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Registered advisor
R••••• M••••• T•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Bob T•••••
At current firm
2 y
since Jan 19, 2024
In the industry
35 y
since Jul 8, 1991 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jan 19, 2024 · Indianapolis, In
- W••••••• F•••••••• S•••••••• I••• formerOct 11, 2006 to Jan 19, 2024 · Indianapolis, In
- P•••• S••••••••• L•• no RAUMMay 27, 2003 to Oct 23, 2006 · Indianapolis, In
- E•••••••• A•••••••• L•• national BDNov 15, 1999 to Jan 6, 2003 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
- P•••• S••••••••• L•• to W••••••• F•••••••• S•••••••• I•••left Oct 23, 2006, registered Oct 11, 2006 (-12 days) · Other
- E•••••••• A•••••••• L•• to P•••• S••••••••• L••left Jan 6, 2003, registered May 27, 2003 (141 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address