DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Dennis Michael Spratt
Cambridge Investment Research Advisors, Inc.BD affiliatedOverland Park, Ks dual registrantIAPD 1058689
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
5 y
since Nov 6, 2020
In the industry
43 y
since Mar 3, 1983 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cambridge Investment Research Advisors, Inc. BD affiliated currentsince Nov 6, 2020 · Overland Park, Ks
- Wealth Management Group Of Kc, Inc. unclassifiedJul 1, 2010 to Mar 31, 2011 · Overland Park, Ks
- Geneos Wealth Management, Inc. BD affiliatedSep 1, 2009 to Nov 10, 2020 · Overland Park, Ks
- Osaic Wealth, Inc. BD affiliatedDec 11, 1997 to Sep 1, 2009 · Lawrence, Ks
- Spratt Wealth Management Group, Inc. unclassifiedAug 15, 1996 to Dec 31, 2008 · Lawrence, Ks
Moves
a registration end followed by a registration begin elsewhere
- Geneos Wealth Management, Inc. to Wealth Management Group Of Kc, Inc.left Nov 10, 2020, registered Jul 1, 2010 (-3785 days) · Other
- Wealth Management Group Of Kc, Inc. to Cambridge Investment Research Advisors, Inc.left Mar 31, 2011, registered Nov 6, 2020 (3508 days) · Other
- Osaic Wealth, Inc. to Geneos Wealth Management, Inc.left Sep 1, 2009, registered Sep 1, 2009 (0 days) · Other
- Spratt Wealth Management Group, Inc. to Osaic Wealth, Inc.left Dec 31, 2008, registered Dec 11, 1997 (-4038 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address