RIA Intelligence

• A• W••••• M••••••••• L•• BD affiliated current
  since May 7, 2019 · Metaire, La
• J• W• C••• A•••••••• I••• BD affiliated
  Apr 17, 2019 to May 8, 2019 · Metairie, La
• G••••• F•••••••• P•••••• C••••••• I••• former
  Oct 31, 2017 to Apr 23, 2019 · Metairie, La
• G•••••• R•••• L•• D•• G•••••• R•••• • A••••••••• former
  Jun 4, 2012 to Nov 29, 2017 · Metairie, La

• J• W• C••• A•••••••• I••• to A• W••••• M••••••••• L••
  left May 8, 2019, registered May 7, 2019 (-1 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
• G••••• F•••••••• P•••••• C••••••• I••• to J• W• C••• A•••••••• I•••
  left Apr 23, 2019, registered Apr 17, 2019 (-6 days) · corporate re-registration, not a move
• G•••••• R•••• L•• D•• G•••••• R•••• • A••••••••• to G••••• F•••••••• P•••••• C••••••• I•••
  left Nov 29, 2017, registered Oct 31, 2017 (-29 days) · Other · moved with a team

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

16derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address