RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• R•••••• S••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · Ridgefield, Wa
- A•••••• A••••••• S••••••• formerJul 31, 2025 to Sep 5, 2025 · Ridgefield, Wa
- L••••• C••••••••• W••••• L•• independent RIAFeb 13, 2018 to Dec 12, 2025 · Vancouver, Wa
- A••••••• C•••••••• P•••••••• L•• unclassifiedAug 3, 2017 to Apr 5, 2018 · Vancouver, Wa
- F•••• A••••• A••••••• S•••••••• I••• formerJul 2, 2012 to Jul 5, 2017 · Vancouver, Wa
- F•••• A••••• S••••••••• I••• formerDec 1, 2006 to Jul 2, 2012 · Vancouver, Wa
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedApr 9, 1999 to Jun 4, 2003 · Vancouver, Wa
- L••••• C••••••••• W••••• L•• to A•••••• A••••••• S•••••••left Dec 12, 2025, registered Jul 31, 2025 (-134 days) · RIA to affiliated broker-dealer or bank · moved with a team
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- A••••••• C•••••••• P•••••••• L•• to L••••• C••••••••• W••••• L••left Apr 5, 2018, registered Feb 13, 2018 (-51 days) · Other
- F•••• A••••• A••••••• S•••••••• I••• to A••••••• C•••••••• P•••••••• L••left Jul 5, 2017, registered Aug 3, 2017 (29 days) · Other
- F•••• A••••• S••••••••• I••• to F•••• A••••• A••••••• S•••••••• I•••left Jul 2, 2012, registered Jul 2, 2012 (0 days) · corporate re-registration, not a move
- R•••••• J•••• F•••••••• S•••••••• I••• to F•••• A••••• S••••••••• I•••left Jun 4, 2003, registered Dec 1, 2006 (1276 days) · Other
- L••• R•••••• S•••••• left L••••• C••••••••• W••••• L•• for A•••••• A••••••• S••••••• (registered 2025-07-31)Dec 12, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address