DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Krilogy
Legal name Krilogy Financial LLC
Latest filing Mar 31, 2026
First filing on the tape Mar 9, 2012 · 79 filings
SEC status approved since Jan 12, 2009
RAUM
$5.2B
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
85%
$4.4B individuals and HNW
Advisors
63
registered through the firm on IAPD
RAUM per advisor
$82.5M
derived; firm RAUM over IAPD count
Employees
103
65 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
1
reported on Schedule D
History
79 filings and snapshots on the tape
RAUM$5.2B as of Mar 31, 2026
Apr 2, 2012$102M then
HNW client RAUM$3.8B as of Mar 31, 2026
Mar 30, 2018$615M then
State-registered IARs (5.B.3)55 as of Mar 31, 2026
Apr 2, 20120 then
Employees (5.A)103 as of Mar 31, 2026
Mar 28, 201319 then
Private funds: 1
RAUM +47% over the last fiscal year+41% a year over threeIARs 50 to 55offices 4 to 5
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $81.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 48derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $467,486derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 90%derivedof RAUM
- Institutional
- 14%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 10.7derived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +47%derivedbetween the last two annual amendments
- Advisor growth, one year
- +10%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +15%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Financial planning clients
- 2,000reportedItem 5.H
- Wrap fee program
- $175MreportedItem 5.I
- Custody
- $2.1B, 2,359 clientsreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- controlled by a public reporting company (10.A)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$3.8B72%
- Pension and profit-sharing plans$734M14%
- Individuals$659M13%
- Corporations and businesses$38.3M0.7%
- Charitable organizations$11.4M0.2%
- Individual clients
- 1,940reported
- HNW clients
- 1,121reported
- Pension plan clients
- 132reported
- Charitable clients
- n/areported
- Accounts
- 11,114reported
- Financial planning clients
- 2,000reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $2.1B for 2,359 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.85 fund_share=0.0 institutional_share=0.14 related_bd=false related_bank=false bd_reps=9.0derived
Advisors registered through the firm
63 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Kent Scott Skornia | St. Louis, Mo | Jan 14, 2009 | 24 y | 2 |
| James Patrick Obrien | St. Louis, Mo | Jan 14, 2009 | 21 y | 2 |
| Jeffrey Albert Hercules | St. Louis, Mo | Mar 4, 2011 | 31 y | 3 |
| Michael R Brown | St. Louis, Mo | Feb 23, 2012 | 16 y | 3 |
| Nathan S HoltCertified Financial Planner | St. Louis, Mo | Feb 28, 2012 | 16 y | 0 |
| Patrick W Monahan | St. Louis, Mo | Feb 28, 2012 | 16 y | 0 |
| Matthew J. Haywood | St. Louis, Mo | Mar 1, 2012 | 16 y | 0 |
| Jeffrey Thomas Skornia | St. Louis, Mo | Apr 8, 2013 | 16 y | 1 |
| Charles P SchulzCertified Financial Planner | St. Louis, Mo | Apr 8, 2013 | 13 y | 0 |
| William John PohrerCertified Financial Planner | St. Louis, Mo | Jun 10, 2013 | 27 y | 3 |
| John Michael Mcarthur | St. Louis, Mo | May 5, 2014 | 25 y | 2 |
| Kristin Elizabeth FomonCertified Financial Planner | St. Louis, Mo | Jul 10, 2014 | 13 y | 0 |
