DFX Intelligence
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Registered advisor
G••• G•••• M••••••••
Feed of 09/14/2026
Also filed as G••• Lynelle G••••
At current firm
2 y
since Jan 19, 2024
In the industry
33 y
since Feb 25, 1993 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jan 19, 2024 · Mobile, Al
- W••••••• F•••••••• S•••••••• I••• formerMar 1, 2019 to Jan 19, 2024 · Mobile, Al
- Q•••••• A•••• M••••••••• I••• formerSep 16, 2011 to Mar 1, 2019 · Minneapolis, Mn
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerJan 17, 2008 to Sep 16, 2011 · Indianapolis, In
- A••••••••• A•••••• S•••••••• I••• unclassifiedNov 12, 2003 to Jan 18, 2008 · Indianapolis, In
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedJun 28, 2000 to Nov 6, 2003 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
- Q•••••• A•••• M••••••••• I••• to W••••••• F•••••••• S•••••••• I•••left Mar 1, 2019, registered Mar 1, 2019 (0 days) · corporate re-registration, not a move
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to Q•••••• A•••• M••••••••• I•••left Sep 16, 2011, registered Sep 16, 2011 (0 days) · Other
- A••••••••• A•••••• S•••••••• I••• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Jan 18, 2008, registered Jan 17, 2008 (-1 days) · Other
- T••••••••• F•••••••• A•••••••• L•• to A••••••••• A•••••• S•••••••• I•••left Nov 6, 2003, registered Nov 12, 2003 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address