DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Legacy Cornerstone Wealth LLC
Latest filing Sep 17, 2026
First filing on the tape Apr 6, 2018 · 37 filings
SEC status approved since Mar 26, 2021
RAUM
$22.4M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$22.4M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$22.4M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$22.4M as of Jul 10, 2026
Mar 30, 2019$59.8M then
HNW client RAUM$28.3M as of Mar 12, 2026
Mar 30, 2019$15.0M then
State-registered IARs (5.B.3)1 as of Jul 10, 2026
Mar 30, 20195 then
Employees (5.A)1 as of Jul 10, 2026
Mar 30, 20197 then
Private funds: no history
RAUM -91% over the last fiscal year-55% a year over threeIARs 7 to 1offices 1 to 2
Practice profile
derived from the filing of Sep 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $22.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $40,069derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -91%derivedbetween the last two annual amendments
- Advisor growth, one year
- -86%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$22.4M100%
- Individual clients
- 181reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 560reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Matthew J BakerChartered Financial Consultant | Peoria, Az | May 21, 2018 | 13 y | 4 |
Advisor movement
5 left, 0 joined in 12 months
net -5 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 500% of current headcount8 left over 36 months
Left, latest
- Jeffery Paul Lewis to Avantax Advisory ServicesMar 2, 2026 · RIA to affiliated broker-dealer or bank
- Lori Ann Selby to Avantax Advisory ServicesDec 12, 2025 · RIA to affiliated broker-dealer or bank
- Lynn Raymond Siewert to Avantax Advisory ServicesDec 12, 2025 · RIA to affiliated broker-dealer or bank
- Gregory Allen Stapleton to Avantax Advisory ServicesDec 12, 2025 · RIA to affiliated broker-dealer or bank
- Marc D Livernois to Msdr Partners, LLCSep 23, 2025 · RIA to a state-registered adviser
- Craig Brimhall Nelson to Avantax Advisory ServicesAug 4, 2025 · RIA to affiliated broker-dealer or bank
- Nathaniel Spencer Burt to Wealth ManagementJul 8, 2024 · RIA to RIA
- Mark B Haynes to Wealth ManagementJul 8, 2024 · RIA to RIA
Joined, latest
- Gregory Allen Stapleton from Monson Wealth Management, Inc.Aug 8, 2024 · RIA to RIA
- Craig Brimhall Nelson from Lone Peak AdvisersJul 26, 2022 · RIA to RIA
- Marc D Livernois from Cuna Brokerage Services, Inc.Dec 4, 2020 · Affiliated broker-dealer or bank to independent RIA
- Matthew J Baker from Ameritas Advisory ServicesMay 21, 2018 · Affiliated broker-dealer or bank to independent RIA
- Lynn Raymond Siewert from Advanced Corporate Planning, LLCFeb 13, 2018 · Other
- Lori Ann Selby from Waddell & ReedMar 15, 2017 · Other
- Jeffery Paul Lewis from Brookstone Wealth Advisors, LLCOct 16, 2015 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Avantax Advisory ServicesDec 12, 2025 · Peoria, Az
- 2 left for Wealth ManagementJul 8, 2024 · Peoria, Az
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Paul Jeffery Lewis · Managing Membercontrolsince 08/2015 · owns less than 5%
- Paul Jeffery Lewis · Ownercontrolsince 09/2020 · owns 75% or more of Epic Professional Management, LLC