| Kevin Michael ReynoldsCertified Financial Planner | St. Louis, Mo | Nov 10, 2014 | 16 y | 0 |
| Jacob Daniel SteingrubeyCertified Financial Planner | St. Louis, Mo | Feb 2, 2016 | 13 y | 0 |
| Thomas Lewis | St. Louis, Mo | Apr 21, 2016 | 14 y | 2 |
| Hanh Duy NguyenCertified Financial Planner | St. Peters, Mo | Oct 11, 2016 | 10 y | 0 |
| Jacob Lee Thornton | St. Louis, Mo | Mar 15, 2017 | 11 y | 0 |
| Byron Paul Gabriel | St. Louis, Mo | Sep 15, 2017 | 15 y | 0 |
| Daniel Patrick ReillyCertified Financial Planner | St. Louis, Mo | Mar 15, 2018 | 12 y | 0 |
| Michael Shelby BarbercheckCertified Financial Planner | St. Louis, Mo | Apr 11, 2018 | 13 y | 0 |
| Taylor Knight Dade | St. Louis, Mo | Jun 21, 2018 | 13 y | 0 |
| Kristin Bence PooleCertified Financial Planner | St. Louis, Mo | Aug 2, 2018 | 19 y | 3 |
| Lucas Edward NikolaisenCertified Financial Planner | St. Louis, Mo | Aug 30, 2018 | 13 y | 0 |
| Ryan Andrew Zabrowski | Venice, Fl | Mar 15, 2019 | 24 y | 3 |
| Joshua Edward WillbrandCertified Financial Planner | St. Louis, Mo | Jun 24, 2019 | 10 y | 0 |
| James Jackson Logsdon Jr | St. Louis, Mo | Sep 20, 2019 | 26 y | 1 |
| Steven James GrigoneCertified Financial Planner | Saint Louis, Mo | Apr 8, 2020 | 13 y | 0 |
| Bryce Morgan DalrympleCertified Financial Planner | Saint Louis, Mo | May 28, 2020 | 10 y | 0 |
| Ryan E PowersCertified Financial Planner | St. Louis, Mo | Dec 6, 2020 | 18 y | 5 |
| Kyle Lewis Goepel | St. Louis, Mo | Apr 1, 2021 | 19 y | 5 |
| Meghan Marie Dorsey AbelnCertified Financial Planner | St. Louis, Mo | Jun 25, 2021 | 15 y | 1 |
| Jane B Leech | St. Louis, Mo | Sep 30, 2021 | 12 y | 1 |
| Adam Daniel Henrichs | St. Louis, Mo | Jan 5, 2022 | 13 y | 1 |
| Daniel Joseph HenrichsCertified Financial Planner | St. Louis, Mo | Jan 10, 2022 | 44 y | 5 |
| John Andrew Virant | St. Louis, Mo | Mar 20, 2023 | 44 y | 4 |
| Daniel Teibel | St. Louis, Mo | Sep 8, 2023 | 17 y | 1 |
| Francisco Jose Sanchez | Dallas, Tx | Sep 29, 2023 | 13 y | 1 |
| Joseph Thomas MartinezChartered Financial Analyst | St. Louis, Mo | Sep 29, 2023 | 19 y | 1 |
| Karen Jeanne MaurerCertified Financial Planner | St. Louis, Mo | Oct 31, 2023 | 31 y | 2 |
| William Schnoebelen RoweCertified Financial Planner | St. Louis, Mo | Dec 18, 2023 | 11 y | 2 |
Advisor movement
2 left, 8 joined in 12 months
net +6 in 12 months1 left in 90 days1 joined in 90 daysdeparture rate 3.2% of current headcount5 left over 36 months
Left, latest
- Andrew Thomas Forrester to Xypn SapphireSep 16, 2026 · RIA to RIA
- Paul J Rhea to Edward JonesMay 21, 2026 · RIA to affiliated broker-dealer or bank
- Stacy Sloas Flanagin to Visionary Wealth Advisors, LLCJul 1, 2025 · RIA to RIA
- John Joseph Rhodes to Belmont Private WealthAug 8, 2024 · RIA to a newly registered adviser
- James F Pieper to Belmont Private WealthAug 8, 2024 · RIA to a newly registered adviser
- Adam Roeder to Buckingham Strategic Wealth, LLCSep 13, 2023 · RIA to RIA
- Andrew Michael Shenberg to Anderson Hoagland & CoJan 10, 2023 · RIA to RIA
- Nathaniel Thomas Gilman to Rbf Wealth AdvisorsDec 10, 2022 · RIA to RIA
- Emily Donaldson to Rfg Advisory, LLCMay 27, 2022 · RIA to RIA
- Kent Thomas Kobernus to Visionary Wealth Advisors, LLCNov 30, 2021 · RIA to RIA
