2019
Apr 5, 2012$500M then
HNW client RAUM$845M as of Mar 27, 2019
Apr 4, 2018$875M then
State-registered IARs (5.B.3)0 as of Mar 27, 2019
Mar 28, 20130 then
Employees (5.A)18 as of Mar 27, 2019
Mar 28, 201316 then
Private funds: no history
RAUM -3.4% over the last fiscal year+14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2019; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$4.5MderivedHNW RAUM over HNW clients
Average account
$431,773derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
1.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-3.4%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
+23%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
Custody
$87.5M, 212 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$845M91%
  • Individuals$67.8M7.3%
  • Pension and profit-sharing plans$9.0M1.0%
  • Corporations and businesses$5.5M0.6%
  • Charitable organizations$2.0M0.2%
Individual clients
205reported
HNW clients
187reported
Pension plan clients
1reported
Charitable clients
2reported
Accounts
2,152reported
Financial planning clients
251-500reported
Wrap fee programs
noreported
Custody of client assets
$87.5M for 212 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Marie Kristine Porcaro · President/Chief Compliance Officercontrol
      since 01/2017 · owns 25% to 50%
    • Stephen Michael Tucci · Ceocontrol
      since 04/2005 · owns 50% to 75%
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 1,804 to 2,152
      Apr 4, 2018 to Mar 27, 2019
    • Advisory employees · 11 to 13
      Apr 4, 2018 to Mar 27, 2019
    • Charity clients · 3 to 2
      Apr 4, 2018 to Mar 27, 2019
    • HNW clients · 185 to 187
      Apr 4, 2018 to Mar 27, 2019
    • Individual clients · 135 to 205
      Apr 4, 2018 to Mar 27, 2019
    • Pension plan clients · 7 to 1
      Apr 4, 2018 to Mar 27, 2019
    • Assets in custody · $37.5M to $87.5M
      Apr 4, 2018 to Mar 27, 2019
    • Employees · 17 to 18
      Apr 4, 2018 to Mar 27, 2019
    • Discretionary RAUM · $939M to $929M
      Apr 4, 2018 to Mar 27, 2019
    • HNW RAUM · $875M to $845M
      Apr 4, 2018 to Mar 27, 2019
    • Individual RAUM · $49.8M to $67.8M
      Apr 4, 2018 to Mar 27, 2019
    • Non-discretionary RAUM · $22.6M to $0
      Apr 4, 2018 to Mar 27, 2019
    • Pension RAUM · $22.0M to $9.0M
      Apr 4, 2018 to Mar 27, 2019
    • RAUM · $961M to $929M
      Apr 4, 2018 to Mar 27, 2019
    • Accounts · 1,554 to 1,804
      Aug 14, 2017 to Apr 4, 2018
    • Advisory employees · 10 to 11
      Aug 14, 2017 to Apr 4, 2018
    • Charity clients · unset to 3.0
      Aug 14, 2017 to Apr 4, 2018
    • Corporate clients · unset to 2.0
      Aug 14, 2017 to Apr 4, 2018
    • HNW clients · unset to 185.0
      Aug 14, 2017 to Apr 4, 2018
    • Individual clients · unset to 135.0
      Aug 14, 2017 to Apr 4, 2018
    • Pension plan clients · unset to 7.0
      Aug 14, 2017 to Apr 4, 2018
    • Pooled vehicle clients · unset to 0.0
      Aug 14, 2017 to Apr 4, 2018
    • Assets in custody · unset to 37491019.0
      Aug 14, 2017 to Apr 4, 2018
    • Custody of client assets · false to true
      Aug 14, 2017 to Apr 4, 2018
    • Employees · 15 to 17
      Aug 14, 2017 to Apr 4, 2018
    • Other offices · unset to 0.0
      Aug 14, 2017 to Apr 4, 2018
    • Discretionary RAUM · $641M to $939M
      Aug 14, 2017 to Apr 4, 2018
    • HNW RAUM · unset to 874630279.0
      Aug 14, 2017 to Apr 4, 2018
    • Individual RAUM · unset to 49764957.0
      Aug 14, 2017 to Apr 4, 2018
    • Non-discretionary RAUM · $95.5M to $22.6M
      Aug 14, 2017 to Apr 4, 2018
    • Pension RAUM · unset to 21981270.0
      Aug 14, 2017 to Apr 4, 2018
    • Pooled vehicle RAUM · unset to 0.0
      Aug 14, 2017 to Apr 4, 2018
    • RAUM · $737M to $961M
      Aug 14, 2017 to Apr 4, 2018
    • Accounts · 1,833 to 1,554
      May 9, 2017 to Aug 14, 2017
    • Discretionary RAUM · $730M to $641M
      May 9, 2017 to Aug 14, 2017
    • Non-discretionary RAUM · $0 to $95.5M
      May 9, 2017 to Aug 14, 2017
    • RAUM · $730M to $737M
      May 9, 2017 to Aug 14, 2017
    • Accounts · 1,839 to 1,833
      Mar 31, 2016 to Mar 27, 2017
    • Discretionary RAUM · $630M to $730M
      Mar 31, 2016 to Mar 27, 2017
    • RAUM · $630M to $730M
      Mar 31, 2016 to Mar 27, 2017
    Signals
    1 dated events
    • Lexington Wealth Management, Inc. reported RAUM $961.5M, up 31% from $736.7M (2017-08-14 to 2018-04-04)
      Apr 4, 2018 · RAUM change · derived
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026