- Joseph Gery Sadzewicz · Chief Compliance Officersince 10/2024 · owns less than 5%
Entity owners
- Epic Professional Management, LLC · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Peoria, Az · principal | 1 | 0 | 3 | 1 | |
| Grand Haven, Mi | 0 | 0 | 1 | ||
| Richland, Wa | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Las Vegas, NV1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- advisor count dropChange between filings · filing Apr 29, 2026advisory representatives (Item 5.B.3) moved from 7.0 to 1.0 (-86.0%) between the annual amendments of 2025-03-20 and 2026-04-29; the peer median change was 0.0% (57 comparable advisers, 0.0th percentile of changes)peers: independent wealth managers, under $100M (57) · 0.0% percentile
- employee count dropChange between filings · filing Apr 29, 2026employees (Item 5.A) moved from 10.0 to 1.0 (-90.0%) between the annual amendments of 2025-03-20 and 2026-04-29; the peer median change was 0.0% (57 comparable advisers, 0.0th percentile of changes)peers: independent wealth managers, under $100M (57) · 0.0% percentile
- RAUM down 50 %Change between filings · filing Apr 29, 2026RAUM (Item 5.F) moved from $248,417,491 to $22,438,801 (-91.0%) between the annual amendments of 2025-03-20 and 2026-04-29; the peer median change was +8.0% (219 comparable advisers, 3.0th percentile of changes)peers: independent wealth managers, under $100M (219) · 2.8% percentile
What changed
consecutive filings, newest first
- Financial planning clients · 1-10 to 1-10Jul 10, 2026 to Sep 17, 2026
- Succession · false to unsetJul 10, 2026 to Sep 17, 2026
- HQ city · LAS VEGAS to PEORIAJun 30, 2026 to Jul 10, 2026
- HQ state · NV to AZJun 30, 2026 to Jul 10, 2026
- Other offices · 1 to 2May 21, 2026 to Jun 30, 2026
- HQ city · to LAS VEGASApr 29, 2026 to May 21, 2026
- HQ state · to NVApr 29, 2026 to May 21, 2026
- Accounts · 820 to 560Mar 12, 2026 to Apr 29, 2026
- Business name · LEGACY CORNERSTONE WEALTH to LEGACY CORNERSTONE WEALTH LLCMar 12, 2026 to Apr 29, 2026
- HNW clients · 21.0 to unsetMar 12, 2026 to Apr 29, 2026
- Individual clients · 420 to 181Mar 12, 2026 to Apr 29, 2026
- Pension plan clients · 33.0 to unsetMar 12, 2026 to Apr 29, 2026
- Legal name · LEGACY CORNERSTONE WEALTH to LEGACY CORNERSTONE WEALTH LLCMar 12, 2026 to Apr 29, 2026
- Discretionary RAUM · $85.6M to $22.4MMar 12, 2026 to Apr 29, 2026
- HNW RAUM · 28294007.0 to unsetMar 12, 2026 to Apr 29, 2026
- Individual RAUM · $57.3M to $22.4MMar 12, 2026 to Apr 29, 2026
- Non-discretionary RAUM · $20.5M to $0Mar 12, 2026 to Apr 29, 2026
- Pension RAUM · 20524767.0 to unsetMar 12, 2026 to Apr 29, 2026
- RAUM · $106M to $22.4MMar 12, 2026 to Apr 29, 2026
- Accounts · 766 to 820Feb 5, 2026 to Mar 12, 2026
- Advisory employees · 7 to 1Feb 5, 2026 to Mar 12, 2026
- Business name · EPIC PRIVATE WEALTH to LEGACY CORNERSTONE WEALTHFeb 5, 2026 to Mar 12, 2026
- HNW clients · 60 to 21Feb 5, 2026 to Mar 12, 2026
- Individual clients · 706 to 420Feb 5, 2026 to Mar 12, 2026
- Pension plan clients · unset to 33.0Feb 5, 2026 to Mar 12, 2026
- Employees · 10 to 1Feb 5, 2026 to Mar 12, 2026
- State-registered IARs · 7 to 1Feb 5, 2026 to Mar 12, 2026
- Legal name · EPIC TRUST INVESTMENT ADVISORS LLC to LEGACY CORNERSTONE WEALTHFeb 5, 2026 to Mar 12, 2026