- Elizabeth Frances Connelly to Visionary Wealth Advisors, LLCNov 27, 2021 · RIA to RIA
- Michael Gerlando Disalvo to Purposepath Capital, LLCJun 30, 2021 · RIA to a state-registered adviser
- Curtis Brandon Reese to Exencial Wealth AdvisorsJun 30, 2021 · RIA to RIA
- Brett Thomas Siegfried to J.P. Morgan Securities LLCOct 1, 2019 · RIA to wirehouse
- Deanna Schuler Orf to Brookstone Wealth Advisors, LLCOct 4, 2018 · RIA to RIA
Joined, latest
- Thomas Joseph Ponce from Foundations Investment Advisors LLCSep 15, 2026 · RIA to RIA
- Allison Taylor Wimer from Clayton Financial Group, LLCMay 11, 2026 · RIA to RIA
- Joshua Paul Statler from Focus Partners Wealth, LLCMay 5, 2026 · RIA to RIA
- Geneen Marie Von Kloha from Moneta Group Investment Advisors, LLCFeb 17, 2026 · RIA to RIA
- Sarah Rae Meyer from Moneta Group Investment Advisors, LLCNov 13, 2025 · RIA to RIA
- Andrew Louis Bouquet from Moneta Group Investment Advisors, LLCNov 5, 2025 · RIA to RIA
- Colin Schlitt from Stifel, Nicolaus & Company, IncorporatedOct 23, 2025 · Affiliated broker-dealer or bank to independent RIA
- Daniel Schoen Leritz from Catapult Investment ManagementOct 22, 2025 · Other
- Patrick Michael Britt from Clayton Financial Group, LLCJun 10, 2025 · RIA to RIA
- Brian Joseph Fernandez from Larson Financial Group, LLCMar 3, 2025 · Affiliated broker-dealer or bank to independent RIA
- Stephen Joseph Eifler from Syntegra Private Wealth Group LLCFeb 9, 2025 · RIA to RIA
- Brett Thomas Siegfried from J.P. Morgan Securities LLCAug 11, 2024 · Wirehouse to independent RIA
- Matthew Joseph Ott from Huntleigh Advisors, Inc.Mar 11, 2024 · RIA to RIA
- William Schnoebelen Rowe from Stifel, Nicolaus & Company, IncorporatedDec 18, 2023 · Affiliated broker-dealer or bank to independent RIA
- Karen Jeanne Maurer from Crown Capital Securities, L.P.Oct 31, 2023 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Belmont Private WealthAug 8, 2024 · St Louis, Mo
- 2 left for Visionary Wealth Advisors, LLCNov 27, 2021 · St Louis, Mo
- 2 joined from Moneta Group Investment Advisors, LLCNov 6, 2025 · St Louis, Mo
- 2 joined from Clayton Financial Group, LLCJul 1, 2025 · St Louis, Mo
- 2 joined from Phlox Capital Management, LLCDec 5, 2023 · Dallas, Tx
- 2 joined from Integrated Wealth Advisors LLCJan 27, 2022 · Chesterfield, Mo
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Atlas Private Markets Fund I, L.P. | $2.3M | 18 | Mar 31, 2026 |
Owners and control persons
Schedule A and B, latest filing
- Joseph Brian Fernandez · Presidentcontrolsince 04/2025 · owns less than 5%
- Brinley Mark Lewis · Chief Financial Officercontrolsince 08/2023 · owns less than 5%
- Joseph Thomas Lewis · Legal Counsel & Chief Compliance Officercontrolsince 04/2016 · owns less than 5%
- Michael John Mcarthur · Senior Partner & Chief Investment Officercontrolsince 02/2012 · owns less than 5%
- Scott Kent Skornia · Chief Executive Officercontrolsince 12/2008 · owns less than 5%
Entity owners
- Krilogy, LLC · Sole Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- Kep Law, LLCn
- Krilogy Advisors, LLCreal estatey
- Krilogy Capital Management II, LLCinvestment advisern
- Krilogy Capital Management Partners II, LLCpooled vehicle sponsorn
