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RIA Intelligence
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Feed of 09/14/2026
Also filed as P••• C•••• T•••••
At current firm
14 y
since Jun 18, 2012
In the industry
44 y
since Jul 14, 1982 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Jun 18, 2012 · Chesapeake, Va
- S••••••• I••••••••• S•••••••• I••• formerJun 23, 2004 to May 11, 2012 · Richmond, Va
- A••••••••• F•••••••• S•••••••• L•• national BDAug 8, 1995 to Jun 22, 2004 · Virginia Beach, Va
Moves
a registration end followed by a registration begin elsewhere
- S••••••• I••••••••• S•••••••• I••• to E••••• J••••left May 11, 2012, registered Jun 18, 2012 (38 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to S••••••• I••••••••• S•••••••• I•••left Jun 22, 2004, registered Jun 23, 2004 (1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address