RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• L•••• S•••••••
- F•••••••• C••••••• L••• state registered currentsince Apr 24, 2025 · Los Angeles, Ca
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to Jan 22, 2013 · El Segundo, Ca
- W•••• F•••• I••••••••• L•• unclassifiedMay 15, 2001 to Jan 3, 2011 · Los Angeles, Ca
- W•••• F•••• A••••••• to F•••••••• C••••••• L•••left Jan 22, 2013, registered Apr 24, 2025 (4475 days) · Wirehouse to a state-registered adviser
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address