- Krilogy Capital Management Partners, LLCpooled vehicle sponsorn
- Krilogy Capital Management, LLCinvestment advisern
- Krilogy Tax Services, LLCinsurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| St Louis, Mo | 61 | 15 | 2 | ||
| Dallas, Tx | 6 | 1 | 0 | ||
| Saint Louis, Mo | 2 | 0 | 0 | ||
| Saint Peters, Mo | 2 | 1 | 0 | ||
| St Peters, Mo | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- St. Peters, MO6 employees
- Dallas, TX3 employees
- O'Fallon, IL1 employees
- St. Louis, MO1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 31, 2026advises private funds (Item 7.B): no on the filing of 2025-12-17, yes on the filing of 2026-03-31peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 31, 2026Fernandez, Brian, Joseph (PRESIDENT) appeared on Schedule A between the filings of 2024-03-30 and 2026-03-31peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Accounts · 10,780 to 11,114Dec 17, 2025 to Mar 31, 2026
- Advisory employees · 56 to 65Dec 17, 2025 to Mar 31, 2026
- BD registered reps · 8 to 9Dec 17, 2025 to Mar 31, 2026
- Corporate clients · 9 to 11Dec 17, 2025 to Mar 31, 2026
- HNW clients · 1,096 to 1,121Dec 17, 2025 to Mar 31, 2026
- Individual clients · 1,896 to 1,940Dec 17, 2025 to Mar 31, 2026
- Pension plan clients · 152 to 132Dec 17, 2025 to Mar 31, 2026
- Assets in custody · $749M to $2.1BDec 17, 2025 to Mar 31, 2026
- Employees · 82 to 103Dec 17, 2025 to Mar 31, 2026
- State-registered IARs · 50 to 55Dec 17, 2025 to Mar 31, 2026
- Other offices · 4 to 5Dec 17, 2025 to Mar 31, 2026
- Private funds · unset to 1Dec 17, 2025 to Mar 31, 2026
- Discretionary RAUM · $4.5B to $4.7BDec 17, 2025 to Mar 31, 2026
- HNW RAUM · $3.6B to $3.8BDec 17, 2025 to Mar 31, 2026
- Individual RAUM · $627M to $659MDec 17, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $480M to $511MDec 17, 2025 to Mar 31, 2026
- Pension RAUM · $705M to $734MDec 17, 2025 to Mar 31, 2026
- RAUM · $5.0B to $5.2BDec 17, 2025 to Mar 31, 2026
- Accounts · 8,762 to 10,780Jul 2, 2025 to Nov 7, 2025
- Corporate clients · 26 to 9Jul 2, 2025 to Nov 7, 2025
- HNW clients · 856 to 1,096Jul 2, 2025 to Nov 7, 2025
- Individual clients · 1,817 to 1,896Jul 2, 2025 to Nov 7, 2025
- Pension plan clients · 132 to 152Jul 2, 2025 to Nov 7, 2025
- Discretionary RAUM · $3.5B to $4.5BJul 2, 2025 to Nov 7, 2025
- HNW RAUM · $2.4B to $3.6BJul 2, 2025 to Nov 7, 2025
- Individual RAUM · $561M to $627MJul 2, 2025 to Nov 7, 2025
- Non-discretionary RAUM · $79.6M to $480MJul 2, 2025 to Nov 7, 2025
- Pension RAUM · $588M to $705MJul 2, 2025 to Nov 7, 2025
- RAUM · $3.5B to $5.0BJul 2, 2025 to Nov 7, 2025
- Financial planning clients · More than 500 to More than 500May 13, 2025 to Jul 2, 2025
- Accounts · 8,634 to 8,762Dec 19, 2024 to Mar 31, 2025
- Advisory employees · 49 to 56Dec 19, 2024 to Mar 31, 2025
- HNW clients · 838 to 856Dec 19, 2024 to Mar 31, 2025
- Individual clients · 1,794 to 1,817Dec 19, 2024 to Mar 31, 2025
- Pension plan clients · 124 to 132Dec 19, 2024 to Mar 31, 2025
- Assets in custody · $815M to $749MDec 19, 2024 to Mar 31, 2025
- Custody of client assets · false to trueDec 19, 2024 to Mar 31, 2025
- Employees · 68 to 82Dec 19, 2024 to Mar 31, 2025
- State-registered IARs · 45 to 50Dec 19, 2024 to Mar 31, 2025
- Discretionary RAUM · $3.4B to $3.5BDec 19, 2024 to Mar 31, 2025
