RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• R• A••••
- P••• A••••• S••••••••• L•• BD affiliated currentsince Nov 29, 2011 · Woodcliff Lake, Nj
- I••••••••• P••••••• A•••••••• L•• unclassifiedJul 16, 2003 to Dec 31, 2011 · Fairfield, Nj
- I••••••••• P••••••• A•••••••• L•• to P••• A••••• S••••••••• L••left Dec 31, 2011, registered Nov 29, 2011 (-32 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address