RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• J••••• H•••••••
- K•••••• independent RIA currentsince Jan 10, 2022 · St. Louis, Mo
- I••••••••• W••••• A••••••• L•• unclassifiedMar 20, 2012 to Jan 27, 2022 · Chesterfield, Mo
- O•••••• W••••• M••••••••• L•• formerNov 15, 2010 to Mar 29, 2012 · St. Louis, Mo
- B••••• I••••••••• A••••••• L•• unclassifiedJan 7, 2009 to Nov 5, 2010 · Chicago, Il
- C•••••••• G••••• M•••••• I••• BD affiliatedNov 14, 2008 to Dec 19, 2008 · Clayton, Mo
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 12, 1998 to Nov 17, 2008 · Clayton, Mo
- I••••••••• W••••• A••••••• L•• to K••••••left Jan 27, 2022, registered Jan 10, 2022 (-17 days) · Other · moved with a team
- O•••••• W••••• M••••••••• L•• to I••••••••• W••••• A••••••• L••left Mar 29, 2012, registered Mar 20, 2012 (-9 days) · Other
- B••••• I••••••••• A••••••• L•• to O•••••• W••••• M••••••••• L••left Nov 5, 2010, registered Nov 15, 2010 (10 days) · Other
- C•••••••• G••••• M•••••• I••• to B••••• I••••••••• A••••••• L••left Dec 19, 2008, registered Jan 7, 2009 (19 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••left Nov 17, 2008, registered Nov 14, 2008 (-3 days) · Other
- D••••• J••••• H••••••• left I••••••••• W••••• A••••••• L•• for Krilogy (registered 2022-01-10)Jan 27, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address