Signals
23 dated events
- Andrew Thomas Forrester left Krilogy for Xypn Sapphire (registered 2026-09-15)Sep 16, 2026 · Advisor changed firm · fact
- Thomas Joseph Ponce registered as an investment adviser representative at KrilogySep 15, 2026 · Advisor registered · fact
- Paul J Rhea left Krilogy for Edward Jones (registered 2026-06-30)May 21, 2026 · Advisor changed firm · fact
- Krilogy reported RAUM $5.0B, up 40% from $3.5B (2025-07-02 to 2025-11-07)Nov 7, 2025 · RAUM change · derived
- 2 advisors left Moneta Group Investment Advisors, LLC (ST Louis, MO) for Krilogy within 8 daysNov 6, 2025 · Team lift-out · derived
- Stacy Sloas Flanagin left Krilogy for Visionary Wealth Advisors, Llc (registered 2025-06-13)Jul 1, 2025 · Advisor changed firm · fact
- 2 advisors left Clayton Financial Group, LLC (ST Louis, MO) for Krilogy on the same dayJul 1, 2025 · Team lift-out · derived
- Krilogy reported RAUM $3.5B, up 40% from $2.5B (2024-03-30 to 2024-12-19)Dec 19, 2024 · RAUM change · derived
- James F Pieper left Krilogy for Belmont Private Wealth (registered 2024-06-28)Aug 8, 2024 · Advisor changed firm · fact
- John Joseph Rhodes left Krilogy for Belmont Private Wealth (registered 2024-07-01)Aug 8, 2024 · Advisor changed firm · fact
- 2 advisors left Krilogy (ST Louis, MO) for Belmont Private Wealth on the same dayAug 8, 2024 · Team lift-out · derived
- Krilogy reported RAUM $2.5B, up 36% from $1.8B (2023-09-28 to 2024-03-30)Mar 30, 2024 · RAUM change · derived
- Brinley Mark Lewis (Chief Financial Officer) appeared on Schedule A of KrilogyMar 30, 2024 · Control person joined · fact
- 2 advisors left Phlox Capital Management, LLC (Dallas, TX) for Krilogy on the same dayDec 5, 2023 · Team lift-out · derived
- Adam Roeder left Krilogy for Buckingham Strategic Wealth, Llc (registered 2023-06-29)Sep 13, 2023 · Advisor changed firm · fact
- Andrew Michael Shenberg left Krilogy for Anderson Hoagland & Co (registered 2023-02-03)Jan 10, 2023 · Advisor changed firm · fact
- Nathaniel Thomas Gilman left Krilogy for Rbf Wealth Advisors (registered 2022-12-21)Dec 10, 2022 · Advisor changed firm · fact
- Emily Donaldson left Krilogy for Rfg Advisory, Llc (registered 2022-08-01)May 27, 2022 · Advisor changed firm · fact
- Krilogy reported 47 state-registered advisory representatives, up from 32 (2021-04-07 to 2022-04-01)Apr 1, 2022 · Advisor headcount change · derived
- 2 advisors left Integrated Wealth Advisors LLC (Chesterfield, MO) for Krilogy on the same dayJan 27, 2022 · Team lift-out · derived
- Krilogy reported RAUM $1.7B, up 32% from $1.3B (2020-07-30 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Krilogy reported RAUM $1.3B, up 27% from $1.0B (2020-01-10 to 2020-04-01)Apr 1, 2020 · RAUM change · derived
- Krilogy reported RAUM $918.6M, up 38% from $664.2M (2017-09-29 to 2018-02-02)Feb 2, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/krilogy-financial/mycompanyreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/kplansreportedpublic record, Form ADV, Sep 17, 2026
- Website
- krilogyportfoliosolutions.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 314-884-2800reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $82.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026