- Discretionary RAUM · $248M to $85.6MFeb 5, 2026 to Mar 12, 2026
- HNW RAUM · $125M to $28.3MFeb 5, 2026 to Mar 12, 2026
- Individual RAUM · $123M to $57.3MFeb 5, 2026 to Mar 12, 2026
- Non-discretionary RAUM · $0 to $20.5MFeb 5, 2026 to Mar 12, 2026
- Pension RAUM · unset to 20524767.0Feb 5, 2026 to Mar 12, 2026
- RAUM · $248M to $106MFeb 5, 2026 to Mar 12, 2026
- Related insurance company · true to falseFeb 5, 2026 to Mar 12, 2026
- HQ city · RICHLAND to Mar 20, 2025 to Feb 5, 2026
- HQ state · WA to Mar 20, 2025 to Feb 5, 2026
- Accounts · 1,656 to 766Feb 10, 2025 to Mar 20, 2025
- Advisory employees · 6 to 7Feb 10, 2025 to Mar 20, 2025
- HNW clients · 36 to 60Feb 10, 2025 to Mar 20, 2025
Signals
16 dated events
- Legacy Cornerstone Wealth Llc reported RAUM $106.1M, down 57% from $248.4M (2026-02-05 to 2026-03-12)Mar 12, 2026 · RAUM change · derived
- Jeffery Paul Lewis left Legacy Cornerstone Wealth Llc for Avantax Advisory Services (registered 2025-07-30)Mar 2, 2026 · Advisor changed firm · fact
- Lori Ann Selby left Legacy Cornerstone Wealth Llc for Avantax Advisory Services (registered 2025-07-30)Dec 12, 2025 · Advisor changed firm · fact
- Gregory Allen Stapleton left Legacy Cornerstone Wealth Llc for Avantax Advisory Services (registered 2025-07-30)Dec 12, 2025 · Advisor changed firm · fact
- Lynn Raymond Siewert left Legacy Cornerstone Wealth Llc for Avantax Advisory Services (registered 2025-07-31)Dec 12, 2025 · Advisor changed firm · fact
- 2 advisors left Legacy Cornerstone Wealth LLC (Peoria, AZ) for Avantax Advisory Services on the same dayDec 12, 2025 · Team lift-out · derived
- Marc D Livernois left Legacy Cornerstone Wealth Llc for Msdr Partners, Llc (registered 2025-09-24)Sep 23, 2025 · Advisor changed firm · fact
- Craig Brimhall Nelson left Legacy Cornerstone Wealth Llc for Avantax Advisory Services (registered 2025-08-05)Aug 4, 2025 · Advisor changed firm · fact
- Nathaniel Spencer Burt left Legacy Cornerstone Wealth Llc for Wealth Management (registered 2024-01-22)Jul 8, 2024 · Advisor changed firm · fact
- 2 advisors left Legacy Cornerstone Wealth LLC (Peoria, AZ) for Wealth Management on the same dayJul 8, 2024 · Team lift-out · derived
- Mark B Haynes left Legacy Cornerstone Wealth Llc for Wealth Management (registered 2024-01-22)Jul 8, 2024 · Advisor changed firm · fact
- Tyson Reil (Owner) no longer on Schedule A of Legacy Cornerstone Wealth Llc (listed 2023-06-09, absent 2024-03-27)Mar 27, 2024 · Control person left · inference
- Nathan Burt (Owner) no longer on Schedule A of Legacy Cornerstone Wealth Llc (listed 2023-06-09, absent 2024-03-27)Mar 27, 2024 · Control person left · inference
- Nathan Burt (Owner) appeared on Schedule A of Legacy Cornerstone Wealth LlcFeb 24, 2021 · Control person joined · fact
- Tyson Reil (Owner) appeared on Schedule A of Legacy Cornerstone Wealth LlcFeb 24, 2021 · Control person joined · fact
- Epic Trust Investment Advisors Llc filed its initial SEC registration (Form ADV)Apr 6, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- legacycornerstonewealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 702-767-9891reportedpublic record, Form ADV, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $22.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026